Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Order

Quick Links

empty


Release Number	SEC Issue Date	File Number	Details
34-52402	Sept. 9, 2005	SR-NYSE-2002-34	Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to the Amendment of Rule 342 (Offices-Approval, Supervision and Control) To Provide for a Uniform Definition of "Branch Office" *Comments Due:* October 7, 2005 Federal Register version (70 FR 54788)
34-52386	Sept. 7, 2005	SR-NYSE-2005-04	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Interpretation of NYSE Rule 311 ("Formation and Approval of Member Organizations") Codifying Certain Qualification Requirements for Criteria for Dual- or Multi-Designation of Principal Executive Officers *Comments Due:* August 26, 2005 See Also - Rel. No. 34-52181 Federal Register version (70 FR 54429)
34-52391	Sept. 7, 2005	SR-NYSE-2004-47	Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 352 Concerning Guarantees and Sharing in Accounts *Comments Due:* August 26, 2005 See Also - Rel. No. 34-52179 Federal Register version (70 FR 54427)
34-52377	Sept. 2, 2005	SR-NASD-2005-051	Order Approving Proposed Rule Change To Create an Enterprise License Fee for the TotalView Entitlement *Comments Due:* July 19, 2005 View Received Comments See Also - Rel. No. 34-51869 Federal Register version (70 FR 53700)
34-52371	Aug. 31, 2005	SR-PCX-2005-68	Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Modify Rate Schedule Retroactively To January 1, 2002 To Cap the Fees on Multiple Options Issues Transfers *Comments Due:* August 17, 2005 See Also - Rel. No. 34-52090 Federal Register version (70 FR 53706)
34-52367	Aug. 31, 2005	SR-CBOE-2004-86	Order Granting Approval of Proposed Rule Change Relating to the Modified ROS Opening Procedure *Comments Due:* August 18, 2005 See Also - Rel. No. 34-52101 Federal Register version (70 FR 53401)
34-52361	Aug. 30, 2005	SR-PCX-2005-58	Order Auction *Comments Due:* August 19, 2005 See Also - Rel. No. 34-52103 Federal Register version (70 FR 53704)
34-52349	Aug. 26, 2005	SR-Amex-2005-048	Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test *Comments Due:* August 17, 2005 See Also - Rel. No. 34-52067 Federal Register version (70 FR 53033)
34-52341	Aug. 26, 2005	SR-BSE-2005-20	Order Granting Approval to Proposed Rule Change Relating to Trade Shredding See Also - Rel. No. 34-52033 Federal Register version (70 FR 52455)
34-52346	Aug. 26, 2005	SR-BSE-2005-16	Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test Relating to Linkage Trades on the Boston Options Exchange See Also - Rel. No. 34-52071 Federal Register version (70 FR 53034)
34-52342	Aug. 26, 2005	SR-NASD-2004-125	Order Granting Accelerated Approval of Amendment No. 2 Regarding Procedures for Denying Listing on Nasdaq *Comments Due:* March 25, 2005 View Received Comments See Also - Rel. No. 34-51268 Federal Register version (70 FR 52456)
34-52352	Aug. 26, 2005	SR-NASD-2005-58	Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms *Comments Due:* August 16, 2005 View Received Comments See Also - Rel. No. 34-52059 Federal Register version (70 FR 52460)
34-52344	Aug. 26, 2005	SR-Phlx-2005-33	Order Approving Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage *Comments Due:* August 17, 2005 See Also - Rel. No. 34-52072 Federal Register version (70 FR 53263)
34-52345	Aug. 26, 2005	SR-PCX-2005-61	Order Approving Proposed Rule Change, and Amendment No. 1 Thereto Establishing a De Minimis *Comments Due:* August 17, 2005 See Also - Rel. No. 34-52070 Federal Register version (70 FR 53262)
34-52350	Aug. 26, 2005	4-429	Order Approving Amendment No. 17 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Modifying the 80/20 Test for Determining Limitations on Principal Order Access to Linkage View Received Comments Federal Register version (70 FR 53030)
