34-53521
March 20, 2006
SR-Amex-2005-072
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares Silver Trust Comments Due: View Received Comments Rel. No. 34-53130 Federal Register version (71 FR 14967)
34-53471
March 13, 2006
SR-DTC-2005-21
Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services Comments Due: Rel. No. 34-53219 Federal Register version (71 FR 13872)
34-53462
March 9, 2006
SR-Phlx-2005-70
Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454 Comments Due: Rel. No. 34-53188 Federal Register version (71 FR 13649)
34-53449
March 8, 2006
SR-Phlx-2005-45
Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Automatic Execution of Option Transactions During Crossed Markets Comments Due: Rel. No. 34-52082 Federal Register version (71 FR 13441)
34-53455
March 8, 2006
SR-OCC-2005-22
Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing Comments Due: Rel. No. 34-53150 , Rel. No. 34-53150 Federal Register version (71 FR 13648)
34-53430
March 7, 2006
SR-Amex-2005-124
Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees Comments Due: Rel. No. 34-53205 Federal Register version (71 FR 12744)
34-53425
March 6, 2006
SR-OCC-2005-19
Order Approving Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration Comments Due: Rel. No. 34-53090 , Rel. No. 34-53090 Federal Register version (71 FR 12762)
34-53419
March 6, 2006
SR-ISE-2005-50
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker Comments Due: Rel. No. 34-53164 Federal Register version (71 FR 12758)
34-53386
Feb. 28, 2006
SR-Amex-2005-110
Order Approving a Proposed Rule Change Relating to Specialist Clerks Comments Due: Rel. No. 34-53123 Federal Register version (71 FR 11250)
34-53390
Feb. 28, 2006
SR-ISE-2006-08
Order Granting Accelerated Approval of a Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members Comments Due: Rel. No. 34-53211 Federal Register version (71 FR 11457)
34-53383
Feb. 27, 2006
SR-PCX-2005-134
Order Granting Accelerated Approval to Amendment No. 2 Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc. Comments Due: View Received Comments Rel. No. 34-53077 Federal Register version (71 FR 11271)
34-53384
Feb. 27, 2006
SR-PCX-2005-135
Order Approving Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism Comments Due: Rel. No. 34-53133 Federal Register version (71 FR 11280)
34-53382
Feb. 27, 2006
SR-NYSE-2005-77
Order Granting Accelerated Approval to Amendment Nos. 6 and 8 Relating to the NYSE's Business Combination With Archipelago Holdings, Inc. Comments Due: View Received Comments Rel. No. 34-53073 , Amendment 6 , Amendment 8 , Exhibit 5 Federal Register version (71 FR 11251)
34-53371
Feb. 24, 2006
SR-NASD-2005-144
Order Granting Approval of a Proposed Rule Change Relating to Order Entry and Execution Practices Comments Due: View Received Comments Rel. No. 34-53132 Federal Register version (71 FR 11008)
34-53356
Feb. 23, 2006
SR-Phlx-2004-37
Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee Comments Due: Rel. No. 34-52777 Federal Register version (71 FR 10741)
34-53355
Feb. 23, 2006
SR-CBOE-2005-105
Order Approving Proposed Rule Change Relating to the Membership Rules for Foreign Member Organizations Comments Due: Rel. No. 34-53092 , Rel. No. 34-53092A Federal Register version (71 FR 10732)
34-53338
Feb. 21, 2006
SR-PCX-2005-141
Order Approving Proposed Rule Change Relating to Modifications to the Archipelago Exchange's Closing Auction Comments Due: Rel. No. 34-53096 Federal Register version (71 FR 9845)
34-53322
Feb. 15, 2006
SR-OCC-2004-20
Order Granting Approval of a Proposed Rule Change Relating to a New Risk Management Methodology Comments Due: Rel. No. 34-52975 , Rel. No. 34-52975 Federal Register version (71 FR 9403)
34-53250
Feb. 7, 2006
S7-24-89
Order Granting Approval of Category 1 Changes From Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Federal Register version (71 FR 8007)
34-53248
Feb. 7, 2006
SR-ISE-2005-58
Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Amend ISE Rule 700 Governing the Hours of Trading in Equity Options and Narrow-Based Index Options Comments Due: Rel. No. 34-53055 Federal Register version (71 FR 8015)
34-53246
Feb. 7, 2006
SR-CBOE-2005-104
