Comments on NASD Rulemaking

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 3360 to Expand Short Interest Reporting to OTC Equity Securities

Filter comments

Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Internet Advisors Corp.
Public Comment Andrea D. Orr, Assistant General Counsel, NASD, Washington, District of Columbia
Public Comment Greg Hogberg
Public Comment Donald L. Smith, Goffstown, NH
Public Comment Dr. Jim DeCosta, Tualatin, Oregon
Public Comment Paul Vuksich
Public Comment David Patch
Public Comment Daniel Opdyke
Public Comment Chris Meredith, Watertown, MA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-112
Release Number
34-52679