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SRO Registration Rule

Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934

Public Comments

Submit a Comment on 10-214

View Received Comments

Last Reviewed or Updated: June 1, 2023

Resources

SRO Registration Rule: Federal Register Version

Form 1 Application and Exhibits

Amendment No. 1 to Form 1

Details

Public Comments Due

Jan. 20, 2015

File Number

10-214

Rule Type

SRO Registration

Release Number

34-73911

SEC Issue Date

Dec. 22, 2014

Federal Register Publish Date

Dec. 30, 2014

Document Citation

79 FR 78507

Rules & Regulations

Enforcement & Litigation

Compliance

Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934

Public Comments

Resources

Details

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Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934

Public Comments

Resources

Details