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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD
(Release No. 34-55810; File No. SR-NASD-2007-034)
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| Jul. 31, 2007 | Patricia Albrecht, Assistant General Counsel, FINRA, Washington, District of Columbia |
| Jun. 21, 2007 | Kenneth M. Cherrier, JD, Chief Compliance Officer, Fintegra Financial Solutions, Minneapolis, Minnesota |
| Jun. 13, 2007 | Lisa Roth, Members Advocacy Chairwoman of the NAIBD |
http://www.sec.gov/comments/sr-nasd-2007-034/nasd2007034.shtml
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