Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

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Date Received
Date Letter Type Commenter Name
Public Comment Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. and Gary Stone, Regulatory Analyst and Market Structure Strategist, Regulatory Affairs, Bloomberg L.P.
Public Comment Marcia E. Asquith, Corporate Secretary, EVP, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Public Comment Tom Quaadman, Executive Vice President, Center for Capital Markets Coompetitiveness, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 29, 2023, meeting with representatives of Bloomberg L.P.
Public Comment Christopher B. Killian, Managing Director, Securitization and Corporate Credit, Securities Industry and Financial Markets Association
Public Comment David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation
Public Comment Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. and Gary Stone, Regulatory Analyst and Market Structure Strategist, Regulatory Affairs, Bloomberg L.P.
Public Comment Michael Decker, Senior Vice President for Public Policy, Bond Dealers of America
Public Comment Tyler Gellasch, President and CEO, Healthy Markets Association
Public Comment John Gulliver, Executive Director, Committee on Capital Markets Regulation
Public Comment Marcia E. Asquith, Corporate Secretary, EVP, Board and External Relations, Financial Industry Regulatory Authority, Inc.
Public Comment Tyler Gellasch, President and CEO, Healthy Markets Association
Public Comment John Gulliver, Executive Director, Committee on Capital Markets Regulation
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 11, 2020, telephone call with representatives of the Committee on Capital Markets Regulation
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 17, 2020, telephone call with representatives of the U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 2, 2020, meeting with representatives of the Financial Industry Regulatory Authority, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a December 2, 2020, meeting with representatives of Bloomberg
Public Comment Stephanie Dumont, Senior Vice President and Director of Capital Markets Policy, FINRA and Alexander Ellenberg, Associate General Counsel, FINRA
Public Comment Bloomberg
Public Comment FINRA
Public Comment Hal S. Scott, President, Committee on Capital Markets Regulations
Public Comment David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation
Public Comment Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Public Comment Alexander Ellenberg, Associate General Counsel, FINRA
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Christopher B. Killian, Managing Director, Securitization and Credit Marke, SIFMA
Public Comment Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Public Comment Tom Quaadman, Executive Vice President, Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment David Burton, Senior Fellow, Economic Policy, The Heritage Foundation
Public Comment John L. Thornton, Co-chair, et al., Committee on Capital Markets Regulation

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2019-008
Release Number
34-85488
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