Comments on DTC Rulemaking

Notice of Filing of Proposed Rule Change to Establish a New Service to Destroy Certain Certificates and to Implement a Fee for Custody of Certain Certificates Not to Be Destroyed

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas M. Davis, First Vice President, Client Support Services, Individual Investor Group, Morgan Stanley
Public Comment Brian Urkowitz, First Vice President, of Merrill Lynch
Public Comment Edward Hazel, President, Securities Operations Division
Public Comment Frank M. Ciavarella, Cashiers' Division, Wachovia Securities, LLC
Public Comment John Cusumano, President, Customer Account Transfer Division of the Securities Industry Association
Public Comment Kristin Johnson, Edward Jones, Operations Division and Member of SIA Regulatory and Clearance Committee, St. Louis, Missouri
Public Comment Ralph Guzman, Senior Vice President, National Investor Services Corp., New York, New York
Public Comment Phil Lanz, Managing Director, Bear Stearns Securities Corp., Brooklyn, New York
Public Comment Robert D. Becker, Chairperson, Bank Depository User Group of the Depository Trust Company, Cleveland, Ohio

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-DTC-2003-09
Release Number
34-49080
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