34-57134
Jan. 11, 2008
SR-Phlx-2005-68
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts Comments Due: Rel. No. 34-55256 Federal Register version (73 FR 3306)
34-57132
Jan. 11, 2008
SR-NYSEArca-2007-125
Order Granting Approval of a Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities Comments Due: Rel. No. 34-56918 Federal Register version (73 FR 3300)
34-57135
Jan. 11, 2008
SR-NYSEArca-2006-83
Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures Comments Due: Rel. No. 34-56058 Federal Register version (73 FR 3304)
34-57136
Jan. 11, 2008
SR-NYSEArca-2006-82
Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures Comments Due: Rel. No. 34-56057 Federal Register version (73 FR 3304)
34-57113
Jan. 8, 2008
SR-CTA-2007-02
Order Approving the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Release No. 34-56904 Federal Register version (73 FR 2560)
34-57109
Jan. 7, 2008
CBOE-2007-134
Order Granting Approval of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs Comments Due: Rel. No. 34-56824 Federal Register version (73 FR 2295)
34-57103
Jan. 4, 2008
SR-NYSEArca-2007-115
Order Granting Approval of a Proposed Rule Change Relating to Rule 6.87-Obvious Error Comments Due: Rel. No. 34-56819 Federal Register version (73 FR 1903)
34-57100
Jan. 4, 2008
SR-NYSE-2007-87
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 460 Comments Due: Rel. No. 34-56777 Federal Register version (73 FR 2072)
34-57095
Jan. 3, 2008
SR-CBOE-2007-65
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange Comments Due: Rel. No. 34-56818 Federal Register version (73 FR 1653)
34-57075
Dec. 31, 2007
SR-Phlx-2007-75
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to Market Data Distribution Network Fees Comments Due: Rel. No. 34-56827 Federal Register version (73 FR 1238)
34-57067
Dec. 31, 2007
SR-CBOE-2007-87
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System Comments Due: Rel. No. 34-56814 Federal Register version (73 FR 1247)
34-57057
Dec. 28, 2007
SR-Amex-2007-94
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM) Comments Due: Rel. No. 34-56853 Federal Register version (73 FR 897)
34-57060
Dec. 28, 2007
SR-Amex-2007-116
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Harmonize the Annual Listing Fees for All Exchange Traded Funds Comments Due: Rel. No. 34-56809 Federal Register version (73 FR 1246)
34-57058
Dec. 28, 2007
SR-NYSE-2007-102
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Rule 1500 (NYSE MatchPoint SM Comments Due: Rel. No. 34-56798 Federal Register version (73 FR 903)
34-57044
Dec. 27, 2007
SR-CBOE-2007-130
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Anti-Money Laundering Program Rule 4.20 Comments Due: Rel. No. 34-56816 Federal Register version (73 FR 527)
34-57049
Dec. 27, 2007
SR-CBOE-2007-125
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the $1 Strike Pilot Program Comments Due: Rel. No. 34-56801 Federal Register version (73 FR 528)
34-57041
Dec. 26, 2007
SR-NYSE-2007-99
Order Granting Approval to Proposed Rule Change to Permit Issuers of Index-Linked Securities to Submit a Letter From the Issuer's Authorized Executive Officer Rather Than Provide a Certified Copy of the Resolution Adopted By the Issuers' Board of Directors, When the Issuers Are Voluntarily Delisting the Securities From the Exchange and Transferring the Listing to Another National Securities Exchange Comments Due: Rel. No. 34-56812 Federal Register version (73 FR 216)
34-57023
Dec. 20, 2007
SR-Phlx-2007-83
Order Approving a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 Comments Due: Rel. No. 34-56775 Federal Register version (72 FR 74398)
34-56997
Dec. 19, 2007
SR-CBOE-2007-129
Order Approving a Proposed Rule Change Regarding the CBSX Floor Post Comments Due: Rel. No. 34-56762 Federal Register version (72 FR 73918)
34-56975
Dec. 17, 2007
SR-NYSEArca-2007-87
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend Listing Fees for Structured Products Comments Due: Rel. No. 34-56767 Federal Register version (72 FR 73393)
34-56969
Dec. 14, 2007
SR-Amex-2007-53
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund Comments Due: Rel. No. 34-56802 Federal Register version (72 FR 72424)
34-56972
Dec. 14, 2007
SR-NASD-2007-035
Order Granting Approval of a Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System Comments Due: Rel. No. 34-56639 Federal Register version (72 FR 73927)
