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Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material

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Date Sort descending	Letter Type	Commenter Name
Aug. 2, 2006	Public Comment	Ronald C. Berge, Compliance Manager, PFPC Distributors, Inc., Valley Forge, Pennsylvania
Aug. 1, 2006	Public Comment	Nicholas F. Kaiser, President and CEO, Saturna Capital Corporation, Bellingham, Washington
July 27, 2006	Public Comment	Jay S. Neuman, Reed Smith LLP, on behalf of Federated Investors, Inc.
Sept. 17, 2004	Public Comment	Frances M. Stadler, Deputy Senior Counsel, Investment Company Institute
Sept. 17, 2004	Public Comment	Heidi Stam, Principal, Securities Regulation, Vanguard Group, Inc.
Sept. 17, 2004	Public Comment	Stuart R. Strachan, Chairman, Investment Company Committee of the Securities Industry Association
Sept. 10, 2004	Public Comment	Colon Brown, President, Brown & Brown Securities, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2004-043

Release Number

34-50226

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