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Release Number	SEC Issue Date	File Number	Details
34-55875	June 7, 2007	SR-Amex-2006-17	Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions *Comments Due:* February 7, 2007 See Also - Rel. No. 34-55719, Rel. No. 34-55068 Federal Register version (72 FR 35745)
34-55878	June 7, 2007	SR-NASD-2006-074	Order Approving Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities *Comments Due:* February 15, 2007 View Received Comments See Also - Rel. No. 34-55128 Federal Register version (72 FR 32936)
34-55877	June 7, 2007	SR-Phlx-2006-87	Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Options Exchange Officials *Comments Due:* April 27, 2007 See Also - Rel. No. 34-55552 Federal Register version (72 FR 32937)
34-55874	June 7, 2007	SR-CBOE-2006-101	Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend CBOE's Rules To Reflect the Migration of Its TPF Technology Platform Over to the Existing CBOEdirect Technology Platform *Comments Due:* May 24, 2007 See Also - Rel. No. 34-55674 Federal Register version (72 FR 32688)
34-55872	June 6, 2007	SR-OCC-2007-01	Order Granting Approval of a Proposed Rule Change Relating to Credit Default Options *Comments Due:* March 26, 2007 See Also - Rel. No. 34-55362, Rel. No. 34-55362 Federal Register version (72 FR 32693)
34-55856	June 4, 2007	SR-NASDAQ-2007-029	Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Require Nasdaq-Listed Issuers To Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure Submission System *Comments Due:* May 23, 2007 See Also - Rel. No. 34-55672 Federal Register version (72 FR 32383)
34-55837	May 31, 2007	SR-Amex-2006-99	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Reverse Mergers and Shareholder Approval for Change of Control Situations *Comments Due:* April 12, 2007 See Also - Rel. No. 34-55477 Federal Register version (72 FR 31355)
34-55832	May 31, 2007	SR-NASDAQ-2007-040	Order Granting Approval to a Proposed Rule Change Relating to the Waiver of Fees upon Relisting of Companies Removed for Late Filings *Comments Due:* May 16, 2007 See Also - Rel. No. 34-55645 Federal Register version (72 FR 32152)
34-55830	May 30, 2007	SR-MSRB-2006-09	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision *Comments Due:* March 16, 2007 View Received Comments See Also - Rel. No. 34-55302 Federal Register version (72 FR 31122)
34-55823	May 29, 2007	SR-NYSE-2007-10	Order Approving Proposed Amendments to Interpretation to Rule 311(b)(5) ("Co-Designation of Principal Executive Officers") as Modified by Amendment No. 1 *Comments Due:* May 17, 2007 See Also - Rel. No. 34-55650 Federal Register version (72 FR 30900)
34-55814	May 25, 2007	SR-CBOE-2007-27	Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Class Quoting Limits *Comments Due:* May 16, 2007 See Also - Rel. No. 34-55644 Federal Register version (72 FR 30647)
34-55811	May 24, 2007	SR-CHX-2007-08	Order Approving Proposed Rule Change To Expand Its Price Manipulation Rule To Address Additional Instances of Improper Behavior *Comments Due:* May 11, 2007 See Also - Rel. No. 34-55625 Federal Register version (72 FR 30647)
34-55812	May 24, 2007	SR-Phlx-2006-61	Order and Decorum Regulations *Comments Due:* April 17, 2007 See Also - Rel. No. 34-55492 Federal Register version (72 FR 31363)
34-55799	May 22, 2007	SR-NSX-2006-16	Order Approving Proposed Rule Change Regarding the Annual Certification of Compliance and Supervisory Processes *Comments Due:* May 10, 2007 See Also - Rel. No. 34-55631 Federal Register version (72 FR 30408)
34-55793	May 22, 2007	SR-NYSE-2007-34	Order Approving Proposed Rule Change To Amend NYSE Rule 80A.40(b) To Update the Definition of "Program Trading," To Substitute Simplified Audit Trail Requirements, and To Make Conforming Amendments to NYSE Rule 410B *Comments Due:* May 8, 2007 See Also - Rel. No. 34-55615 Federal Register version (72 FR 29567)
34-55796	May 22, 2007	SR-NYSE-2007-28	Order Granting Approval to Proposed Rule Change to Exempt Limited Partnerships From Certain of its Shareholder Approval Rules *Comments Due:* April 23, 2007 See Also - Rel. No. 34-55528 Federal Register version (72 FR 29566)
