Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Afshin Atabaki, Assistant General Counsel, NASD, Washington, D.C.
Public Comment Timothy Levin, Philadelphia, Pennsylvania

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2006-074
Release Number
34-55128
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