34-97043
March 3, 2023
10-239
24X National Exchange LLC; Notice of Withdrawal of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Federal Register version (88 FR 14663)
34-96541
Dec. 20, 2022
Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008) View Received Comments Federal Register version (87 FR 79014)
34-96364
Nov. 18, 2022
10-239
In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Form 1 Application and Exhibits Federal Register version (87 FR 72553)
34-96337
Nov. 17, 2022
10-239
24X National Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits Federal Register version (87 FR 71388)
34-96218
Nov. 3, 2022
10-239
24X National Exchange LLC; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits Federal Register version (87 FR 67725)
34-95651
Sept. 1, 2022
10-239
In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Federal Register version (87 FR 54736)
34-95007
May 31, 2022
10-239
24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 View Received Comments Form 1 Application and Exhibits Federal Register version (87 FR 34333)
34-92189
June 16, 2021
SBSDR-2021-01
Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository View Received Comments Form SDR Application and Exhibits Federal Register version (86 FR 32703)
34-91798
May 7, 2021
SBSDR-2020-01
Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository Form SDR Application and Exhibits , Rel No. 34-91071 Federal Register version (86 FR 26115)
34-91798
May 7, 2021
Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository Form SDR Application and Exhibits , Rel No. 34-91071 Federal Register version (86 FR 26115)
34-91117
Feb. 11, 2021
10-133
OneChicago, LLC's Request To Withdraw From Registration as a National Securities Exchange Solely for the Purposes of Trading Security Futures Products Federal Register version (86 FR 10140)
34-91071
Feb. 5, 2021
SBSDR-2020-01
Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository Comments Due: View Received Comments Form SDR Application and Exhibits Federal Register version (86 FR 8977)
34-90764
Dec. 21, 2020
10-133
OneChicago, LLC's Notice of Withdrawal of Registration as a National Securities Exchange Solely for the Purposes of Trading Security Futures Products Comments Due: Federal Register version (85 FR 85778)
34-89836
Sept. 11, 2020
4-764
MEMX, LLC; Order Declaring Effective a Minor Rule Violation Plan View Received Comments Exhibit A Federal Register version (85 FR 58081)
34-89485
Aug. 5, 2020
4-764
MEMX LLC; Notice of Filing of Proposed Minor Rule Violation Plan Comments Due: View Received Comments Exhibit A Federal Register version (85 FR 48577)
34-88806
May 4, 2020
10-237
In the Matter of the Application of MEMX LLC for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission Form 1 Application and Exhibits Federal Register version (85 FR 27451)
IC-33809
March 2, 2020
S7-04-20
Request for Comments on Fund Names View Received Comments Federal Register version (85 FR 13221)
34-87436
Oct. 31, 2019
10-237
MEMX LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits Federal Register version (84 FR 59854)
34-87415
Oct. 29, 2019
4-753
Long-Term Stock Exchange, Inc.; Order Declaring Effective a Minor Rule Violation Plan Federal Register version (84 FR 59427)
34-87021
Sept. 19, 2019
4-753
Long-Term Stock Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan Exhibit A Federal Register version (84 FR 50525)
34-85828
May 10, 2019
10-234
In the Matter of the Application of Long Term Stock Exchange, Inc.; for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Notice of Filing of Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934 Federal Register version (84 FR 21841)
34-84891
Dec. 20, 2018
10-233
In the Matter of the Application of MIAX EMERALD, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Release no. 34-84313 , Form 1 Application and Exhibits Federal Register version (83 FR 67421)
34-84709
Nov. 30, 2018
10-234
Long-Term Stock Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Findings, Opinion, and Order of the Commission , Form 1 Application and Exhibits , Letter Consenting to Extension of Initial Review Period Federal Register version (83 FR 62941)
34-84313
Sept. 28, 2018
10-233
MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Form 1 Application and Exhibits , Release No. 34-84891 Federal Register version (83 FR 49965)
34-82385
Dec. 21, 2017
4-715
MIAX PEARL, LLC; Order Declaring Effective a Minor Rule Violation Plan Comments Due: Federal Register version (82 FR 61613)
34-82384
Dec. 21, 2017
4-714
Miami International Securities Exchange, LLC; Order Declaring Effective a Minor Rule Violation Plan Comments Due: Federal Register version (82 FR 61649)
34-82146
Nov. 22, 2017
4-715
MIAX PEARL, LLC; Notice of Filing of Proposed Minor Rule Violation Plan Comments Due: Federal Register version (82 FR 56280)
34-82145
Nov. 22, 2017
4-714
Miami International Securities Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan Comments Due: Federal Register version (82 FR 56291)
34-81302
Aug. 3, 2017
SBSDR-2016-02
Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Notice of Filing of Amended Application for Registration as a Security-Based Swap Data Repository Comments Due: View Received Comments LLC Form SDR Amended Application and Exhibits Federal Register version (82 FR 37276)