34-55792	May 22, 2007	SR-MSRB-2006-10	Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention *Comments Due:* January 10, 2007 View Received Comments See Also - Rel. No. 34-54930 Federal Register version (72 FR 29564)
34-55790	May 21, 2007	SR-NASDAQ-2007-039	Order Granting Approval of Proposed Rule Change to Modify the Distributor Fee for Nasdaq Index Weighting Information *Comments Due:* May 9, 2007 See Also - Rel. No. 34-55620 Federal Register version (72 FR 29565)
34-55786	May 18, 2007	SR-CBOE-2007-15	Order Granting Approval of Proposed Rule Change To Amend CBOE's Membership Application Procedures *Comments Due:* May 1, 2007 See Also - Rel. No. 34-55570 Federal Register version (72 FR 29563)
34-55776	May 17, 2007	SR-Amex-2007-29	Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return *Comments Due:* May 16, 2007 See Also - Rel. No. 34-55661 Federal Register version (72 FR 29015)
34-55764	May 15, 2007	SR-ISE-2007-18	Order Approving Proposed Rule Change Relating to Information Regarding Customer Interest on the Book *Comments Due:* May 3, 2007 See Also - Rel. No. 34-55589 Federal Register version (72 FR 28531)
34-55755	May 14, 2007	4-536	Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Associ See Also - Rel. No. 34-55612 Federal Register version (72 FR 28087)
34-55744	May 11, 2007	4-429	Order Approving Joint Amendment No. 22 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage View Received Comments See Also - Release Nos. 34-56806, 34-56780, 34-56605, 34-56596, and 34-55436 Federal Register version (72 FR 27867)
34-55738	May 10, 2007	SR-NYSEArca-2007-17	Order Granting Approval of a Proposed Rule Change To Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007 *Comments Due:* April 26, 2007 See Also - Rel. No. 34-55564 Federal Register version (72 FR 27611)
34-55743	May 10, 2007	SR-NYSEArca-2007-24	Order Approving a Proposed Rule Change to Waive Certain Listing Fees *Comments Due:* April 6, 2007 See Also - Rel. No. 34-55430 Federal Register version (72 FR 27895)
34-55735	May 10, 2007	SR-NYSE-2007-06	Order Approving Proposed Rule Change To Amend NYSE Rule 440A ("Telephone Solicitations") *Comments Due:* April 19, 2007 See Also - Rel. No. 34-55517 Federal Register version (72 FR 27610)
34-55716	May 7, 2007	SR-OCC-2006-15	Order Granting Approval of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin *Comments Due:* April 19, 2007 See Also - Rel. No. 34-55504, Rel. No. 34-55504 Federal Register version (72 FR 26861)
34-55702	May 3, 2007	SR-ODD-2007-02	Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options Adjustment Methodology and Fund Shares Federal Register version (72 FR 26671)
34-55686	May 1, 2007	SR-OCC-2006-21	Order Granting Approval of a Proposed Rule Change Relating to Membership Requirements *Comments Due:* February 2, 2007 See Also - Rel. No. 34-55047, Rel. No. 34-55047 Federal Register version (72 FR 26191)
34-55683	April 30, 2007	SR-ISE-2006-77	Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Penny Increments for Block Mechanism Orders *Comments Due:* April 17, 2007 See Also - Rel. No. 34-55493 Federal Register version (72 FR 25823)
34-55671	April 26, 2007	SR-Amex-2007-22	Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Minor Rule Violation Fine Systems *Comments Due:* April 17, 2007 See Also - Rel. No. 34-55500 Federal Register version (72 FR 24347)
34-55675	April 26, 2007	SR-Amex-2006-114	Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units *Comments Due:* April 12, 2007 See Also - Rel. No. 34-55479 Federal Register version (72 FR 24638)
34-55656	April 23, 2007	SR-NYSE-2007-15	Order Approving Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses *Comments Due:* March 26, 2007 See Also - Rel. No. 34-55345 Federal Register version (72 FR 21062)
34-55647	April 19, 2007	S7-24-89	Order Granting Permanent Approval of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc *Comments Due:* October 21, 2025 View Received Comments See Also - Release No. 34-55192 Submit a Comment on S7-24-89 Federal Register version (72 FR 20891)
