SRO Registration Rule

FICCSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency

Registered Clearing Agencies, Fixed Income Clearing Corporation (FICC)

Title
FICCSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency
Release Number
34-69362
SEC Issue Date
Federal Register Publish Date
Document Citation

78 FR 22923

Resources

SRO Registration Rule: SEC Issued Version (pdf 85.25 KB)
SRO Registration Rule: Federal Register Version
Correction of Notice
Form CA-1 and Schedule A
Exhibits A through D
Exhibit E
Exhibit F
Exhibit G
Cross-Margining Agreement
Netting Contract and Limited Cross-Guaranty
Exhibits H through I
Exhibits J through R
Supplemental Letter Regarding Internal Accounting Controls and Audited Financial Statements
Amendment to Exhibit A - Item 10
Amendment to Exhibit A - Item 10
Rel. No. 34-69838

Last Reviewed or Updated: Aug. 31, 2023