Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans

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Date Received
Date Letter Type Commenter Name
Public Comment Elizabeth Varley, Vice President and Director of Retirement Policy and Michael D. Udoff, Vice President, Associate General Counsel and Secretary, Securities Industry Association
Public Comment Dale E. Brown, CAE, Executive Director & CEO, Financial Services Institute
Public Comment Patricia D. Struck, President, North American Securities Administrators Association, Washington, District of Columbia
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment Frank Traynor
Public Comment David J. Pearlman, Chairman, College Savings Foundation

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2006-03
Release Number
34-53715
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