4-533R	April 18, 2007	4-533	Proposed NMS Plan for the Selection and Reservation of Securities Symbols by NASDAQ, NASD, NSX and Phlx [Revised] *Comments Due:* September 24, 2025 View Received Comments Submit a Comment on 4-533
34-55638	April 16, 2007	SR-NASD-2003-141	Order Granting Approval to Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities *Comments Due:* April 5, 2005 View Received Comments See Also - Rel. No. 34-54799, Rel. No. 34-51338 Federal Register version (72 FR 20150)
34-55632	April 13, 2007	SR-Amex-2006-112	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP *Comments Due:* March 21, 2007 See Also - Rel. No. 34-55372 Federal Register version (72 FR 19987)
34-55606	April 10, 2007	SR-BSE-2006-11	Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange's Minor Rule Violation Plan See Also - Rel. No. 34-55373 Federal Register version (72 FR 19221)
34-55584	April 5, 2007	SR-CHX-2006-38	Order Granting Approval to Proposed Rule Change to Extend the Late Trading Session and to Permit Only the Execution of Cross Orders During That Session *Comments Due:* March 16, 2007 See Also - Rel. No. 34-55308 Federal Register version (72 FR 18497)
34-55585	April 5, 2007	SR-NYSE-2006-75	Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto To List and Trade Four iShares GS Commodity Indexed Trusts *Comments Due:* January 16, 2007 See Also - Rel. No. 34-54992 Federal Register version (72 FR 18500)
34-55582	April 4, 2007	SR-ODD-2007-01	Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Rate-Modified Cash-Settled Foreign Currency Options Federal Register version (72 FR 17978)
34-55557	March 29, 2007	SR-NYSEArca-2006-50	Order Granting Approval of Proposed Rule Change Relating to the Facilitation Mechanism *Comments Due:* February 28, 2007 See Also - Rel. No. 34-55236 Federal Register version (72 FR 16838)
34-55557	March 29, 2007	SR-ISE-2006-78	Order Granting Approval of Proposed Rule Change Relating to the Facilitation Mechanism *Comments Due:* March 5, 2007 See Also - Rel. No. 34-55236 Federal Register version (72 FR 16838)
34-55547	March 28, 2007	SR-Amex-2006-110	Order Granting Approval of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs *Comments Due:* February 27, 2007 See Also - Rel. No. 34-55187 Federal Register version (72 FR 16388)
34-55549	March 28, 2007	SR-CHX-2007-02	Order Granting Accelerated Approval of a Proposed Rule Change To Amend the CHX Fee Schedule on a Retroactive Basis To Clarify the Application of a Credit Against Specialist Fixed Fees *Comments Due:* March 27, 2007 See Also - Rel. No. 34-55408 Federal Register version (72 FR 16837)
34-55548	March 28, 2007	SR-NYSE-2006-71	Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Nine Series of Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of Sub-Indices of the Dow Jones-AIG Commodity Index SM *Comments Due:* March 19, 2007 See Also - Rel. No. 34-55352 Federal Register version (72 FR 16392)
34-55544	March 27, 2007	SR-Amex-2007-07	Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares *Comments Due:* February 27, 2007 See Also - Rel. No. 34-55240 Federal Register version (72 FR 15923)
34-55546	March 27, 2007	SR-NYSEArca-2007-14	Order Granting Accelerated Approval To a Proposed Rule Change to Amend Existing Rules for Investment Company Units To Eliminate Requirement Regarding Index Weighting and Calculation Methodology *Comments Due:* March 20, 2007 See Also - Rel. No. 34-55339 Federal Register version (72 FR 15929)
34-55536	March 27, 2007	SR-NYSE-2007-01	Order Approving Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS Gold Shares *Comments Due:* March 16, 2007 See Also - Rel. No. 34-55299 Federal Register version (72 FR 15750)
34-55545	March 27, 2007	SR-NYSE-2007-12	Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 To Amend Section 703.16 of the NYSE Listed Company Manual To Eliminate Requirement Regarding Index Weighting and Calculation Methodology *Comments Due:* March 20, 2007 See Also - Rel. No. 34-55343 Federal Register version (72 FR 15928)