34-56970
Dec. 14, 2007
CBOE-2007-99
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Delta Hedging Exemption From Equity Options Position Limits Comments Due: Rel. No. 34-56631 Federal Register version (72 FR 72428)
34-56958
Dec. 13, 2007
SR-NYSE-2006-99
Order Approving Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) Comments Due: Rel. No. 34-56747 Federal Register version (72 FR 72431)
34-56955
Dec. 13, 2007
SR-ISE-2007-101
Order Granting Accelerated Approval to Amendment No. 1 Relating to a Corporate Transaction in Which Its Parent, International Securities Exchange Holdings, Inc., Will Become a Wholly-Owned Indirect Subsidiary of Eurex Frankfurt AG Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Rel. No. 34-56733 Federal Register version (72 FR 71979)
34-56946
Dec. 12, 2007
SR-MSRB-2007-04
Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts Comments Due: Rel. No. 34-56736 Federal Register version (72 FR 72430)
34-56951
Dec. 12, 2007
SR-CBOE-2007-74
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend CBOE Rule 6.13A To Modify the Simple Auction Liaison Auction Process and Incorporate Specific Provisions for Hybrid 3.0 Classes Comments Due: Rel. No. 34-56730 Federal Register version (72 FR 71977)
34-56941
Dec. 11, 2007
4-551
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Release No. 34-56731 Federal Register version (72 FR 71723)
34-56938
Dec. 10, 2007
SR-Phlx-2007-63
Order Granting Approval of a Proposed Rule Change Relating to Short Interest Reporting Comments Due: Rel. No. 34-56541 Federal Register version (72 FR 71729)
34-56933
Dec. 7, 2007
SR-Phlx-2007-70
Order Approving a Proposed Rule Change Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments Comments Due: Rel. No. 34-56714 Federal Register version (72 FR 71185)
34-56930
Dec. 7, 2007
SR-OCC-2006-09
Order Granting Approval of a Proposed Rule Change Relating to Choice of Law and Forum Selection Comments Due: Rel. No. 34-55653 , Rel. No. 34-55653 Federal Register version (72 FR 71469)
34-56916
Dec. 6, 2007
SR-NASD-2007-044
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Class of Entities Permitted to Use the Delta Hedging Exemption from Equity Options Position Limits Comments Due: View Received Comments Rel. No. 34-56207
34-56917
Dec. 6, 2007
SR-NASDAQ-2007-085
Order Approving Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Amending Nasdaq's Membership Application Rules Comments Due: Rel. No. 34-56722 Federal Register version (72 FR 70632)
34-56900
Dec. 5, 2007
SR-CHX-2007-22
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders Comments Due: Rel. No. 34-56703 Federal Register version (72 FR 70627)
34-56903
Dec. 5, 2007
SR-CBOE-2007-68
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Stock-Option Orders Comments Due: Rel. No. 34-56701 Federal Register version (72 FR 70356)
34-56880
Dec. 3, 2007
SR-Amex-2006-96
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund Comments Due: View Received Comments Rel. No. 34-56465 Federal Register version (72 FR 69259)
34-56882
Dec. 3, 2007
SR-Amex-2007-56
Order Approving a Proposed Rule Change Relating To Resolving Uncompared Transactions Comments Due: Rel. No. 34-56635 Federal Register version (72 FR 69261)
34-56879
Dec. 3, 2007
SR-NYSEArca-2007-110
Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities Comments Due: Rel. No. 34-56696 Federal Register version (72 FR 69271)
34-56875
Nov. 30, 2007
SR-OCC-2007-08
Order Granting Approval of a Proposed Rule Change Relating to Binary Options Comments Due: Rel. No. 34-56471 , Rel. No. 34-56471 Federal Register version (72 FR 69274)
34-56860
Nov. 29, 2007
SR-CBOE-2007-59
Order Approving a Proposed Rule Change To Amend the Minimum Quote Size Requirements for Hybrid Opening System Rotations Comments Due: Rel. No. 34-56680 Federal Register version (72 FR 68919)
34-56854
Nov. 28, 2007
SR-NYSE-2007-53
Order Approving Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, To Amend NYSE Rule 342.13 ("Acceptability of Supervisors") Comments Due: View Received Comments Rel. No. 34-56686 Federal Register version (72 FR 68613)
34-56855
Nov. 28, 2007
SR-CBOE-2006-90
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto to List and Trade Delayed Start Option Series Comments Due: Rel. No. 34-56378 Federal Register version (72 FR 68610)
