Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Enhancements to the Exchange's Existing Automatic Execution Facility (NYSE Direct+)

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Date Received
Date Letter Type Commenter Name
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment Douglas W. Henkin, Milbank, Tweed, Hadley & McCloy LLP, on behalf of the New York Stock Exchange LLC
Public Comment Rebecca Belmar, Milbank, Tweed, Hadley & McCloy LLP, on behalf of the New York Stock Exchange LLC
Public Comment David S. Cohen, Milbank, Tweed, Hadley & McCloy LLP, on behalf of the New York Stock Exchange LLC
Public Comment Warren P. Meyers, President, Independent Broker Action Committee, Inc. (IBAC)
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment Andrew J. Goodman; Kurzman Eisenberg Corbin Lever & Goodman, LLP, on behalf of Independent Broker Action Committee
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment Warren P. Meyers, President, Independent Broker Action Committee, Inc.
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment Andrew J. Goodman, Kurzman Eisenberg Corbin Lever & Goodman, LLP, on behalf of Independent Broker Action Committee
Public Comment Warren P. Meyers, President, Independent Broker Action Committee
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a meeting with representatives of the New York Stock Exchange, Inc.
Public Comment Frank A. Torino
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment Kim Bang, Bloomberg Tradebook, LLC
Public Comment Ari Burstein, Associate Counsel, Investment Company Institute
Public Comment Donald D. Kittell, Executive Vice President, Securities Industry Association
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment George U. Sauter, Managing Director, The Vanguard Group, Inc.
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business University of Northern Colorado
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a meeting with representatives of the New York Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a meeting with representatives of the New York Stock Exchange, Inc.
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment George Rutherfurd

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2004-05
Release Number
34-50173
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