Order Granting Accelerated Approval to Amendment No. 1 Thereto To Amend Its Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options Comments Due: Rel. No. 34-52949 Federal Register version (71 FR 8014)
34-53224
Feb. 3, 2006
SR-NASD-2005-112
Order Approving Proposed Rule Change Relating to Amendments to Rule 3360 To Expand Short Interest Reporting to OTC Equity Securities Comments Due: View Received Comments Rel. No. 34-52679 Federal Register version (71 FR 7101)
34-53221
Feb. 3, 2006
SR-PCX-2005-102
Order Book Officials Comments Due: Rel. No. 34-52955 Federal Register version (71 FR 6811)
34-53222
Feb. 3, 2006
SR-CBOE-2005-60
Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to an Automated Improvement Mechanism Comments Due: View Received Comments Rel. No. 34-52577 Federal Register version (71 FR 7089)
34-53182
Jan. 26, 2006
SR-NASD-2005-135
Order Approving a Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States Comments Due: Rel. No. 34-52979 Federal Register version (71 FR 5391)
34-53176
Jan. 25, 2006
SR-NYSE-2005-36
Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change To Amend Rule 445 Comments Due: View Received Comments Rel. No. 34-51934 Federal Register version (71 FR 5392)
34-53175
Jan. 25, 2006
SR-CBOE-2005-101
Order Approving a Proposed Rule Change Relating to Membership Rules Comments Due: Rel. No. 34-52952 Federal Register version (71 FR 5092)
34-53167
Jan. 23, 2006
SR-CBOE-2005-89
[No title available] Comments Due: Rel. No. 34-52928 Federal Register version (71 FR 5094)
34-53152
Jan. 19, 2006
SR-NYSE-2005-75
Order Granting Approval to a Proposed Rule Change Relating to Section 802.01E of the Listed Company Manual Concerning Continued Listing of Companies That Fail to File Their Securities Exchange Act of 1934 Annual Reports in a Timely Manner Comments Due: View Received Comments Rel. No. 34-52760 Federal Register version (71 FR 4391)
34-53139
Jan. 18, 2006
SR-Phlx-2005-67
Order Flow Comments Due: Rel. No. 34-52903 Federal Register version (71 FR 4189)
34-53135
Jan. 17, 2006
SR-CBOE-2005-83
Order Approving Proposed Rule Change Relating to the SizeQuote Mechanism Comments Due: Rel. No. 34-52888 Federal Register version (71 FR 3908)
34-53117
Jan. 13, 2006
SR-PCX-2005-87
Order Process Comments Due: Rel. No. 34-52898 Federal Register version (71 FR 3910)
34-53124
Jan. 13, 2006
SR-NYSE-2005-37
Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Amendments to Certain Sections of the Exchange Constitution Concerning the Exchange's Hearing Board and Related Amendments to Exchange Rule 475 and Rule 476 Comments Due: Rel. No. 34-52638 Federal Register version (71 FR 3595)
34-53105
Jan. 11, 2006
SR-Amex-2005-059
Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund Comments Due: Rel. No. 34-52940 Federal Register version (71 FR 3129)
34-53102
Jan. 11, 2006
SR-BSE-2005-48
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members To Provide Electronic Mail Addresses to the Exchange Rel. No. 34-52895 Federal Register version (71 FR 3137)
34-53088
Jan. 10, 2006
SR-CBOE-2005-92
Order Approving Proposed Rule Change To Prohibit the Practice of Unbundling Orders To Maximize Rebates of Fees Comments Due: Rel. No. 34-52872 Federal Register version (71 FR 2605)
34-53085
Jan. 9, 2006
SR-Amex-2005-064
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing Comments Due: Rel. No. 34-52844 Federal Register version (71 FR 2604)
34-53070
Jan. 6, 2006
SR-Phlx-2005-63
Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding Comments Due: Rel. No. 34-52834 Federal Register version (71 FR 2286)
34-53053
Jan. 5, 2006
SR-OCC-2003-13
Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members Comments Due: Rel. No. 34-52783 , Rel. No. 34-52783 Federal Register version (71 FR 2283)
34-53052
Jan. 5, 2006
SR-PCX-2004-46
Order Auctions on the Archipelago Exchange Comments Due: Rel. No. 34-49773 Federal Register version (71 FR 2100)
34-53050
Jan. 3, 2006
SR-Amex-2005-114
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards Comments Due: Rel. No. 34-52804 Federal Register version (71 FR 1580)
34-53030
Dec. 28, 2005
SR-NASD-2005-066
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material Comments Due: View Received Comments Rel. No. 34-51935 Federal Register version (71 FR 632)
