Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Publication of any Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015

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Date Received
Date Letter Type Commenter Name
Public Comment Shirley H. Weiss, Associate General Counsel, NASD
Public Comment Joseph W. Mays, Jr., President, Securities Consulting Group, Inc.
Public Comment James Antosh, CEO/CFO of a privately owned Broker-Dealer, Boston, Massachusetts

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-064
Release Number
34-51786
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