34-55531	March 26, 2007	SR-CBOE-2006-94	Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs *Comments Due:* March 13, 2007 See Also - Rel. No. 34-55275 Federal Register version (72 FR 15736)
34-55532	March 26, 2007	S7-966	Order Granting Approval of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. *Comments Due:* August 27, 2024 See Also - Release No. 34-55145 Federal Register version (72 FR 15729)
4-534, AAER-2392	March 22, 2007	4-534	American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols *Comments Due:* August 16, 2007 View Received Comments Submit a Comment on 4-534 Federal Register version (73 FR 4645)
4-534, AAER-2392	March 22, 2007	4-534	American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols *Comments Due:* February 15, 2008 View Received Comments Submit a Comment on 4-534 Federal Register version (73 FR 4645)
4-534, AAER-2392	March 22, 2007	4-534	American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols *Comments Due:* August 16, 2007 View Received Comments Submit a Comment on 4-534 Federal Register version (73 FR 4645)
4-534, AAER-2392	March 22, 2007	4-534	American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols *Comments Due:* February 15, 2008 View Received Comments Submit a Comment on 4-534 Federal Register version (73 FR 4645)
4-533, AAER-2376	March 21, 2007	4-534	Order Approving Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by The Nasdaq Stock Market LLC, BOX Exchange LLC, Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., CBOE EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. *Comments Due:* August 16, 2007 View Received Comments Submit a Comment on 4-534 Federal Register version (87 FR 35270)
4-533, AAER-2376	March 21, 2007	4-533	Order Approving Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by The Nasdaq Stock Market LLC, BOX Exchange LLC, Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., CBOE EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. *Comments Due:* September 24, 2025 View Received Comments Submit a Comment on 4-533 Federal Register version (87 FR 35270)
4-533, AAER-2376	March 21, 2007	4-534	Order Approving Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by The Nasdaq Stock Market LLC, BOX Exchange LLC, Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., CBOE EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. *Comments Due:* August 16, 2007 View Received Comments Submit a Comment on 4-534 Federal Register version (87 FR 35270)
4-533, AAER-2376	March 21, 2007	4-533	Order Approving Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by The Nasdaq Stock Market LLC, BOX Exchange LLC, Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., CBOE EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. *Comments Due:* September 24, 2025 View Received Comments Submit a Comment on 4-533 Federal Register version (87 FR 35270)
34-55480	March 15, 2007	SR-BSE-2006-46	Order Granting Approval of a Proposed Rule Change Amending Rules To Require Securities Become Eligible for a Direct Registration System See Also - Rel. No. 34-54832 Federal Register version (72 FR 13544)
34-55481	March 15, 2007	SR-CHX-2006-33	Order Granting Approval of a Proposed Rule Change Amending Rules To Require Listed Companies To Make Securities Eligible for the Direct Registration System *Comments Due:* December 28, 2006 See Also - Rel. No. 34-54833 Federal Register version (72 FR 13546)
34-55482	March 15, 2007	SR-Phlx-2006-69	Order Granting Approval of a Proposed Rule Change Amending Rules Relating to the Direct Registration System *Comments Due:* December 28, 2006 See Also - Rel. No. 34-54834 Federal Register version (72 FR 13547)
34-55464	March 13, 2007	SR-Amex-2007-08	Order for Specialists and Registered Traders *Comments Due:* February 23, 2007 View Received Comments See Also - Rel. No. 34-55179 Federal Register version (72 FR 13146)
34-55442	March 12, 2007	SR-NYSEArca-2007-09	Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C. *Comments Due:* March 2, 2007 See Also - Rel. No. 34-55232 Federal Register version (72 FR 12654)