34-53031
Dec. 28, 2005
SR-NASD-2005-120
Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information Comments Due: View Received Comments Rel. No. 34-52700 Federal Register version (71 FR 634)
34-53027
Dec. 27, 2005
SR-NASD-2005-117
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot Comments Due: View Received Comments Rel. No. 34-52709 Federal Register version (71 FR 375)
34-53007
Dec. 22, 2005
SR-ISE-2005-48
Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Maker Quote Interaction Comments Due: Rel. No. 34-52729 Federal Register version (70 FR 77214)
34-52951
Dec. 14, 2005
SR-NYSE-2004-39
Order Approving a Proposed Rule Change and Partial Amendment No. 1 To Amend Exchange Rule 431 (Margin Requirements) Comments Due: Rel. No. 34-52738 Federal Register version (70 FR 75523)
34-52950
Dec. 14, 2005
SR-CBOE-2004-53
Order Approving a Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads Comments Due: Rel. No. 34-52739 Federal Register version (70 FR 75512)
34-52902
Dec. 7, 2005
SR-NASD-2005-128
Order Approving a Proposed Rule Change To Establish Rules Governing the Operation of the INET System Comments Due: Rel. No. 34-52723 Federal Register version (70 FR 73810)
34-52922
Dec. 7, 2005
SR-NSCC-2005-14
Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation File Nos.: Comments Due: Rel. No. 34-52663 , Rel. No. 34-52664 , 34-52655.pdf Federal Register version (70 FR 74070)
34-52922
Dec. 7, 2005
SR-DTC-2005-16
Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation File Nos.: Comments Due: View Received Comments Rel. No. 34-52663 , Rel. No. 34-52664 , 34-52655.pdf Federal Register version (70 FR 74070)
34-52922
Dec. 7, 2005
SR-FICC-2005-19
Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation File Nos.: Comments Due: View Received Comments Rel. No. 34-52663 , Rel. No. 34-52664 , 34-52655.pdf Federal Register version (70 FR 74070)
34-52896
Dec. 6, 2005
SR-NASD-2005-116
Order Approving Proposed Rule Change To Modify Nasdaq's Auditor Peer Review Requirement Comments Due: Rel. No. 34-52645 Federal Register version (70 FR 74074)
34-52897
Dec. 6, 2005
SR-NASD-2005-099
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc. Comments Due: Rel. No. 34-52574 Federal Register version (70 FR 73500)
34-52900
Dec. 6, 2005
SR-OPRA-2005-04
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information ("OPRA Plan") to Amend Guideline No. 1 of the Best Bid and Offer Guidelines Adopted Pursuant to t Comments Due: Release No. 34-52714 Federal Register version (70 FR 74062)
34-52901
Dec. 6, 2005
SR-OPRA-2005-03
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be Treated as Equity/Index Options During a Temporary Period Ending on December 31, 2007 Comments Due: Release No. 34-52710 Federal Register version (70 FR 74061)
34-52893
Dec. 5, 2005
SR-Amex-2005-067
Order Approving Proposed Rule Change To Expand Its $2.50 Strike Price Interval Program Comments Due: Rel. No. 34-52690 Federal Register version (70 FR 73488)
34-52892
Dec. 5, 2005
SR-CBOE-2005-39
Order Approving Proposed Rule Change To Amend Its $2.50 Strike Price Interval Program Comments Due: View Received Comments Rel. No. 34-52689 Federal Register version (70 FR 73492)
34-52874
Dec. 1, 2005
SR-Amex-2005-097
Order Approving Proposed Rule Change Relating to the Amex Listing Agreement Comments Due: Rel. No. 34-52630 Federal Register version (70 FR 73317)
34-52850
Nov. 29, 2005
SR-NYSE-2004-51
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices-Approval, Supervision, and Control) Comments Due: Rel. No. 34-52640 Federal Register version (70 FR 72484)
34-52853
Nov. 29, 2005
SR-FICC-2005-14
Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System Comments Due: Rel. No. 34-52631 Federal Register version (70 FR 72682)
34-52838
Nov. 28, 2005
SR-NYSE-2005-66
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 460 (Specialists Participating in Contests) Comments Due: Rel. No. 34-52688 Federal Register version (70 FR 72320)
34-52843
Nov. 28, 2005
SR-NYSE-2005-65
Order Granting Accelerated Approval of a Proposed Rule Change Regarding the Euro Currency Trust Comments Due: Rel. No. 34-52715 Federal Register version (70 FR 72486)
