34-82503
Jan. 16, 2018
SR-NYSEMKT-2017-26
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-NYSE-2017-22
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-BX-2017-023
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-MRX-2017-04
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-MIAX-2017-18
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-IEX-2017-16
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-BatsEDGA-2017-13
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82503
Jan. 16, 2018
SR-CBOE-2017-040
Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 3043)
34-82495
Jan. 12, 2018
SR-Phlx-2018-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule at Chapter IX Comments Due: Exhibit 5 Federal Register version (83 FR 2839)
34-82499
Jan. 12, 2018
SR-Phlx-2018-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Pricing for NDXP Comments Due: Exhibit 5 Federal Register version (83 FR 2834)
34-82501
Jan. 12, 2018
SR-OCC-2017-808
Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c Federal Register version (83 FR 2843)
34-82494
Jan. 12, 2018
SR-NSCC-2017-020
Notice of Filing of a Proposed Rule Change To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge Comments Due: Exhibit 5 Federal Register version (83 FR 2828)
34-82493
Jan. 12, 2018
SR-NASDAQ-2018-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Credits at Rule 7018(a) Comments Due: Exhibit 5 Federal Register version (83 FR 2859)
34-82496
Jan. 12, 2018
SR-ICEEU-2017-016
Notice Relating to the ICE Clear Europe Recovery Plan Comments Due: Federal Register version (83 FR 2855)
34-82497
Jan. 12, 2018
SR-ICEEU-2017-017
Notice Relating to the ICE Clear Europe Wind Down Framework and Plan (the "Wind-Down Plan" or the "Plan"), as Most Recently Amended Comments Due: Federal Register version (83 FR 2847)
34-82489
Jan. 11, 2018
SR-NYSEAMER-2017-42
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 2700)
34-82487
Jan. 11, 2018
SR-NYSEArca-2017-138
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Shares of the Goldman Sachs Access Emerging Markets Local Currency Bond ETF Under Commentary .02 to NYSE Arca Rule 5.2-E(j)(3) Comments Due: Federal Register version (83 FR 2695)
34-82490
Jan. 11, 2018
SR-PEARL-2017-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 2686)
34-82488
Jan. 11, 2018
SR-MIAX-2018-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 700, 1308, and 1322 Comments Due: Exhibit 5 Federal Register version (83 FR 2694)
34-82484
Jan. 11, 2018
SR-CboeBZX-2018-001
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts Comments Due: View Received Comments Federal Register version (83 FR 2704)
34-82491
Jan. 11, 2018
SR-BOX-2018-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3030 To Establish Rules Related to the Use of Floor Broker Error Accounts Comments Due: Exhibit 5 Federal Register version (83 FR 2692)
34-82482
Jan. 10, 2018
SR-BatsBZX-2017-30
Notice of Withdrawal of a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF Comments Due: View Received Comments Federal Register version (83 FR 2480)
34-82479
Jan. 10, 2018
SR-NASDAQ-2018-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Rule 6200 To Codify Participant Risk Settings in the Exchange's Trading System (as Set Forth in a Proposed IM-6200-1) and To Authorize the Exchange To Share Those Settings With the Clearing Member That Clears Transactions on Behalf of the Participant Comments Due: Federal Register version (83 FR 2471)
34-82481
Jan. 10, 2018
SR-NASDAQ-2017-133
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Transitional Rules That Have Expired Related to Compensation Committee Listing Standards Comments Due: Exhibit 5 Federal Register version (83 FR 2474)
34-82480
Jan. 10, 2018
SR-FINRA-2018-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) Comments Due: Exhibit 5 Federal Register version (83 FR 2480)
34-82470
Jan. 9, 2018
SR-Phlx-2018-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Cross-Reference in Rule 1017 (Openings in Options) Comments Due: Exhibit 5 Federal Register version (83 FR 2276)
34-82473
Jan. 9, 2018
SR-OCC-2017-011
Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Model Risk Management Policy Comments Due: Federal Register version (83 FR 2271)
34-82466
Jan. 9, 2018
SR-GEMX-2017-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Chapter V, Section H, Entitled "Nasdaq GEMX Trades Feed" Comments Due: Exhibit 5 Federal Register version (83 FR 2258)
34-82467