34-52347	Aug. 26, 2005	SR-ISE-2005-23	Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test *Comments Due:* August 16, 2005 See Also - Rel. No. 34-52069 Federal Register version (70 FR 53035)
34-52348	Aug. 26, 2005	SR-CBOE-2005-57	Order Approving a Proposed Rule Change Relating to the 80/20 Test of the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage *Comments Due:* August 17, 2005 See Also - Rel. No. 34-52068 Federal Register version (70 FR 53035)
34-52333	Aug. 25, 2005	SR-MSRB-2005-13	Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-11 *Comments Due:* August 15, 2005 See Also - Rel. No. 34-52058 Federal Register version (70 FR 51857)
34-52328	Aug. 24, 2005	SR-NYSE-2005-45	Order Approving Proposed Rule Change To Amend NYSE Rule 80A (Index Arbitrage Trading Restrictions) To Calculate Limitations on Index Arbitrage Trading Based on the NYSE Composite Index *Comments Due:* August 15, 2005 See Also - Rel. No. 34-52051 Federal Register version (70 FR 51398)
34-52327	Aug. 24, 2005	SR-ISE-2004-33	Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Entry of Complex Orders Into the Facilitation Mechanism *Comments Due:* August 2, 2005 See Also - Rel. No. 34-51968 Federal Register version (70 FR 51854)
34-52331	Aug. 24, 2005	SR-ISE-2004-16	Order Process *Comments Due:* July 11, 2005 See Also - Rel. No. 34-51835 Federal Register version (70 FR 51856)
34-52319	Aug. 23, 2005	SR-CBOE-2005-28	Order Granting Approval to Proposed Rule Change Relating to DPM Obligations for Maintaining Backup Autoquote Systems *Comments Due:* August 12, 2005 See Also - Rel. No. 34-52044 Federal Register version (70 FR 51101)
34-52209A	Aug. 22, 2005	SR-NASD-2004-165	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790; Corrected View Received Comments See Also - Rel. No. 34-52209, Rel. No. 34-51735, and comments Federal Register version (70 FR 50435)
34-52298	Aug. 18, 2005	SR-Amex-2004-47	Order Granting Accelerated Approval to Amendment No. 2 Thereto, Relating to Listing and Trading of Yield Underlying Participating Securities (YUPS) *Comments Due:* May 13, 2005 See Also - Rel. No. 34-51566 Federal Register version (70 FR 49956)
34-52294	Aug. 18, 2005	SR-NASD-2004-025	Order Approving Proposed Rule Change To Amend NASD's Minor Rule Violation Plan *Comments Due:* August 4, 2005 View Received Comments See Also - Rel. No. 34-51994 Federal Register version (70 FR 49700)
34-52289	Aug. 18, 2005	SR-MSRB-2005-09	Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 *Comments Due:* August 1, 2005 View Received Comments See Also - Rel. No. 34-51951, and comments Federal Register version (70 FR 49699)
34-52276	Aug. 17, 2005	SR-NASD-2004-131	Order Granting Accelerated Approval to Amendment No. 3 Thereto, Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Nikkei 225 Index *Comments Due:* August 2, 2005 See Also - Rel. No. 34-51970 Federal Register version (70 FR 49346)
34-52278	Aug. 17, 2005	SR-MSRB-2005-04	Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G-38 *Comments Due:* June 6, 2005 View Received Comments See Also - Rel. No. 34-51561, and comments Federal Register version (70 FR 49342)
34-52275	Aug. 16, 2005	SR-Amex-2005-003	Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships *Comments Due:* July 19, 2005 See Also - Rel. No. 34-51900 Federal Register version (70 FR 49341)
34-52269	Aug. 16, 2005	SR-NYSE-2005-19	Order Approving Proposed Rule Change to Require Members That Use Appendix E to Calculate Net Capital to File Supplemental and Alternative Reports *Comments Due:* August 4, 2005 See Also - Rel. No. 34-51980 Federal Register version (70 FR 49349)
34-52274	Aug. 16, 2005	SR-NYSE-2005-21	Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Temporary Reallocation of Securities Among Specialists *Comments Due:* August 4, 2005 See Also - Rel. No. 34-51985 Federal Register version (70 FR 49350)
