Comments on Investors' Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934

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Comment
A: 15

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Date Received
Date Letter Type Commenter Name
Public Comment Joseph R. Osterfeld
Public Comment Jonathan Dunn, Thomas Cooper Trading, Greenville, South Carolina
Public Comment Udjin Gor
Public Comment Patrick Traynor, Retired Federal Agent, Cypress, Texas
Public Comment Barry Bautista
Public Comment Brian F. Mannix, Research Professor, GW Regulatory Studies Center, Washington, District of Columbia
Public Comment Patricia Lemberg
Public Comment Anonymous
Public Comment Rep. Steve Israel, Member of Congress, Washington, District of Columbia
Public Comment Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Public Comment Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 3, 2016, meeting with representatives of Citadel
Public Comment Peter L. Boatman, Emeritus Managing Partner for Internet Information and Networking Services, EDIGuys.net, LLC, Afton, Minnesota
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 2, 2016, meeting with representatives of Investment Technology Group
Public Comment Daniel Godden, Oceano, California
Public Comment Robert S. Johnson, Westerville, Ohio
Public Comment Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Public Comment Massoud Maqbool, CEO, Latency Innovation Corp
Public Comment Greg Lysko, Baltimore, Maryland
Public Comment Amir C. Tayrani, Gibson, Dunn & Crutcher LLP, Washington, District of Columbia
Public Comment Cindy Dall, Santa Barbara, California
Public Comment Jon Tyson, Ph.D., Houston, Texas
Public Comment William Ferber, Diamond Bar, California
Public Comment Marcie Frost, Chair, Washington State Investment Board, and James L. Mclntire, Washington State Treasurer/Board Member
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an April 28, 2016, meeting with representatives of the Investors' Exchange, LLC
Public Comment Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment Abraham Kohen, President, AK Financial Engineering Consultants LLC, New York, New York
Public Comment Thomas Boittiaux, Ottawa, Canada
Public Comment Kevin J. Weldon
Public Comment Patrick Nicholas

Last Reviewed or Updated: Dec. 18, 2025

File Number
10-222
Release Number
34-75925
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