Comments on NASDAQ Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7004 and Chapter XV, Section 14

[Release No. 34-80696; File No. SR-NASDAQ-2017-046]

Submitted Comments

Dec. 4, 2017 Andrew Madar, Senior Associate General Counsel, Nasdaq, Inc.
Nov. 6, 2017 Andrew Madar, Senior Associate General Counsel, Nasdaq, Inc.
Nov. 2, 2017 Michael Simon, Chair, CAT NMS Plan Operating Committee
Jul. 28, 2017 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Jul. 28, 2017 Theodore R. Lazo, Managing Director, Associate General Counsel, SIFMA
Jul. 28, 2017 Joanna Mallers, Secretary, FIA Principal Traders Group
Jul. 28, 2017 Kevin Coleman, General Counsel & Chief Compliance Officer, Belvedere Trading LLC
Jul. 27, 2017 W. Hardy Callcott, Sidney Austin LLP, on behalf of Wolverine Trading, LLC, Susquehanna International Group, LLP, IMC Financial Markets, and Optiver US, LLC
Jun. 29, 2017 CAT NMS Plan Participants
Jun. 23, 2017 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Jun. 22, 2017 Joanna Mallers, Secretary, FIA Principal Traders Group
Jun. 6, 2017 Theodore R. Lazo, Managing Director and Associate General Counsel, and Ellen Greene, Managing Director, Financial Services Operations, SIFMA

Meetings with SEC Officials

Sep. 6, 2017 Memorandum from the Division of Trading and Markets regarding a September 6, 2017, telephone conference with representatives of Sidley Austin LLP, Counsel to Wolverine Trading, LLC, Susquehanna International Group, LLP, IMC Financial Markets and Optiver US, LLC
Jun. 29, 2017 Memorandum from the Division of Trading and Markets regarding a June 29, 2017, telephone conference with representatives of OTC Markets Group Inc.