Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to Reduce the Reporting Period for Transactions in TRACE-Eligible Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Alan H. Schlesinger, Sage Securities Corp.
Public Comment Richard F. Seifer, President and C.E.O., Bernard, Richards Securities Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-057
Release Number
34-49607
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