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Comments on MSRB Rulemaking
Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans
(Release No. 34-53715; File No. SR-MSRB-2006-03)
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| May 31, 2006 |
Elizabeth Varley,
Vice President and Director of Retirement Policy and Michael D. Udoff, Vice President,
Associate General Counsel and Secretary, Securities Industry Association |
| May 23, 2006 |
Dale E. Brown, CAE,
Executive Director & CEO, Financial Services Institute |
| May 22, 2006 |
Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
| May 22, 2006 |
Patricia D. Struck, President, North American Securities Administrators Association, Washington, District of Columbia |
| Apr. 28, 2006 |
Frank Traynor |
| Apr. 24, 2006 |
David J. Pearlman, Chairman, College Savings Foundation
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http://www.sec.gov/comments/sr-msrb-2006-03/msrb200603.shtml
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