34-52254	Aug. 15, 2005	SR-Phlx-2005-036	Order Approving a Proposed Rule Change Relating to Phlx Rule 1023 *Comments Due:* July 28, 2005 See Also - Rel. No. 34-51928 Federal Register version (70 FR 48794)
34-52253	Aug. 15, 2005	SR-PCX-2005-16	Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Market Data Rebate Program To Allow Equity Trading Permit Holders To Receive Rebates on an Estimated Basis *Comments Due:* August 4, 2005 See Also - Rel. No. 34-51990 Federal Register version (70 FR 49351)
34-52252	Aug. 15, 2005	SR-CBOE-2005-17	Order Approving Proposed Rule Change To Adopt a Revenue Sharing Program for Trades in Tape B Securities *Comments Due:* August 5, 2005 See Also - Rel. No. 34-52005 Federal Register version (70 FR 49342)
34-52244	Aug. 11, 2005	SR-Amex-2005-026	Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists before 9:30 a.m. *Comments Due:* July 11, 2005 See Also - Rel. No. 34-51834 Federal Register version (70 FR 48607)
34-52241	Aug. 11, 2005	SR-PCX-2005-31	Order Approving a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To Permit Lead Market Makers To Operate Remotely *Comments Due:* July 27, 2005 See Also - Rel. No. 34-51937 Federal Register version (70 FR 48455)
34-52237	Aug. 10, 2005	SR-ISE-2005-28	Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts on a Retroactive Basis *Comments Due:* August 1, 2005 See Also - Rel. No. 34-51948 Federal Register version (70 FR 48454)
34-52234	Aug. 10, 2005	SR-CBOE-2005-40	Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Hybrid Opening System *Comments Due:* July 29, 2005 See Also - Rel. No. 34-51938 Federal Register version (70 FR 48214)
34-52226	Aug. 9, 2005	SR-NASD-2004-045	Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change, To Adopt NASD Rule 2111 to Prohibit Members From Trading Ahead of Customer Market Orders *Comments Due:* March 18, 2005 View Received Comments See Also - Rel. No. 34-51230 Federal Register version (70 FR 48219)
34-52224	Aug. 8, 2005	SR-NSX-2005-03	Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX's Board of Directors *Comments Due:* July 21, 2005 See Also - Rel. No. 34-51912 Federal Register version (70 FR 47873)
34-52209	Aug. 4, 2005	SR-NASD-2004-165	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790 View Received Comments See Also - Rel. No. 34-52209A, Rel. No. 34-51735, and comments Federal Register version (70 FR 46557)
34-52210	Aug. 4, 2005	SR-NASD-2004-089	Order Protection and To Expand the Application of Manning Obligations to Exchange-Listed Securities *Comments Due:* March 18, 2005 See Also - Rel. No. 34-51231 Federal Register version (70 FR 46897)
34-52192	Aug. 2, 2005	SR-NASD-2005-006	Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Require Semi-Annual Financial Reporting by Foreign Private Issuers See Also - Rel. No. 34-51905 Federal Register version (70 FR 46241)
34-52183	Aug. 1, 2005	SR-NASD-2005-063	Order Approving Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data Fees View Received Comments See Also - Rel. No. 34-51874 Federal Register version (70 FR 46239)
34-52182	Aug. 1, 2005	SR-NYSE-2005-16	Order Approving Proposed Rule Change to Rescind the "Nine-Bond Rule" See Also - Rel. No. 34-51899 Federal Register version (70 FR 45458)
34-52162	July 29, 2005	SR-MSRB-2005-08	Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 See Also - Rel. No. 34-51892 Federal Register version (70 FR 44959)
34-52148	July 28, 2005	SR-NASD-2005-056	Order Approving Proposed Rule Change and Amendment No. 1 thereto Eliminating the Directed Order Process in the Nasdaq Market Center See Also - Rel. No. 34-51668 Federal Register version (70 FR 44711)
34-52157	July 28, 2005	SR-FICC-2005-11	Order Approving Proposed Rule Change To Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division See Also - Rel. No. 34-51865 Federal Register version (70 FR 44959)
34-52132	July 27, 2005	SR-BSE-2005-15	Order Approving Proposed Rule Change Relating to Listing Fees See Also - Rel. No. 34-51881 Federal Register version (70 FR 45450)