Jan. 9, 2018
SR-NASDAQ-2017-134
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7037 Comments Due: Exhibit 5 Federal Register version (83 FR 2261)
34-82465
Jan. 9, 2018
SR-ISE-2017-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Chapter VIII, Section J, Entitled "Nasdaq ISE Trades Feed" Comments Due: Exhibit 5 Federal Register version (83 FR 2252)
34-82472
Jan. 9, 2018
SR-ISE-2018-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Price Level Protection Rule Comments Due: Exhibit 5 Federal Register version (83 FR 2265)
34-82469
Jan. 9, 2018
SR-CboeEDGX-2017-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the EDGX Depth Market Data Product Comments Due: Exhibit 5 Federal Register version (83 FR 2268)
34-82468
Jan. 9, 2018
SR-CboeEDGA-2017-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the EDGA Depth Market Data Product Comments Due: Exhibit 5 Federal Register version (83 FR 2255)
34-82475
Jan. 9, 2018
SR-CboeBZX-2017-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BZX Depth Market Data Product Comments Due: Exhibit 5 Federal Register version (83 FR 2237)
34-82471
Jan. 9, 2018
SR-CboeBYX-2017-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BYX Depth Market Data Product Comments Due: Exhibit 5 Federal Register version (83 FR 2248)
34-82477
Jan. 9, 2018
SR-CboeBYX-2017-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees Comments Due: Exhibit 5 Federal Register version (83 FR 2244)
34-82460
Jan. 8, 2018
SR-GEMX-2017-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers' Regulatory Fees Comments Due: Exhibit 5 Federal Register version (83 FR 1646)
34-82458
Jan. 8, 2018
SR-ISE-2017-111
Notice of Filing of Proposed Rule Change To Establish a Nonstandard Expirations Pilot Program Comments Due: Federal Register version (83 FR 1636)
34-82462
Jan. 8, 2018
SR-CboeEDGX-2017-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Certain Market Data Products on the Exchange's Equity Options Platform Comments Due: Exhibit 5a Federal Register version (83 FR 1647)
34-82459
Jan. 8, 2018
SR-CBOE-2017-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.13, CBOE Hybrid System Automatic Execution Feature Comments Due: Federal Register version (83 FR 1639)
34-82461
Jan. 8, 2018
SR-CBOE-2017-083
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 1641)
34-82457
Jan. 8, 2018
SR-C2-2017-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.12, Order and Quote Execution and Priority Comments Due: Federal Register version (83 FR 1643)
34-82447
Jan. 5, 2018
SR-NYSEAMER-2017-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E Relating to Mid-Point Liquidity Orders and the MTS Modifier and Rule 7.36E To Add a Definition of "Aggressing Order" Comments Due: Exhibit 5 Federal Register version (83 FR 1442)
34-82448
Jan. 5, 2018
SR-NYSEArca-2017-131
Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Sprott Physical Gold and Silver Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (83 FR 1428)
34-82451
Jan. 5, 2018
4-698
Notice of Filing and Immediate Effectiveness of Amendment No. 4 to the National Market System Plan Governing the Consolidated Audit Trail by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchang View Received Comments Federal Register version (83 FR 1399)
34-82449
Jan. 5, 2018
SR-GEMX-2017-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Fees and Rebates Set Forth in Section I of the Exchanges Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 1388)
34-82446
Jan. 5, 2018
SR-ISE-2017-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Non-Transaction Fees in the Exchange's Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 1446)
34-82444
Jan. 5, 2018
SR-CboeBZX-2017-023
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 1438)
34-82450
Jan. 5, 2018
SR-CboeBZX-2017-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees Comments Due: Exhibit 5 Federal Register version (83 FR 1391)
34-82442
Jan. 4, 2018
SR-Phlx-2017-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 1054)
34-82441
Jan. 4, 2018
SR-FINRA-2017-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules Comments Due: Exhibit 5 Federal Register version (83 FR 1279)
34-82440
Jan. 3, 2018
S7-24-89
Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (83 FR 1084)
34-82439
Jan. 3, 2018
SR-NASDAQ-2017-128
Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF Comments Due: Federal Register version (83 FR 1062)
34-82435
Jan. 3, 2018