34-81223
July 27, 2017
SBSDR-2016-01
Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Amended Application for Registration as a Security-Based Swap Data Repository Comments Due: View Received Comments ICE Trade Vault's Form SDR application and non-confidential exhibits thereto are available in EDGAR. , For ease of reference, the public may access copies of these materials at ICE Trade Vault Form SDR Amended Application and Exhibits , Rel. No. 34-77699 Federal Register version (82 FR 35844)
34-80477
April 18, 2017
4-707
ISE Mercury, LLC; Order Declaring Effective a Minor Rule Violation Plan Release No. 34-80259 Federal Register version (82 FR 18942)
34-80259
March 16, 2017
4-707
ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan Comments Due: Release No. 34-80477 Federal Register version (82 FR 14556)
34-79543
Dec. 13, 2016
10-227
In the Matter of the Application of MIAX PEARL, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Federal Register version (81 FR 92901)
34-78793
Sept. 8, 2016
10-227
MIAX PEARL, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Form 1 Application and Exhibits Federal Register version (81 FR 63238)
34-78216
June 30, 2016
SBSDR-2016-02
Security-Based Swap Data Repositories; DTCC Data Repository (U.S.) LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository Comments Due: View Received Comments LLC Form SDR Application and Exhibits Federal Register version (81 FR 44379)
34-78101
June 17, 2016
10-222
In the Matter of the Application of: Investors' Exchange, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Federal Register version (81 FR 41141)
34-77699
April 22, 2016
SBSDR-2016-01
Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository Comments Due: View Received Comments the public may access copies of these materials at ICE Trade Vault Form SDR Application and Exhibits Federal Register version (81 FR 25475)
34-77406
March 18, 2016
10-222
Investors' Exchange LLC; Notice of Filing of Amendment Nos. 2, 3, and 4 to, and Order Instituting Proceedings To Determine Whether To Grant or Deny, and Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny, an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto Comments Due: View Received Comments Federal Register version (81 FR 15765)
34-76998
Jan. 29, 2016
10-221
In the Matter of the Application of ISE Mercury, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Form 1 Application and Exhibits , Amendment No. 2 Federal Register version (81 FR 6066)
34-75884
Sept. 10, 2015
10-221
ISE Mercury, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits Federal Register version (80 FR 55691)
34-75885
Sept. 10, 2015
BATS Global Markets, Inc., BOX Options Exchange LLC, KCG Holdings, Inc., Miami International Securities Exchange, LLC, Susquehanna International Group, LLP (Order Granting Petitions for Review and Scheduling Filing of Statements) Statements Due: October 7, 2015
34-75867
Sept. 9, 2015
ISE Mercury, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act Federal Register version (80 FR 55395)
34-73911
Dec. 22, 2014
10-214
Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits , Amendment No. 1 to Form 1 Federal Register version (79 FR 78507)
34-73419
Oct. 23, 2014
10-214
Automated Matching Systems Exchange, LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for an Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934 Comments Due: Form 1 Application and Exhibits Federal Register version (79 FR 64421)
34-70927
Nov. 22, 2013
4-669
Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan Comments Due: Federal Register version (78 FR 71689)
34-70050
July 26, 2013
10-209
Application of Topaz Exchange, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Form 1 Application and Exhibits , Amendment No. 3 Federal Register version (78 FR 46622)
34-69838
June 24, 2013
600-23
Order Granting the Fixed Income Clearing Corporation's Amended Application for Permanent Registration as a Clearing Agency Comments Due: Rel. No. 34-69362 Federal Register version (78 FR 39027)
34-69362
April 11, 2013
600-23
FICCSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency Comments Due: Correction of Notice , Form CA-1 and Schedule A , Exhibits A through D , Exhibit E , Exhibit F , Exhibit G , Cross-Margining Agreement , Netting Contract and Limited Cross-Guaranty , Exhibits H through I , Exhibits J through R , Supplemental Letter Regarding Internal Accounting Controls and Audited Financial Statements , Amendment to Exhibit A - Item 10 , Amendment to Exhibit A - Item 10 , Rel. No. 34-69838 Federal Register version (78 FR 22923)
34-69011
March 1, 2013
Topaz Exchange, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act Incoming Letter Federal Register version (78 FR 14844)
34-69012
March 1, 2013
10-209
Topaz Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits Federal Register version (78 FR 14847)
34-68489
Dec. 20, 2012
4-655
BOX Options Exchange LLC Federal Register version (77 FR 76319)
34-68341
Dec. 3, 2012
10-207
In the Matter of the Application of Miami International Securities Exchange, LLC for Registration as a National Securities Exchange: Findings, Opinion, and Order of the Commission Form 1 Application and Exhibits , Amendment No. 1 Federal Register version (77 FR 73065)
