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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure and Consent Requirements when Trading on a Net Basis with Customers

(Release No. 34-51457; File No. SR-NASD-2004-135)

May 4, 2005 Amal Aly, Vice President and Associate General Counsel and Ann Vlcek, Vice President and Associate General Counsel, Securities Industry Association
Apr. 27, 2005 Klindt Ginsberg, Managing Director, The Seidler Companies Inc.
Apr. 20, 2005 David Sieradzki

Modified: 07/27/2006