SR-IEX-2017-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Optional IEX Aggregate Risk Controls Mechanism Comments Due: Exhibit 5 Federal Register version (83 FR 1087)
34-82434
Jan. 3, 2018
SR-DTC-2017-024
Notice of Filing of Proposed Rule Change To Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits Comments Due: Exhibit 5 Federal Register version (83 FR 1046)
34-82437
Jan. 3, 2018
SR-CboeEDGX-2017-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection With Technology Migration of Cboe Exchanges Comments Due: Exhibit 5 Federal Register version (83 FR 1058)
34-82436
Jan. 3, 2018
SR-CboeBZX-2017-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection With Technology Migration of Cboe Exchanges Comments Due: Exhibit 5 Federal Register version (83 FR 1050)
34-82425
Jan. 2, 2018
SR-Phlx-2017-74
Notice of Withdrawal of a Proposed Rule Change To Introduce the Intellicator Analytic Tool Comments Due: View Received Comments Federal Register version (83 FR 841)
34-82430
Jan. 2, 2018
SR-NSCC-2017-017
Notice of Filing of a Proposed Rule Change To Adopt a Recovery & Wind-down Plan and Related Rules Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (83 FR 841)
34-82428
Jan. 2, 2018
SR-NSCC-2017-018
Notice of Filing of a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 897)
34-82427
Jan. 2, 2018
SR-FICC-2017-022
Notice of Filing of a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 854)
34-82431
Jan. 2, 2018
SR-FICC-2017-021
Notice of Filing of a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (83 FR 871)
34-82426
Jan. 2, 2018
SR-DTC-2017-022
Notice of Filing of a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 913)
34-82432
Jan. 2, 2018
SR-DTC-2017-021
Notice of Filing of a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (83 FR 884)
34-82433
Jan. 2, 2018
SR-DTC-2017-023
Notice of Filing of a Proposed Rule Change To Restore the Timeframe for Processing Credit Post-Payable Adjustments Comments Due: Exhibit 5 Federal Register version (83 FR 927)
34-82429
Jan. 2, 2018
SR-CboeBZX-2017-021
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 929)
34-82422
Dec. 29, 2017
SR-ICEEU-2017-014
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules and Procedures for Indirect Clearing Comments Due: Federal Register version (83 FR 546)
34-82424
Dec. 29, 2017
SR-CboeEDGX-2017-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees Comments Due: Exhibit 5 Federal Register version (83 FR 553)
34-82423
Dec. 29, 2017
SR-CboeEDGA-2017-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees Comments Due: Exhibit 5 Federal Register version (83 FR 579)
34-82418
Dec. 28, 2017
SR-NYSE-2017-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Waive New Firm Application Fees for Applicants Seeking Only To Obtain a Bond Trading License for 2018 and Waive the BTL Fee for 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 568)
34-82415
Dec. 28, 2017
SR-ICEEU-2017-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Procedures for the Exercise of F&O Options Contracts Comments Due: Federal Register version (83 FR 551)
34-82417
Dec. 28, 2017
SR-CboeBZX-2017-013
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 570)
34-82416
Dec. 28, 2017
SR-CboeBYX-2017-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees Comments Due: Exhibit 5 Federal Register version (83 FR 562)
34-82414
Dec. 28, 2017
SR-BOX-2017-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5050 To Extend the Pilot Program That Lists RealDay Options ("RealDay Pilot Program") Comments Due: Exhibit 5 Federal Register version (83 FR 577)
34-82408
Dec. 27, 2017
SR-NASDAQ-2017-131
Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund Comments Due: Rel. No. 34-82730 Federal Register version (83 FR 186)
34-82406
Dec. 27, 2017
SR-LCHSA-2017-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CDSClear Fee Grid for All Accounts Structures Comments Due: Federal Register version (83 FR 192)
34-82409
Dec. 27, 2017
SR-IEX-2017-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Displayed Match Fee Comments Due: Exhibit 5 Federal Register version (83 FR 194)
34-82405
Dec. 27, 2017
SR-ICEEU-2017-011
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the ICE Clear Europe Limited Collateral and Haircut Policy Comments Due: Rel. No. 34-82063 Federal Register version (83 FR 181)
34-82407
Dec. 27, 2017
SR-BOX-2017-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adjust the QOO Order Rebate Comments Due: Exhibit 5 Federal Register version (83 FR 182)
