Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Amending the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims

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Date Received
Date Letter Type Commenter Name
Public Comment Rosemary J. Shockman, President, Public Investors Arbitration Bar Association
Public Comment Richard P. Ryder, President, Securities Arbitration Commentator, Inc.
Public Comment Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-046
Release Number
34-51921
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