SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Reflect Nasdaq’s Separation from NASD Upon Nasdaq’s Anticipated Approval as a National Securities Exchange

(Release No. 34-52049; File No. SR-NASD-2005-087)

May 2, 2006 Robert R. Glauber, Chairman and Chief Executive Officer, NASD
Apr. 27, 2006 John A. Thain, Chief Executive Officer, NYSE Group
Feb. 10, 2006 Bart J. Ward, Chief Executive Officer, Ward & Company
Feb. 9, 2006 Geoff Davis, Member of Congress
Jan. 16, 2006 Melissa L. Bean, Member of Congress
Jan. 12, 2006 Edolphus Towns, Member of Congress
Jan. 3, 2006 Michael E. Capuano, Member of Congress
Dec. 22, 2005 Patrick T. McHenry, Member of Congress
Dec. 14, 2005 Jim Gerlach, Member of Congress
Dec. 13, 2005 Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises
Dec. 08, 2005 Memorandum from the Office of the Chairman regarding meeting with representatives of the New York Stock Exchange
Nov. 23, 2005 Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, Washington, District of Columbia
Nov. 10, 2005 Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Nov. 10, 2005 Kevin J.P. O'Hara, Chief Administrative Officer and General Counsel, Archipelago Holdings, Inc.
Nov. 04, 2005 John Boese, Vice President, Chief Regulatory Officer, Boston Stock Exchange, Inc.
Oct. 13, 2005 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York
Aug. 12, 2005 Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.

Modified: 06/08/2006