34-56842
Nov. 27, 2007
SR-NYSE-2007-77
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Amend Listing Fees for Structured Products Comments Due: Rel. No. 34-56688 Federal Register version (72 FR 67990)
34-56843
Nov. 27, 2007
SR-ISE-2007-71
Order Approving a Proposed Rule Change Relating to Fee Changes on a Retroactive Basis Comments Due: Rel. No. 34-56662 Federal Register version (72 FR 67988)
34-56831
Nov. 21, 2007
SR-Amex-2007-98
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Comments Due: Rel. No. 34-56719 Federal Register version (72 FR 67612)
34-56821
Nov. 20, 2007
SR-CBOE-2007-82
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index Comments Due: Rel. No. 34-56632 Federal Register version (72 FR 66210)
34-56813
Nov. 19, 2007
SR-CBOE-2007-52
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to $1 Strikes for VXD and VXN Options and $1 Strikes for RVX, VIX, VXD and VXN LEAPs Comments Due: View Received Comments Rel. No. 34-56449 Federal Register version (72 FR 66211)
34-56804
Nov. 16, 2007
SR-Amex-2006-107
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists' Agency Responsibilities and Establish Amex Book Clerks Comments Due: Rel. No. 34-55583 Federal Register version (72 FR 66002)
34-56806
Nov. 16, 2007
4-429
Order Approving Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate View Received Comments 34-56780 , 34-56605 , 34-56596 , and 34-55744 , and 34-55436 Federal Register version (72 FR 65772)
34-56787
Nov. 15, 2007
SR-Amex-2007-108
Order Approving a Proposed Rule Change To Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies Comments Due: Rel. No. 34-56636 Federal Register version (72 FR 65773)
34-56799
Nov. 15, 2007
SR-Phlx-2007-60
Order Approving a Proposed Rule Change Relating to Structured Equity Products Comments Due: Rel. No. 34-56626 Federal Register version (72 FR 65800)
34-56780
Nov. 13, 2007
4-429
Order Approving Joint Amendment No. 23 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage To Permit the Use of Linkage Prior to the Opening of Trading View Received Comments Release Nos. 34-56806 , 34-56605 , 34-56596 , and 34-55744 , and 34-55436 Federal Register version (72 FR 65113)
34-56771
Nov. 8, 2007
SR-CHX-2005-34
Order Granting Accelerated Approval of Amendment No. 3 Thereto Comments Due: Federal Register version (72 FR 64262)
34-56760
Nov. 7, 2007
SR-Phlx-2007-40
Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 3, Relating to Complex Orders Comments Due: Rel. No. 34-56608 Federal Register version (72 FR 64268)
34-56759
Nov. 7, 2007
SR-NASDAQ-2007-069
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Rule Governing the Relation of a Nasdaq Market Maker's Quotations to the Prevailing Market Comments Due: Rel. No. 34-56586 Federal Register version (72 FR 64102)
34-56761
Nov. 7, 2007
SR-Amex-2007-65
Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade File Nos.: Comments Due: Rel. No. 34-56555 Federal Register version (72 FR 64094)
34-56742
Nov. 5, 2007
SR-FINRA-2007-008
Order Approving Proposed Rule Change To Amend the Definition of Office of Supervisory Jurisdiction in NASD Rule 3010(g)(1) To Exempt Locations That Solely Conduct Final Approval of Research Reports Rel. No. 34-56585 Federal Register version (72 FR 63945)
34-56713
Oct. 29, 2007
SR-Amex-2007-74
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust Comments Due: Rel. No. 34-56218 Federal Register version (72 FR 61915)
34-56711
Oct. 26, 2007
SR-NYSE-2007-83
Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 ("Dealings by Specialists") Comments Due: Rel. No. 34-56455 Federal Register version (72 FR 62504)
34-56709
Oct. 26, 2007
SR-FINRA-2007-007
Order Granting Approval of Proposed Rule Change To Exempt From TRACE Reporting Transactions in TRACE-Eligible Securities Resulting From Certain Derivative-Related Transactions Rel. No. 34-56439 Federal Register version (72 FR 61924)
34-56694
Oct. 24, 2007
SR-ISE-2007-61
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Specific Performance Commitments for Primary Market Makers Comments Due: Rel. No. 34-56383 Federal Register version (72 FR 61411)
34-56678
Oct. 19, 2007
SR-NSCC-2007-13
Order Granting Approval of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing Comments Due: Rel. No. 34-56372 Federal Register version (72 FR 60701)
