Comments on FICC Rulemaking

Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 14, 2018, meeting with representatives of the Independent Dealer & Trading Association, et al.
Public Comment Donaldine Temple, Executive Director and Associate General Counsel, Fixed Income Clearing Corporation
Public Comment Robert E. Pooler, Chief Financial Officer, Ronin Capital LLC
Public Comment Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation
Public Comment Levent Kahraman, Chief Executive Officer, KGS-Alpha Capital Markets, L.P.
Public Comment Michael J. Santangelo, Chief Financial Officer, Amherst Pierpont Securities LLC
Public Comment James Tabacchi, Chairman, International Dealer and Trader Association
Public Comment Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation
Public Comment Michael Santangelo, Chief Financial Officer, Amherst Pierpont Securities LLC
Public Comment Robert E. Pooler, Chief Financial Officer, Ronin Capital, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FICC-2018-001
Release Number
34-82588
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