34-52842
Nov. 28, 2005
SR-NYSE-2005-50
Order Approving Proposed Rule Change Relating to Proposed Amendments to Rules 282 (Mandatory Buy-In), 284 (Procedure for Closing Defaulted Contract), 289 (Must Receive Delivery), and 290 (Defaulting Party May Deliver After Notice of Intention to Close) Comments Due: Rel. No. 34-52475 Federal Register version (70 FR 72321)
34-52837
Nov. 25, 2005
SR-Amex-2005-056
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement That Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs Comments Due: Rel. No. 34-52505 Federal Register version (70 FR 72137)
34-52827
Nov. 23, 2005
SR-PCX-2005-56
Order Process and the Establishment of Designated Market Makers and Lead Market Makers Comments Due: Rel. No. 34-52566 Federal Register version (70 FR 72139)
34-52822
Nov. 22, 2005
SR-NYSE-2005-02
Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Exchange Rule 607 Comments Due: View Received Comments Rel. No. 34-51863 Federal Register version (70 FR 71583)
34-52814
Nov. 21, 2005
SR-PCX-2005-85
Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism Comments Due: Rel. No. 34-52542 Federal Register version (70 FR 71591)
34-52799
Nov. 18, 2005
SR-NASD-2005-084
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on "Limited Size and Resources" Exception Comments Due: View Received Comments Rel. No. 34-52195 Federal Register version (70 FR 71573)
34-52807
Nov. 18, 2005
SR-NSX-2005-06
Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems Comments Due: Rel. No. 34-52576 Federal Register version (70 FR 71352)
34-52798
Nov. 18, 2005
SR-CBOE-2005-46
Order Granting Accelerated Approval to Amendments No. 2 and 4 Thereto Relating to the Removal of Agency Responsibilities From Designated Primary Market-Makers and the Establishment of PAR Officials Comments Due: Rel. No. 34-52017 Federal Register version (70 FR 71344)
34-52782
Nov. 16, 2005
SR-Amex-2004-74
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of "NMS Stock" Comments Due: Rel. No. 34-52563 Federal Register version (70 FR 70901)
34-52786
Nov. 16, 2005
SR-NASD-2005-011
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Obligations Comments Due: View Received Comments Rel. No. 34-52291 Federal Register version (70 FR 70907)
34-52780
Nov. 16, 2005
SR-NYSE-2004-64
Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Exchange Rule 342 ("Offices-Approval, Supervision and Control") Comments Due: View Received Comments Rel. No. 34-52259 Federal Register version (70 FR 71354)
34-52784
Nov. 16, 2005
SR-DTC-2005-08
Order Granting Approval of a Proposed Rule Change Relating to the New Canadian Link Service Comments Due: Rel. No. 34-52471 Federal Register version (70 FR 70902)
34-52779
Nov. 16, 2005
SR-CBOE-2004-37
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4 Comments Due: Rel. No. 34-52562 Federal Register version (70 FR 70902)
34-52774
Nov. 15, 2005
SR-NSX-2005-07
Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee Comments Due: Rel. No. 34-52573 Federal Register version (70 FR 70648)
34-52772
Nov. 14, 2005
SR-NSCC-2005-13
Order Approving Proposed Rule Change To Modify and Consolidate Clearing Fund Rules Comments Due: View Received Comments Rel. No. 34-52552 Federal Register version (70 FR 70647)
34-52768
Nov. 10, 2005
SR-NYSE-2005-64
Order Approving Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan Comments Due: Rel. No. 34-52550 Federal Register version (70 FR 70014)
34-52746
Nov. 7, 2005
SR-NASD-2005-106
Order Approving Proposed Rule Change Regarding Fees for Closed-End Funds Listing on the Nasdaq Capital Market Comments Due: Rel. No. 34-52515 Federal Register version (70 FR 69180)
34-52732
Nov. 3, 2005
SR-PCX-2005-98
Order Access Comments Due: Rel. No. 34-52523 Federal Register version (70 FR 68505)
34-52719
Nov. 2, 2005
SR-PCX-2005-73
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange Comments Due: Rel. No. 34-52472 Federal Register version (70 FR 68503)
34-52712
Nov. 1, 2005
SR-NASD-2004-162
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fee and Notice Requirements for Substitution Listing Events and Other Corporate Changes Comments Due: Rel. No. 34-52430 Federal Register version (70 FR 67511)