34-52133	July 27, 2005	SR-NASD-2005-068	Order Approving Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session See Also - Rel. No. 34-51859 Federal Register version (70 FR 44413)
34-52141	July 27, 2005	SR-NASD-2004-009	Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto To Modify Nasdaq's Clearly Erroneous Rule See Also - Rel. No. 34-51722 Federal Register version (70 FR 44709)
34-52124	July 26, 2005	SR-FICC-2005-09	Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51789 Federal Register version (70 FR 44413)
34-52112	July 22, 2005	SR-NASD-2005-060	Order Approving Proposed Rule Change To Create the ModelView Entitlement, an Historical Data Product Designed To Provide the Aggregate Amount of Both Displayed and Reserve Size Liquidity in the Nasdaq Market Center at Each Price Level See Also - Rel. No. 34-51851 Federal Register version (70 FR 43917)
34-52094	July 21, 2005	SR-CHX-2004-11	Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist See Also - Rel. No. 34-50002 Federal Register version (70 FR 43913)
34-52083	July 20, 2005	SR-PCX-2005-67	Order Approving Proposed Rule Change Relating to Exchange Fees and Charges See Also - Rel. No. 34-51795 Federal Register version (70 FR 43733)
34-52061	July 19, 2005	SR-Amex-2005-55	Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis See Also - Rel. No. 34-51815 Federal Register version (70 FR 43470)
34-52062	July 19, 2005	SR-CHX-2004-03	Order Approving Proposed Rule Change Relating to Standards for Manual Execution of Market and Marketable Limit Orders See Also - Rel. No. 34-50865 Federal Register version (70 FR 43475)
34-52060	July 19, 2005	SR-PCX-2005--71	Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System See Also - Rel. No. 34-51885
34-52030	July 14, 2005	SR-OCC-2003-04	Order Granting Approval of a Proposed Rule Change Relating to a New Customers' Lien Account See Also - Rel. No. 34-51330, Rel. No. 34-51330 Federal Register version (70 FR 42405)
34-52035	July 14, 2005	SR-OCC-2002-16	Order Granting Approval of a Proposed Rule Change Relating to Unsegregation of Long Option Positions See Also - Rel. No. 34-51331, Rel. No. 34-51331 Federal Register version (70 FR 42403)
34-52031	July 14, 2005	SR-NYSE-2002-19	Order Approving a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Customer Portfolio and Cross-Margining Requirements View Received Comments See Also - Rel. Nos. 34-51615, 34-50885, Rel. No. 34-46576 Federal Register version (70 FR 42130)
34-52032	July 14, 2005	SR-CBOE-2002-03	Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Customer Portfolio and Cross-Margining Requirements See Also - Rel. Nos. 34-51614, 34-50886, 34-45630 Federal Register version (70 FR 42118)
34-52026	July 13, 2005	SR-NYSE-2005-26	Order Is Executed if There Is No Execution Prior to 4 p.m. *Comments Due:* June 29, 2005 See Also - Rel. No. 34-51747 Federal Register version (70 FR 41806)
34-52016	July 12, 2005	SR-NYSE-2005-29	Order Granting Approval of a Proposed Rule Change To Remove Incorrect Reference in Its Rule Relating to Failure To Honor an Arbitration Award View Received Comments See Also - Rel. No. 34-51622 Federal Register version (70 FR 41466)
34-52011	July 12, 2005	SR-CBOE-2004-63	Order Granting Accelerated Approval to Amendment No. 2 Thereto To List and Trade Short Term Option Series *Comments Due:* March 9, 2005 View Received Comments See Also - Rel. No. 34-51172 Federal Register version (70 FR 41451)
34-52007	July 11, 2005	SR-NSX-2005-02	Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees See Also - Rel. No. 34-51765 Federal Register version (70 FR 41248)
34-51996	July 8, 2005	SR-Phlx-2005-02	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses See Also - Rel. No. 34-51731 Federal Register version (70 FR 40772)
