Other Commission Orders, Notices, and Information Rule

Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan

Title

Release Number

34-70927

SEC Issue Date

Nov. 22, 2013

Federal Register Publish Date

Nov. 29, 2013

Document Citation

78 FR 71689

Last Reviewed or Updated: Nov. 22, 2013

Resources

Public Comments Due

21 days after publication in the Federal Register

File Number

4-669

Rule Type

Other Commission Orders, Notices, and Information

Release Number

34-71276

SEC Issue Date

Jan. 10, 2014

Federal Register Publish Date

Jan. 16, 2014

Document Citation

79 FR 2919