Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Voluntary Direct Communications Between Parties and Arbitrators

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Date Received
Date Letter Type Commenter Name
Public Comment Rosemary J. Shockman, Vice President/President Elect, Public Investors Arbitration Bar Association
Public Comment Joel E. Davidson, Esq., Davidson & Grannum, LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-163
Release Number
34-49688
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