34-52001	July 8, 2005	4-208	Intermarket Trading System; Order Granting Approval of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments *Comments Due:* June 27, 2005 Federal Register version (70 FR 40756)
34-51984	July 7, 2005	SR-Phlx-2005-37	Order of Summary Abrogation See Also - Rel. No. 34-51909
34-51992	July 7, 2005	SR-CBOE-2005-24	Order Approving Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES *Comments Due:* June 8, 2005 See Also - Rel. No. 34-51684 Federal Register version (70 FR 40759)
34-51993	July 7, 2005	SR-CBOE-2005-29	Order Granting Approval to Proposed Rule Change Relating to the Composition of the CBOE's Modified Trading System Appointments Committee See Also - Rel. No. 34-51704 Federal Register version (70 FR 41062)
34-51973	July 5, 2005	SR-NYSE-2004-62	Order Granting Accelerated Approval to Amendment No. 3 Thereto To Eliminate Rule 496 and To Amend the Listed Company Manual Relating to Transfer Agents *Comments Due:* April 13, 2005 View Received Comments See Also - Rel. No. 34-51372 Federal Register version (70 FR 40094)
34-51931	June 28, 2005	SR-NASD-2005-052	Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions *Comments Due:* June 9, 2005 View Received Comments See Also - Rel. No. 34-51693 Federal Register version (70 FR 38989)
34-51926	June 27, 2005	SR-Phlx-2004-65	Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Back-up Trading Arrangements See Also - Rel. No. 34-51718 Federal Register version (70 FR 38232)
34-51913	June 23, 2005	SR-ISE-2004-28	Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options *Comments Due:* April 27, 2005 See Also - Rel. No. 34-51447 Federal Register version (70 FR 38220)
34-51907	June 22, 2005	SR-NYSE-2004-13	Order Granting Accelerated Approval to Amendments No. 2 and No. 3 Thereto To Adopt Rule 405A ("Non-Managed Fee-Based Account Programs-Disclosure and Monitoring") *Comments Due:* November 22, 2004 View Received Comments See Also - Rel. No. 34-50586 Federal Register version (70 FR 37458)
34-51908	June 22, 2005	SR-FICC-2004-15	Order Granting Approval of a Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting *Comments Due:* November 26, 2004 View Received Comments See Also - Rel. No. 34-51365, Rel. No. 34-50607 Federal Register version (70 FR 37450)
34-51898	June 21, 2005	SR-Amex-2005-28	Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Amend Sections 1101, 134, and 1003 of the Amex Company Guide To Make Clarifying and Simplifying Changes Relating To Filing and Notice Requirements With the Exchange Applicable to Amex Listed Issuers *Comments Due:* June 7, 2005 See Also - Rel. No. 34-51681 Federal Register version (70 FR 37138)
34-51891	June 21, 2005	SR-NASD-2004-139	Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average *Comments Due:* April 20, 2005 Federal Register version (70 FR 36982)
34-51896	June 21, 2005	SR-FICC-2004-22	Order Approving a Proposed Rule Change Establishing a Sponsored Membership Program *Comments Due:* June 2, 2005 See Also - Rel. No. 34-51659 Federal Register version (70 FR 36981)
34-51879	June 20, 2005	SR-BSE-2004-58	Order Approving Proposed Rule Change, and Amendments No. 1, 2, 3, and 4 Thereto, Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC See Also - Rel. No. 34-51388 Federal Register version (70 FR 36673)
34-51873	June 17, 2005	SR-Amex-2005-033	Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 918-ANTE(a)(4) Regarding Closing Rotations *Comments Due:* June 3, 2005 See Also - Rel. No. 34-51671 Federal Register version (70 FR 36671)
34-51871	June 17, 2005	SR-NSCC-2005-03	Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51674 Federal Register version (70 FR 36683)
34-51875	June 17, 2005	SR-FICC-2005-01	Order Approving a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition *Comments Due:* May 31, 2005 See Also - Rel. No. 34-51643 Federal Register version (70 FR 36679)
