Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Proposed Interpretive Material Regarding the Use of Investment Analysis Tools

Filter comments


Date Sort descending	Letter Type	Commenter Name
May 9, 2003	Public Comment	John M. Ramsay, Senior Vice President and Regulatory Counsel, The Bond Market Association
May 7, 2003	Public Comment	Eliot Wagner, Chair, Technology & Regulation Committee; and Hardy Callcott, Chair, Online Brokerage Legal Committee, Securities Industry Association
April 29, 2003	Public Comment	Christopher P. Gilkerson, Vice President and Associate General Counsel, Charles Schwab & Co., Inc.
April 24, 2003	Public Comment	Alexander C. Gavis, Associate General Counsel, Fidelity Investments
April 24, 2003	Public Comment	Michael J. Hogan, Harris Investor Services LLC
April 24, 2003	Public Comment	Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2003-13

Release Number

34-47590

How to submit comments