Comments on OCC Rulemaking

Notice of Filing of a Proposed Rule Change Relating To Clearing Member Trade Assignment Processing

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment John Berton and Georgia Bullitt, Ad Hoc CMTA Committee, Securities Industry Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-OCC-2003-11
Release Number
34-49378
How to submit comments