Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Reestablish a Quotation and Trading System for Securities That are Designated by The PORTAL® Market as PORTAL Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas P. Moran, Associate General Counsel, The Nasdaq Stock Market, Inc.
Public Comment William Ginivan, General Counsel, Friedman, Billings, Ramsey Co., Inc., Arlington, Virginia
Public Comment Thomas P. Moran, Associate General Counsel, NASDAQ Stock Market, LLC
Public Comment Mary C.M. Kuan, Managing Director and Assistant General Counsel, Securities Industry and Financial Markets Association
Public Comment Deborah L. Wince-Smith, Council on Competitiveness
Public Comment James J. Angel, Georgetown University
Public Comment Lezlee Westine, President CEO, TechNet, Washington, District of Columbia
Public Comment William J. Ginivan, General Counsel, Friedman, Billings, Ramsey & Co, Inc.
Public Comment Edward A. Kwalwasser, Senior Counsel, Proskauer Rose LLP
Public Comment John J. McGuire, Jr., Morgan Stanley, Westchester, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2006-065
Release Number
34-55669
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