34-56677
Oct. 19, 2007
SR-FINRA-2007-005
Order Granting Approval of a Proposed Rule Change Relating to NASD Rule 11870 (Customer Account Transfer Contracts) and NYSE Rule 412 (Customer Account Transfer Contracts) To Make the Time Frames in the Rules for Validating or Taking Exception to an Instruction To Transfer a Customer's Securities Account Consistent With the Time Frames in the Automated Customer Account Transfer Service Rel. No. 34-56373 Federal Register version (72 FR 60699)
34-56650
Oct. 12, 2007
SR-Amex-2007-35
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Criteria for Securities That Underlie Options Traded on the Exchange Comments Due: Rel. No. 34-56336 Federal Register version (72 FR 59123)
34-56653
Oct. 12, 2007
SR-NASD-2007-056
Order Approving Proposed Rule Change To Establish a Membership Waive-In Process for Certain NYSE Member Organizations Comments Due: Rel. No. 34-56347 Federal Register version (72 FR 59127)
34-56654
Oct. 12, 2007
SR-NYSE-2007-67
Order Approving Proposed Rule Change Relating to NYSE Rule 2 ("Member," "Membership," "Member Firm," etc.) Comments Due: Rel. No. 34-56173 Federal Register version (72 FR 59129)
34-56625
Oct. 5, 2007
SR-NYSEArca-2007-73
Order Approving Proposed Rule Change Relating To Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts Comments Due: Rel. No. 34-56328 Federal Register version (72 FR 58144)
34-56627
Oct. 5, 2007
SR-NYSEArca-2007-75
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Trading Hours of Certain Exchange-Traded Funds Comments Due: Rel. No. 34-56329 Federal Register version (72 FR 58145)
34-56606
Oct. 3, 2007
SR-NYSEArca-2007-69
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, and Notice of Filing of Amendment No. 1 Thereto Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007 Comments Due: Rel. No. 34-56232 Federal Register version (72 FR 57982)
34-56597
Oct. 2, 2007
SR-Amex-2007-90
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol Comments Due: Rel. No. 34-56325 Federal Register version (72 FR 57616)
34-56598
Oct. 2, 2007
SR-Amex-2007-48
Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities Comments Due: Rel. No. 34-56318 Federal Register version (72 FR 57615)
34-56600
Oct. 2, 2007
SR-CBOE-2007-88
Order Granting Approval of Proposed Rule Change To Amend the Hybrid Opening System Opening Rotations Rules Comments Due: Rel. No. 34-56302 Federal Register version (72 FR 57619)
34-56592
Oct. 1, 2007
SR-Amex-2007-60
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes Comments Due: Rel. No. 34-56223 Federal Register version (72 FR 57364)
34-56573
Sept. 28, 2007
SR-CHX-2007-16
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws to Confirm That an Exchange Director Cannot Participate in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange, if the Director is a Director, Officer, or Employee of the Issuer Comments Due: Rel. No. 34-56281 Federal Register version (72 FR 56816)
34-56571
Sept. 28, 2007
SR-FINRA-2007-001
Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System Rel. No. 34-56199 Federal Register version (72 FR 56816)
34-56567
Sept. 27, 2007
SR-Amex-2007-96
Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program Comments Due: View Received Comments Rel. No. 34-56307 Federal Register version (72 FR 56396)
34-56566
Sept. 27, 2007
SR-BSE-2007-40
Order Granting Approval to a Proposed Rule Change To Extend and Expand the Pilot Program To Quote Certain Options in Pennies Rel. No. 34-56253 Federal Register version (72 FR 56400)
34-56563
Sept. 27, 2007
SR-Phlx-2007-62
Order Granting Approval to a Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program To Quote Certain Option Series in Increments of $0.01 Comments Due: View Received Comments Rel. No. 34-56284 Federal Register version (72 FR 56429)
34-56568
Sept. 27, 2007
SR-NYSEArca-2007-88
Order Granting Approval to a Proposed Rule Change Relating to an Extension and Expansion of the Penny Pilot Program Comments Due: View Received Comments Rel. No. 34-56280 Federal Register version (72 FR 56422)
34-56564
Sept. 27, 2007
SR-ISE-2007-74
Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Penny Pilot Program Comments Due: View Received Comments Rel. No. 34-56306 Federal Register version (72 FR 56412)
34-56565
Sept. 27, 2007
SR-CBOE-2007-98
