Comments on ICE Trade Vault: Notice of Filing of Application for Registration as a Security-Based Swap Data Repository under Section 13(n) of the Securities Exchange Act of 1934
[Release No. 34-77699; File No. SBSDR-2016-01]
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Apr. 4, 2019 | Kara Dutta, General Counsel, ICE TradeVault |
Aug. 8, 2016 | Andrew Rogers, Director and Global Head of Reference Data, IHS Markit |
Jul. 1, 2016 | Kara Dutta, General Counsel, and Tara Manuel, Director, ICE Trade Vault, LLC |
May 31, 2016 | Tara Kruse, Co-Head of Data, Reporting and FpML, International Swaps and Derivatives Association, Inc., New York, New York |
May 31, 2016 | Timothy W. Cameron, Esq., Head, and Laura Martin, Esq., Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association |
May 31, 2016 | Tod Skarecky, Vice President, Clarus Financial Technology |
May 31, 2016 | Jennifer S. Choi, Associate General Counsel, Investment Company Institute |
May 24, 2016 | Tara Kruse, Co-Head of Data, Reporting and FpML, International Swaps and Derivatives Association, Inc., New York, New York |
Meetings with SEC Officials
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May 5, 2016 |
Memorandum from the Office of the Chair regarding an April 29, 2016, meeting with representatives of Intercontinental Exchange (ICE)
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