34-55446	March 12, 2007	SR-NYSEArca-2006-51	Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca, Inc *Comments Due:* February 28, 2007 See Also - Rel. No. 34-55215 Federal Register version (72 FR 13155)
34-55447	March 12, 2007	SR-NYSEArca-2006-50	Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. *Comments Due:* February 28, 2007 See Also - Rel. No. 34-55214 Federal Register version (72 FR 13156)
34-55426	March 8, 2007	SR-ISE-2007-01	Order Approving a Proposed Rule Change Relating to Rule 2113 (Long and Short Sales) *Comments Due:* February 26, 2007 See Also - Rel. No. 34-55191 Federal Register version (72 FR 12240)
34-55415	March 7, 2007	SR-BSE-2006-03	Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period See Also - Rel. No. 34-55050 Federal Register version (72 FR 11411)
34-55409	March 6, 2007	SR-NASD-2007-004	Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data *Comments Due:* February 23, 2007 See Also - Rel. No. 34-55180 Federal Register version (72 FR 11416)
34-55406	March 6, 2007	SR-NASD-2006-131	Order Approving Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements File Nos.: SR-NYSE-2006-111, SR-NASD-2006-131, SR-Amex-2007-05 *Comments Due:* February 22, 2007 View Received Comments See Also - Rel. No. 34-55170 Federal Register version (72 FR 11071)
34-55388	March 2, 2007	SR-NASDAQ-2006-067	Order Granting Approval of Proposed Rule Change To Retroactively Reduce Fees for Nasdaq's Risk Management Service *Comments Due:* February 16, 2007 See Also - Rel. No. 34-55130 Federal Register version (72 FR 10797)
34-55389	March 2, 2007	SR-CBOE-2006-110	Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Relating to the Establishment of CBOE Stock Exchange, LLC *Comments Due:* March 29, 2007 See Also - Rel. No. 34-55172 Federal Register version (72 FR 10575)
34-55375	Feb. 28, 2007	SR-Phlx-2006-31	Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to Electronically Submitted Limit Orders *Comments Due:* February 14, 2007 See Also - Rel. No. 34-55121 Federal Register version (72 FR 10288)
34-55366	Feb. 27, 2007	SR-NSCC-2006-05	Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Member *Comments Due:* January 10, 2007 See Also - Rel. No. 34-54928 Federal Register version (72 FR 10581)
34-55364	Feb. 27, 2007	SR-FICC-2006-05	Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant *Comments Due:* January 10, 2007 See Also - Rel. No. 34-54929 Federal Register version (72 FR 10580)
34-55365	Feb. 27, 2007	SR-DTC-2006-07	Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant *Comments Due:* January 10, 2007 See Also - Rel. No. 34-54927 Federal Register version (72 FR 10579)
34-55367	Feb. 27, 2007	4-529	Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association See Also - Release No. 34-55057 Federal Register version (72 FR 9983)
34-55349	Feb. 26, 2007	SR-OCC-2006-08	Order Approving Proposed Rule Change To Revise Stock Futures Adjustment Methodology *Comments Due:* December 29, 2006 See Also - Rel. No. 34-54898, Rel. No. 34-54898 Federal Register version (72 FR 9825)
34-55337	Feb. 23, 2007	SR-NYSE-2006-04	Order Routing Systems) *Comments Due:* November 8, 2006 View Received Comments See Also - Rel. No. 34-54592 Federal Register version (72 FR 9370)
34-55321	Feb. 21, 2007	SR-Phlx-2006-85	Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes *Comments Due:* February 15, 2007 See Also - Rel. No. 34-55173 Federal Register version (72 FR 8831)
34-55326	Feb. 21, 2007	SR-CBOE-2006-107	Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX *Comments Due:* 21 days after publication in the Federal Register See Also - Rel. No. 34-54987 Federal Register version (72 FR 8816)
34-55292	Feb. 14, 2007	SR-Amex-2006-86	Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund *Comments Due:* February 8, 2007 See Also - Rel. No. 34-55110 Federal Register version (72 FR 8406)
34-55294	Feb. 14, 2007	SR-NYSEArca-2007-05	Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. *Comments Due:* March 15, 2007 See Also - Amendment No. 1, Exhibit 5C, Exhibit 5D, Exhibit 5G, Exhibit 5H, Rel. No. 34-55109 Federal Register version (72 FR 8046)
