Comments on NMS Plans

Proposed NMS Plan for the Selection and Reservation of Securities Symbols by Amex, NYSE and NYSE Arca

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(4-533 form letter A; 4-534 form letter A): 7

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas P. Moran, Associate General Counsel, Nasdaq, Rockville, Maryland
Public Comment Scott Atwell, FIX Protocol Ltd. Global Steering Committee Co-Chair
Public Comment Jamie Shay, Head of SWIFT Standards, S.W.I.F.T. Scrl, Belgium
Public Comment Julian Rainero, Bracewell & Giuliani LLP, New York, New York, on behalf of Pershing LLC and National Financial Services LLC
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York
Public Comment James Angel, Georgetown University, McDonough School of Business
Public Comment Mary Yeager, Assistant Secretary, NYSE Euronext
Public Comment Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ Stock Market LLC
Public Comment Lee Clifford, President and CEO, SFB Market Systems, Thorofare, New Jersey
Public Comment Patrick J. Healy, Issuer Advisory Group
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Public Comment Joe Ovsenek, Senior Vice President, Corporate, Silver Standard Resources Inc.
Public Comment Adi Bar-Lev, Director of IR, Top Image Systems Ltd.
Public Comment Lonnie R. Brock, CFO, Double Eagle Petroleum Co.
Public Comment MDS Office, Sobha Developers Ltd., Bangalore
Public Comment Arlen W. Gelbard, Chief Administrative, Officer and General Counsel, E*TRADE Financial Corporation
Public Comment Harry W. Kellogg, Jr., Vice Chairman, Silicon Valley Bank
Public Comment John Ritchie, Chief Financial Officer, Electronics For Imaging
Public Comment Paul Jennings, President and CEO, Innospec Inc.
Public Comment Bing Yeh, President & CEO, Silicon Storage Technology, Inc.
Public Comment Kathy Lanterman, Senior Vice President, CFO, Silicon Graphics, Inc.
Public Comment Rick Stewart, CEO, Amarin Corporation plc
Public Comment Steve Bene, Senior Vice President and General Counsel, Electronic Arts Inc.
Public Comment Albert A. Pimentel, Executive Vice President and Chief Financial Officer, Glu Mobile Inc.
Public Comment Eric A. Blanehard, Senior Vice President, General Counsel and Secretary, United Stationers Supply Company
Public Comment Ryan L. Ellis, Executive Director, American Shareholders Association, Washington, District of Columbia
Public Comment Betsy Atkins
Public Comment Daniel R. Coker, President & CEO, Amerigon Incorporated
Public Comment Mark L. Heimbouch, Chief Financial Officer and EVP, Jackson Hewitt Tax Service Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-534
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