34-52711
Nov. 1, 2005
SR-ISE-2004-04
Order Mechanisms Comments Due: Rel. No. 34-52479 Federal Register version (70 FR 67508)
34-52705
Oct. 31, 2005
SR-NASD-2004-013
Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, to Amend NASD Rules for Mediation Proceedings Comments Due: Rel. No. 34-51609 Federal Register version (70 FR 67525)
34-52692
Oct. 28, 2005
SR-NASD-2005-064
Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Publication of Decisions Issued by the National Adjudicatory Council Pursuant to NASD Rule 1015 Comments Due: View Received Comments Rel. No. 34-51786 Federal Register version (70 FR 66876)
34-52696
Oct. 28, 2005
SR-NYSE-2005-35
Order Approving a Proposed Rule Change Relating to Changes to Listed Company Manual Section 902.00 Regarding Listing Fees Comments Due: Rel. No. 34-52463 Federal Register version (70 FR 66881)
34-52683
Oct. 26, 2005
SR-NYSE-2005-62
Order Granting Approval to Proposed Rule Change Relating to Trade Shredding Comments Due: Rel. No. 34-52435 Federal Register version (70 FR 66480)
34-52667
Oct. 25, 2005
SR-Phlx-2005-25
Order Granting Approval to a Proposed Rule Change and Amendments No. 2, 3, and 5 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange Comments Due: Rel. No. 34-52448 Federal Register version (70 FR 65953)
34-52658
Oct. 24, 2005
SR-NASD-2005-046
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims Comments Due: View Received Comments Rel. No. 34-51921 Federal Register version (70 FR 62362)
34-52656
Oct. 24, 2005
4-429
Order Approving Amendment No. 16 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders View Received Comments Federal Register version (70 FR 66477)
34-52657
Oct. 24, 2005
SR-BSE-2005-39
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders File Nos.: Comments Due: Rel. No. 34-52424 , Rel. No. 34-52410 , Rel. No. 34-52427 , Rel. No. 34-52425 , Rel. No. 34-52428 , Rel. No. 34-52429 Federal Register version (70 FR 65941)
34-52657
Oct. 24, 2005
SR-PCX-2005-104
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders File Nos.: Comments Due: Rel. No. 34-52424 , Rel. No. 34-52410 , Rel. No. 34-52427 , Rel. No. 34-52425 , Rel. No. 34-52428 , Rel. No. 34-52429 Federal Register version (70 FR 65941)
34-52657
Oct. 24, 2005
SR-CBOE-2005-68
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders File Nos.: Comments Due: Rel. No. 34-52424 , Rel. No. 34-52410 , Rel. No. 34-52427 , Rel. No. 34-52425 , Rel. No. 34-52428 , Rel. No. 34-52429 Federal Register version (70 FR 65941)
34-52657
Oct. 24, 2005
SR-Amex-2005-047
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders File Nos.: Comments Due: Rel. No. 34-52424 , Rel. No. 34-52410 , Rel. No. 34-52427 , Rel. No. 34-52425 , Rel. No. 34-52428 , Rel. No. 34-52429 Federal Register version (70 FR 65941)
34-52657
Oct. 24, 2005
SR-Phlx-2005-27
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders File Nos.: Comments Due: Rel. No. 34-52424 , Rel. No. 34-52410 , Rel. No. 34-52427 , Rel. No. 34-52425 , Rel. No. 34-52428 , Rel. No. 34-52429 Federal Register version (70 FR 65941)
34-52657
Oct. 24, 2005
SR-ISE-2005-42
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders File Nos.: Comments Due: Rel. No. 34-52424 , Rel. No. 34-52410 , Rel. No. 34-52427 , Rel. No. 34-52425 , Rel. No. 34-52428 , Rel. No. 34-52429 Federal Register version (70 FR 65941)
34-52651
Oct. 21, 2005
SR-SCCP-2004-03
Order Granting Approval of a Proposed Rule Change Relating to Anonymous Features on Trading Systems Comments Due: Rel. No. 34-52201 Federal Register version (70 FR 65956)
34-52649
Oct. 21, 2005
SR-Amex-2005-063
Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options Comments Due: Rel. No. 34-52312 Federal Register version (70 FR 62146)
34-52652
Oct. 21, 2005
SR-CHX-2004-17
Order Granting Approval to Proposed Rule Change to Amend Article XX, Rule 37(a)(3) to Eliminate its Requirement that Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market Comments Due: Rel. No. 34-51997
34-52650
Oct. 21, 2005
SR-CBOE-2005-41
Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options Comments Due: Rel. No. 34-52313 Federal Register version (70 FR 62147)
