Comments on Commission Notice: The Nasdaq Stock Market, Inc.'s Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934

Notice of Amendments 4 and 5 (October 4, 2005)
Initial Notice (June 7, 2001)

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Date Received
Date Letter Type Commenter Name
Public Comment Steven I. Weissman, Esq., Steven I. Weisman, P.A.
Public Comment Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York
Public Comment James A. Duncan, Chairman, and John C. Giesea, President/CEO, Security Traders Association
Public Comment Kim Bang, Bloomberg L.P.
Public Comment Kevin J.P. O'Hara, Chief Administrative Officer and General Counsel, Archipelago Holdings, Inc.
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment Chuck Hagel, Tim Johnson, Mike Crapo, John Sununu, Evan Bayh, Mike Enzi, Wayne Allard, Elizabeth Dole, Jim Bunning, Robert Bennett, and Rick Santorum, Members of Congress
Public Comment Jeffrey W. Rubin, Partner, Hogan & Hartson
Public Comment Michael Santucci, President; Kimberly Unger, Esq., Executive Director; Stephen J. Nelson, Esp., Co-Chair, STANY Trading Issues Committee; Security Traders Association of New York
Public Comment Vito Fossella, Member of Congress
Public Comment James T. Brett, Managing Director, J.P. Morgan Securities Inc.
Public Comment Carolyn McCarthy, Member of Congress
Public Comment Michael J. Simon, Secretary, International Securities Exchange, Inc.
Public Comment Members of the House Financial Services Committee, Congress of the United States
Public Comment Brad Smith, former OTCBB Committee member; Peter Chepucavage, former NASD and SEC staff member; Stephen Boyko, former NASD staff member; Frank McAuliffe, former NASD staff member; and Steven Brock, CEO, Public Management Corporation
Public Comment Steven I. Weissman, Esq., Steven I. Weisman, P.A.
Public Comment Steven I. Weissman, P.A.
Public Comment Patrick J. Tiberi, Representative to Congress
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding meeting with representatives of the New York Stock Exchange
Public Comment Comments on behalf of United States Capital Market LLC, by William W. Uchimoto, Esq., Saul Ewing LLP, Philadelphia, Pennsylvania
Meeting with SEC Officials Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding October 16, 2003 meeting with representatives of the Nasdaq Stock Market
Public Comment Steven I. Weissman, Esq.
Public Comment Meyer S. Frucher, Chairman and Chief Executive Officer, The Philadelphia Stock Exchange, Inc.
Public Comment Stuart Kaswell, Senior Vice President and General Counsel, Securities Industry Association
Public Comment W. Hardy Callcott, Senior Vice President and General Counsel, Charles Schwab & Co., Inc.
Public Comment Cameron Smith, General Counsel, Island ECN, Inc.
Public Comment Douglas M. Atkin, President and Chief Executive Officer, Instinet Corporation
Public Comment Kevin M. Foley, Bloomberg LP and Bloomberg Tradebook LLC
Public Comment Jeffrey T. Brown, Vice President-Regulations and General Counsel, Cincinnati Stock Exchange
Public Comment Sol Reicher, Co-Chairman, Specialists Associations; John Hawkey, Chairman, Floor Brokers Association; and Ross Moore, Chairman, Options Market Maker Association, The Member Associations of the American Stock Exchange

Last Reviewed or Updated: Dec. 18, 2025

File Number
10-131
Release Number
34-44625
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