Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4 and 5 Relating the Exchange's Business Combination with Archipelago Holdings, Inc.

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-53124 Marc E. Lackritz, President, Securities Industry Association and Micah S. Green, President and CEO, The Bond Market Association
Public Comment 34-53073, 34-53077 Kevin J. P. O'Hara, Chief Administrative Officer, General Counsel & Secretary, Pacific Exchange, Inc.
Public Comment 34-53073, 34-53077 Fane Lozman, North Bay Village, Florida
Public Comment 34-53073 Barbara Z. Sweeney, Corporate Secretary, NASD, Washington, District of Columbia
Public Comment 34-53073 Andrew Rothlein
Public Comment 34-53073, 34-53077 Kevin J. P. O'Hara, Chief Administrative Officer, General Counsel & Secretary, Pacific Exchange, Inc.
Public Comment 34-53073 Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment 34-53073 Ari Burstein, Associate Counsel, Investment Company Institute
Public Comment 34-53073 Dennis Johnson, CFA, Senior Portfolio Manager, CalPERS
Public Comment 34-53073 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York
Public Comment 34-50173, 34-53073 Independent Broker Action Committee,Inc.
Public Comment 34-53073 Marc E. Lackritz, President, Securities Industry Association and Micah S. Green, President and CEO, The Bond Market Association
Public Comment 34-53073, 34-53077 Michael Kanovitz, Loevy & Loevy
Public Comment 34-53073, 34-53077 Philip J. Nathanson, Philip J. Nathanson & Associates
Public Comment 34-53073 Randall Edwards, NAST President, Oregon State Treasurer, National Association of State Treasurers
Public Comment 34-53073 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York
Public Comment 34-53073 Marjorie E. Gross, Senior Vice President & Regulatory Counsel, The Bond Market Association
Public Comment 34-53073 George R. Kramer, Deputy General Counsel, Securities Industry Association
Public Comment 34-53073, 34-53077 James L. Kopecky
Public Comment 34-53073 The Undersigned NYSE Investors
Public Comment 34-53073 Warren P. Meyers, Independent Broker Action Committee

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2005-77
Release Number
34-53124
34-53073
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