34-55293	Feb. 14, 2007	SR-NYSE-2006-120	Order Granting Accelerated Approval to Amendment No. 1 Regarding the Proposed Combination Between NYSE Group, Inc. and Euronext N.V. *Comments Due:* March 15, 2007 View Received Comments See Also - Rel. No. 34-55026, Amendment No. 1, Exhibit 5C, Exhibit 5D, Exhibit 5F, Exihibit 5G, Exhibit 5H, Exhibit 5I, Exhibit 5J, Exhibit 5M Federal Register version (72 FR 8033)
34-55272	Feb. 12, 2007	SR-Amex-2006-77	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions *Comments Due:* January 19, 2007 See Also - Rel. No. 34-54995 Federal Register version (72 FR 7779)
34-55264	Feb. 9, 2007	SR-NYSE-2006-45	Order Approving Proposed Rule Change Relating to Amendments to Exchange Rule 638 Concerning Mediation *Comments Due:* January 11, 2007 View Received Comments See Also - Rel. No. 34-54917 Federal Register version (72 FR 7701)
34-55263	Feb. 9, 2007	SR-CBOE-2005-111	Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Multiple Representation Exception Procedures *Comments Due:* December 27, 2006 See Also - Rel. No. 34-54823 Federal Register version (72 FR 7488)
34-55258	Feb. 8, 2007	SR-OCC-2006-01	Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Revise Option Adjustment Methodology *Comments Due:* March 24, 2006 View Received Comments See Also - Rel. No. 34-54748, Rel. No. 34-53400, Comments received electronically are available, Rel. No. 34-54748, Rel. No. 34-53400, Comments received electronically are available Federal Register version (72 FR 7701)
34-55259	Feb. 8, 2007	SR-NSCC-2006-18	Order Granting Accelerated Approval of a Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members *Comments Due:* February 2, 2007 See Also - Rel. No. 34-55082 Federal Register version (72 FR 7104)
34-55248	Feb. 6, 2007	SR-Amex-2006-90	Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index *Comments Due:* January 10, 2007 See Also - Rel. No. 34-54943 Federal Register version (72 FR 6795)
34-55246	Feb. 6, 2007	SR-CBOE-2006-62	Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Its Index Obvious Error Rule *Comments Due:* January 10, 2007 See Also - Rel. No. 34-54926 Federal Register version (72 FR 6796)
34-55239	Feb. 5, 2007	SR-DTC-2006-15	Order Granting Approval of a Proposed Rule Change Relating to the Canadian Link Service *Comments Due:* December 29, 2006 See Also - Rel. No. 34-54855 Federal Register version (72 FR 6797)
34-55216	Jan. 31, 2007	SR-NYSE-2006-109	Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines *Comments Due:* January 19, 2007 See Also - Rel. No. 34-55003 Federal Register version (72 FR 5779)
34-55207	Jan. 31, 2007	4-518	Order Approving Amendment To Add the International Securities Exchange, LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS Federal Register version (72 FR 6016)
34-55217	Jan. 31, 2007	SR-FICC-2006-16	Order Approving Proposed Rule Change To Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology *Comments Due:* January 17, 2007 See Also - Rel. No. 34-54964 Federal Register version (72 FR 5774)
34-55198	Jan. 30, 2007	SR-NYSE-2006-116	Order Approving Proposed Rule Change Amending Annual Report Timely Filing Requirements *Comments Due:* January 18, 2007 See Also - Rel. No. 34-54977 Federal Register version (72 FR 5778)
34-55182	Jan. 26, 2007	SR-Amex-2006-19	Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index *Comments Due:* December 21, 2006 See Also - Rel. No. 34-54813 Federal Register version (72 FR 5765)
34-55162	Jan. 24, 2007	SR-Amex-2006-106	Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program *Comments Due:* December 11, 2006 View Received Comments See Also - Rel. No. 34-54741 Federal Register version (72 FR 4738)
34-55158	Jan. 24, 2007	SR-NASD-2004-011	Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 to Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 to Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 thereto File Nos.: SR-NASD-2003-158, SR-NASD-2004-011 *Comments Due:* February 21, 2007 View Received Comments See Also - Rel. No. 34-51856, and comments received, Rel. No. 34-51857, and comments received Federal Register version (72 FR 4573)