SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News/Statements


  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change Relating to Trading Three-Character Symbols

(Release No. 34-55563; File No. SR-NASDAQ-2007-031)


Jun. 22, 2007 Gary A. Glynn, Chairman, NYSE Pension Managers Advisory Committee
May 21, 2007 Edward J. Resch, Executive Vice President and Chief Financial Officer, State Street Corporation
May 17, 2007 Larry A. Mizel, Chairman and CEO, M.D.C. Holdings, Inc.
May 15, 2007 Jack R. Hartung, Chief Finance and Development Officer, Chipotle Mexican Grill, Inc.
May 14, 2007 Carol Kaufman, Sr. VP Legal Affairs, The Cooper Companies, Inc.
May 9, 2007 M. Farooq Kathwari, Chairman, President and CEO, Ethan Allen Interiors, Inc.
May 9, 2007 James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
May 8, 2007 Jack Sennott, Senior Vice President and Chief Financial Officer, Darwin Professional Underwriters, Inc.
May 8, 2007 Bart J. Ward, Chief Executive Officer, Ward & Company, Anoka, Minnesota
May 4, 2007 Craig D. Mallick, Corporate Secretary, United States Steel Corporation
May 2, 2007 Michael Tenenbaum, PE, Trustee, Strategic Technologies Employees Pension Fund Trust
May 1, 2007 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Apr. 27, 2007 Carrie E. Dwyer, General Counsel and Executive Vice President, The Charles Schwab Corporation, San Francisco, California
Apr. 25, 2007 Mary Yeager, Assistant Secretary, New York Stock Exchange LLC, New York, New York
Apr. 21, 2007 Patrick J. Healy, CPA, MBA, Issuer Advisory Group, CEO, Chevy Chase, Maryland
Apr. 16, 2007 Neal L. Wolkoff, Chairman and Chief Executive Officer, American Stock Exchange, LLC
Apr. 8, 2007 Eric W. Nodiff, Sr. V.P. and General Counsel, Cantel Medical Corp.
Apr. 6, 2007 Dave Patch
Apr. 4, 2007 Steve S. Fishman, Chairman, Chief Executive Officer, Big Lots, Inc.
Apr. 3, 2007 David M. Brain, President and CEO, Entertainment Properties Trust
Mar. 30, 2007 Cathy Burzik, President and Chief Executive Officer, Kinetic Concepts, Inc.
Mar. 29, 2007 Edward W. Moore, Vice President, General Counsel & Secretary, RPM International Inc.
Mar. 29, 2007 Leo Liebowitz, Chairman and Chief Executive Officer, Getty Realty
Mar. 28, 2007 Timothy J. O'Donovan, Chairman of the Board, Chief Executive Officer, Wolverine World Wide, Inc.
Mar. 28, 2007 Jason Korstange, SVP, Director of Corporate Communications, TCF Financial Corporation
Mar. 28, 2007 Edward F. Tancer, Vice President & General Counsel, FPL Group, Inc.

 

http://www.sec.gov/comments/sr-nasdaq-2007-031/nasdaq2007031.shtml

Modified: 07/11/2007