34-68170
Nov. 6, 2012
4-655
BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan Federal Register version (77 FR 67722)
34-67660
Aug. 15, 2012
10-207
Miami International Securities Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits , Amendment No. 1 Federal Register version (77 FR 50184)
34-66871
April 27, 2012
10-206
In the Matter of the Application of BOX Options Exchange LLC for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission Form 1 Application and Exhibits , Amendment No. 2 Federal Register version (77 FR 26323)
34-66241
Jan. 26, 2012
Order Granting Application by BOX Options Exchange LLC for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act Federal Register version (77 FR 4845)
34-66242
Jan. 26, 2012
10-206
BOX Options Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Form 1 Application and Exhibits , Amendment No. 2 Federal Register version (77 FR 4841)
34-62716
Aug. 13, 2010
10-198
In the Matter of the Application of BATS Y-Exchange, Inc. for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission Federal Register version (75 FR 51295)
34-62348
June 22, 2010
600-23
Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency Comments Due: Federal Register version (75 FR 36723)
34-61698
March 12, 2010
10-196 1
In the Matter of the Applications of EDGX Exchange, Inc., and EDGA Exchange, Inc. for Registration as National Securities Exchanges; Findings, Opinion, and Order of the Commission File Nos.: EDGX Amendment No. 2 , and EDGA Amendment No. 2 Federal Register version (75 FR 13151)
34-61662
March 5, 2010
S7-05-09
Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments View Received Comments ICE Request Letter Federal Register version (75 FR 11589)
34-61400
Jan. 22, 2010
10-198
BATS Y-Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Form 1 Application and Exhibits Federal Register version (75 FR 4595)
34-61119
Dec. 4, 2009
S7-05-09
Order Extending and Modifying Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request From ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments View Received Comments ICE Request Letter Federal Register version (74 FR 65554)
34-60651
Sept. 11, 2009
10-194
EDGX Exchange, Inc., and EDGA Exchange, Inc.; Notice of Filing of Applications, as Amended, for Registration as National Securities Exchanges Under Section 6 of the Securities Exchange Act of 1934 Comments Due: EDGX Form 1 Application and Exhibits , EDGA Form 1 Application and Exhibits Federal Register version (74 FR 47827)
34-60189
June 29, 2009
600-23
Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency Comments Due: Federal Register version (74 FR 32198)
34-59441
Feb. 24, 2009
10-191
C2 Options Exchange, Incorporated; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits , Amendment No. 1 Federal Register version (74 FR 9322)
34-57949
June 11, 2008
600-23
Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency Comments Due: Federal Register version (73 FR 34808)
34-57322
Feb. 13, 2008
10-182
BATS Exchange, Inc.; Notice of Filing of Application and Amendment No. 1 Thereto for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Form 1 Application and Exhibits Federal Register version (73 FR 9370)
34-55920
June 18, 2007
600-23
Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency Comments Due: Federal Register version (72 FR 35270)
34-53128
Jan. 13, 2006
In the Matter of the Application of the Nasdaq Stock Market LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Release No. 34-52599 Federal Register version (71 FR 3550)
34-53060
Jan. 5, 2006
10-137
Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc. Federal Register version (71 FR 2603)
34-52559
Oct. 4, 2005
10-131
The Nasdaq Stock Market Inc., Notice of Filing of Amendment Nos. 4 and 5 to Its Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Comments received electronically are available Federal Register version (70 FR 59097)
34-52266
Aug. 15, 2005
10-136
Acknowledgment of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the CBOE Futures Exchange, LLC Federal Register version (70 FR 48990)
34-44625
July 31, 2001
10-131
The Nasdaq Stock Market, Inc; Extension of Comment Period for The Nasdaq Stock Market, Inc.'s Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 From July 30, 2001 to August 29, 2001 Federal Register version (66 FR 41056)
34-44396
June 7, 2001
10-131
The Nasdaq Stock Market, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments Comments received electronically are available Federal Register version (66 FR 31952) Note: Comments received electronically are available
34-42455
Feb. 24, 2000
10-127
In the Matter of the Application of The International Securities Exchange LLC for Registration as a National Securities Exchange; Findings and Opinion of the Commission Federal Register version (65 FR 11387)
34-42042
Oct. 20, 1999
10-127
International Securities Exchange LLC; Notice of Filing of Amendment No. 1 to the Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Federal Register version (64 FR 57668)
34-41439
May 24, 1999
10-127
International Securities Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments 45 days after date of publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 29367)
