Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Proposed Changes to Exchange Rule 342 ("Offices - Approval, Supervision and Control")

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Date Received
Date Letter Type Commenter Name
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment John Polanin, Jr., Chairman, SIA Self-Regulation and Supervisory Practices Committee
Public Comment Scott C. Kursman, Senior Vice President & Chief Counsel for Global Compliance, Lehman Brothers, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2004-64
Release Number
34-52259
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