Comments on FICC Rulemaking
Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook
[Release No. 34-82588; File No. SR-FICC-2018-001]
(Click here for meetings with SEC officials)
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Apr. 25, 2018 | Donaldine Temple, Executive Director and Associate General Counsel, Fixed Income Clearing Corporation |
Apr. 13, 2018 | Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation |
Apr. 13, 2018 | Robert E. Pooler, Chief Financial Officer, Ronin Capital LLC |
Apr. 4, 2018 | Levent Kahraman, Chief Executive Officer, KGS-Alpha Capital Markets, L.P. |
Apr. 4, 2018 | Michael J. Santangelo, Chief Financial Officer, Amherst Pierpont Securities LLC |
Mar. 29, 2018 | James Tabacchi, Chairman, International Dealer and Trader Association |
Mar. 19, 2018 | Timothy J. Cuddihy, Managing Director, Financial Risk Management, Fixed Income Clearing Corporation |
Feb. 22, 2018 | Robert E. Pooler, Chief Financial Officer, Ronin Capital, LLC |
Feb. 22, 2018 | Michael Santangelo, Chief Financial Officer, Amherst Pierpont Securities LLC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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May 15, 2018 | Memorandum from the Division of Trading and Markets regarding a May 14, 2018, meeting with representatives of the Independent Dealer & Trading Association, et al. |