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Comments on Bats EDGX Exchange Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGX Exchange, Inc.

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Date Sort descending	Letter Type	Commenter Name
Jan. 12, 2018	Public Comment	Joanna Mallers, Secretary, FIA Principal Traders Group
Dec. 22, 2017	Public Comment	Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Dec. 12, 2017	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a December 11, 2017, meeting with representatives of the SROs and counsel to the SROs
Nov. 2, 2017	Public Comment	Michael Simon, Chair, CAT NMS Plan Operating Committee
Sept. 6, 2017	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 6, 2017, telephone conference with representatives of Sidley Austin LLP, Counsel to Wolverine Trading, LLC, Susquehanna International Group, LLP, IMC Financial Markets and Optiver US, LLC
July 28, 2017	Public Comment	Joanna Mallers, Secretary, FIA Principal Traders Group
July 28, 2017	Public Comment	Kevin Coleman, General Counsel & Chief Compliance Officer, Belvedere Trading LLC
July 28, 2017	Public Comment	Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
July 28, 2017	Public Comment	Theodore R. Lazo, Managing Director, Associate General Counsel, SIFMA
July 27, 2017	Public Comment	W. Hardy Callcott, Sidney Austin LLP, on behalf of Wolverine Trading, LLC, Susquehanna International Group, LLP, IMC Financial Markets, and Optiver US, LLC
June 29, 2017	Public Comment	CAT NMS Plan Participants
June 29, 2017	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 29, 2017, telephone conference with representatives of OTC Markets Group Inc.
June 27, 2017	Public Comment	Suzanne Shatto
June 23, 2017	Public Comment	Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
June 22, 2017	Public Comment	Joanna Mallers, Secretary, FIA Principal Traders Group
June 6, 2017	Public Comment	Theodore R. Lazo, Managing Director and Associate General Counsel, and Ellen Greene, Managing Director, Financial Services Operations, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-BatsEDGX-2017-22

Release Number

34-80821

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