34-82402
Dec. 26, 2017
SR-NYSEAMER-2017-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 991 Comments Due: Exhibit 5 Federal Register version (83 FR 179)
34-82403
Dec. 26, 2017
SR-NSCC-2017-807
Notice of Filing of Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program Comments Due: Rel. No. 34-82676 Federal Register version (83 FR 176)
34-82401
Dec. 26, 2017
SR-CboeBZX-2017-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 184)
34-82390
Dec. 22, 2017
SR-NYSEArca-2017-107
Notice of Filing of Amendment No. 1, and Order Granting Approval on an Accelerated Basis of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 3, to List and Trade of Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Rel. No. 34-82044 , Rel. No. 34-81681 Federal Register version (82 FR 61625)
34-82391
Dec. 22, 2017
SR-PEARL-2017-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rule 510 To Extend the Penny Pilot Program Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61622)
34-82394
Dec. 22, 2017
SR-MIAX-2017-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 612, Aggregate Risk Manager (ARM) and Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (82 FR 61638)
34-82396
Dec. 22, 2017
SR-ISE-2017-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Clarify the Market Maker Plus Program Comments Due: Exhibit 5 Federal Register version (82 FR 61599)
34-82389
Dec. 22, 2017
SR-CboeBZX-2017-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61647)
34-82387
Dec. 21, 2017
SR-BatsBZX-2017-72
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 "5% to "35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i) Comments Due: Rel. No. 34-82097 Federal Register version (82 FR 61613)
34-82372
Dec. 21, 2017
SR-NYSEArca-2017-140
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Perth Mint Physical Gold ETF Trust Under NYSE Arca Rule 8.201-E Comments Due: Federal Register version (82 FR 61601)
34-82374
Dec. 21, 2017
SR-NYSEArca-2017-36
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NYSE Arca Rule 8.900-E To Permit Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Rule 8.900-E Comments Due: View Received Comments Rel. No. 34-81977 , Rel. No. 34-81267 , Rel. No. 34-80935 , Rel. No. 34-80553 Federal Register version (82 FR 61614)
34-82381
Dec. 21, 2017
SR-NYSE-2017-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Investment Company Units, Index-Linked Securities and Managed Trust Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61641)
34-82386
Dec. 21, 2017
SR-FICC-2017-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Development Fees From the Mortgage-Backed Securities Division Clearing Rules Comments Due: Exhibit 5 Federal Register version (82 FR 61624)
34-82377
Dec. 21, 2017
SR-DTC-2017-004
Notice of Filing of Amendment No. 4, Notice of Filing Amendment No. 5, Notice of Filing Amendment No. 6, and Order Granting Accelerated Approval of Proposed Rule Changes, as modified by Amendment Nos. 1, 3 and 6, to Adopt the Clearing Agency Liquidity Risk Management Framework File Nos.: Comments Due: Rel. No. 34-82377 , Rel. No. 34-81885 , Rel. No. 34-81194 , Rel. No. 34-80877 , Rel. No. 34-80489 Federal Register version (82 FR 61617)
34-82380
Dec. 21, 2017
SR-CboeEDGX-2017-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 61611)
34-82379
Dec. 21, 2017
SR-CboeBZX-2017-012
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the LHA Market State Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (82 FR 61608)
34-82375
Dec. 21, 2017
SR-CBOE-2017-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.42, Minimum Increments for Bids and Offers, To Extend the Penny Pilot Program Comments Due: View Received Comments Federal Register version (82 FR 61615)
34-82376
Dec. 21, 2017
SR-C2-2017-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.4, Minimum Increments for Bids and Offers, To Extend the Penny Pilot Program Comments Due: View Received Comments Federal Register version (82 FR 61635)
34-82370
Dec. 20, 2017
SR-Phlx-2017-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Federal Register version (82 FR 61351)
34-82371
Dec. 20, 2017
SR-OCC-2017-811
Notice of Filing of Advance Notice Concerning Proposed Changes to The Options Clearing Corporation's Margin Methodology Comments Due: View Received Comments Federal Register version (82 FR 61354)
34-82358
Dec. 19, 2017
SR-NYSEAMER-2017-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61054)