34-51870	June 17, 2005	SR-DTC-2005-03	Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure *Comments Due:* June 3, 2005 See Also - Rel. No. 34-51675 Federal Register version (70 FR 36678)
34-51862	June 16, 2005	SR-NASD-2005-039	Order Approving Proposed Rule Change to Incorporate the Brut System Book Feed Into the TotalView Entitlement *Comments Due:* June 7, 2005 See Also - Rel. No. 34-51683 Federal Register version (70 FR 36426)
34-51827	June 13, 2005	SR-Phlx-2005-20	Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner See Also - Rel. No. 34-51640 Federal Register version (70 FR 35491)
34-51826	June 13, 2005	SR-OCC-2004-17	Order Granting Approval of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 *Comments Due:* May 9, 2005 See Also - Rel. No. 34-51521, Rel. No. 34-51521 Federal Register version (70 FR 35755)
34-51821	June 10, 2005	SR-BSE-2004-51	Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to the Trading of Market Orders on the Boston Options Exchange See Also - Rel. No. 34-51597 Federal Register version (70 FR 35143)
34-51822	June 10, 2005	SR-CBOE-2004-87	Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs *Comments Due:* June 7, 2005 See Also - Rel. No. 34-51680 Federal Register version (70 FR 35321)
34-51814	June 9, 2005	SR-NASD-2004-185	Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data *Comments Due:* May 19, 2005 View Received Comments See Also - Rel. No. 34-51598 Federal Register version (70 FR 35151)
34-51813	June 9, 2005	SR-NYSE-2004-20	Order Granting Accelerated Approval to Amendment No. 8 Thereto to Amend Its Original and Continued Quantitative Listing Standards *Comments Due:* July 23, 2004 View Received Comments See Also - Rel. No. 34-51332, Rel. No. 34-49917 Federal Register version (70 FR 35484)
34-51796	June 7, 2005	SR-Amex-2005-037	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary *Comments Due:* May 24, 2005 See Also - Rel. No. 34-51621 Federal Register version (70 FR 34509)
34-51799	June 7, 2005	SR-PCX-2005-27	Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Calculation of the National Best Bid or Offer When Another Market Is Disconnected From the Intermarket Option Linkage See Also - Rel. No. 34-51627 Federal Register version (70 FR 34514)
34-51790	June 6, 2005	SR-NYSE-2004-42	Order Approving Proposed Rule Change and Amendment No. 1 To Eliminate the Requirement That a Floor Official Approve Certain Transactions on the Exchange's Automated Bond System *Comments Due:* May 23, 2005 View Received Comments See Also - Rel. No. 34-51613 Federal Register version (70 FR 34172)
34-51777	June 2, 2005	SR-NYSE-2004-49	Order Approving Proposed Rule Change and Amendment No. 3 Thereto Relating to Procedures for Companies That Fail To File Annual Reports in a Timely Manner *Comments Due:* 21 days after publication in the Federal Register View Received Comments See Also - Rel. No. 34-50982, Rel. No. 34-50452 Federal Register version (70 FR 33573)
34-51779	June 2, 2005	SR-CBOE-2004-71	Order Granting Accelerated Approval to Amendment No. 1 Thereto To Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87 *Comments Due:* December 22, 2004 View Received Comments See Also - Rel. No. 34-50732 Federal Register version (70 FR 33564)
34-51766	May 31, 2005	SR-CBOE-2004-54	Order Approving a Proposed Rule Change and Partial Amendment No. 1 To Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions *Comments Due:* 21 days after publication in the Federal Register See Also - Rel. No. 34-51497 Federal Register version (70 FR 33230)
34-51759	May 27, 2005	SR-Phlx-2004-91	Order Process for Orders Delivered to the Phlx Via AUTOM *Comments Due:* June 27, 2005 View Received Comments See Also - Rel. No. 34-50856 Federal Register version (70 FR 32860)
34-51753	May 27, 2005	SR-NSCC-2005-02	Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products See Also - Rel. No. 34-51541 Federal Register version (70 FR 32859)