Order Granting Approval to a Proposed Rule Change Regarding the Extension and Expansion of the Penny Pilot Program Comments Due: Rel. No. 34-56276 Federal Register version (72 FR 56403)
34-56540
Sept. 26, 2007
SR-NASD-2006-109
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation Comments Due: View Received Comments Rel. No. 34-55604 , Request for Immediate Stay of Effective Date of Approval Order , Rel. No. 34-57028 Federal Register version (72 FR 56410)
34-56532
Sept. 26, 2007
SR-CBOE-2006-104
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Codify the Hybrid Price Check Parameter Comments Due: Rel. No. 34-56245 Federal Register version (72 FR 56406)
34-56525
Sept. 25, 2007
SR-NYSE-2007-76
Order Granting Accelerated Approval to Proposed Rule Change Relating to Requirements for the Listing and Trading of Commodity-Linked Securities and Currency-Linked Securities Comments Due: Rel. No. 34-56332 Federal Register version (72 FR 56114)
34-56504
Sept. 24, 2007
SR-NASD-2007-055
Order Approving Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2) Comments Due: Rel. No. 34-56175 Federal Register version (72 FR 55850)
34-56483
Sept. 20, 2007
SR-Phlx-2007-27
Order Approving Proposed Rule Change to Standardize Certain Options Rules for Equity, Index, and ETF Options Comments Due: Rel. No. 34-56249 Federal Register version (72 FR 54960)
34-56477
Sept. 20, 2007
SR-NASDAQ-2007-056
Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto, To Retroactively Modify Pricing for Nasdaq Members Using the Nasdaq Market Center Comments Due: Rel. No. 34-56228 Federal Register version (72 FR 54705)
34-56487
Sept. 20, 2007
SR-CBOE-2007-04
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Equity Options Comments Due: Rel. No. 34-56190 Federal Register version (72 FR 54956)
34-56468
Sept. 19, 2007
SR-NSCC-2007-11
Order Approving Proposed Rule Change To Allow As-of Fixed Income Trades To Be Processed in the Continuous Net Settlement System Comments Due: Rel. No. 34-56250 Federal Register version (72 FR 54498)
34-56459
Sept. 18, 2007
SR-Amex-2007-24
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities Comments Due: Rel. No. 34-56238 Federal Register version (72 FR 54488)
34-56460
Sept. 18, 2007
SR-CBOE-2007-84
Order Approving Proposed Rule Change To Amend CBOE's Rule Pertaining to Verification Requests for Trade Reporting Minor Rule Violations Comments Due: Rel. No. 34-56239 Federal Register version (72 FR 54495)
34-56446
Sept. 17, 2007
SR-Amex-2007-85
Order Approving a Proposed Rule Change To Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders Comments Due: View Received Comments Rel. No. 34-56236 Federal Register version (72 FR 54303)
34-56444
Sept. 14, 2007
SR-ISE-2007-45
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Quote Mitigation Plan for Competitive Market Makers Comments Due: Rel. No. 34-56201 Federal Register version (72 FR 54089)
34-56392
Sept. 12, 2007
SR-NYSE-2007-42
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 103B ("Specialist Stock Allocation") Comments Due: Rel. No. 34-56183 Federal Register version (72 FR 53615)
34-56350
Sept. 4, 2007
SR-CBOE-2007-79
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and To Specify That Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits Comments Due: Rel. No. 34-56191 Federal Register version (72 FR 51878)
34-56339
Aug. 30, 2007
SR-NASDAQ-2007-042
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Entry and Annual Fees Paid by a Company That Lists on Nasdaq Upon Emerging From Bankruptcy Comments Due: Rel. No. 34-56092 Federal Register version (72 FR 51485)
34-56315
Aug. 24, 2007
SR-ISE-2007-58
Order Approving a Proposed Rule Change Relating to ISEE Select Market Data Fees Comments Due: Rel. No. 34-56093 Federal Register version (72 FR 50148)
34-56304
Aug. 22, 2007
SR-CTA-2007-01
Order Approving the Ninth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Release No. 34-56134 Federal Register version (72 FR 49747)
34-56294
Aug. 21, 2007
SR-NASDAQ-2007-024
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority Comments Due: Rel. No. 34-56044 Federal Register version (72 FR 49032)
34-56291
Aug. 20, 2007
SR-CHX-2006-42
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross With Yield Orders Comments Due: Rel. No. 34-56064 Federal Register version (72 FR 49032)
