Comments on Request for Comments on Fund Names

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Chairman Gary Gensler regarding a June 29, 2021 meeting with Mercer E. Bullard
Public Comment Andreas Johansson and Riccardo Sabbatucci, Rutgers Business School, and Andrea Tamoni, Stockholm School of Economics
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 20, 2020 with representatives of the SIFMA, Asset Management Group
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 27, 2020 meeting with representatives of MSCI
Additional Files:
Public Comment Susan M. Olson, General Counsel, lnvestment Company Institute
Public Comment Peter Germain, Chief Legal Officer, Federated Hermes, Inc.
Public Comment Angela Borreggine, Director and Senior Counsel, Chief Legal Officer, AllianzGI
Public Comment Elizabeth Lance, Vice President and Legal Counsel, T. Rowe Price and Brian R. Poole, Vice President and Senior Legal Counsel, T. Rowe Price
Public Comment Micah Hauptman, Financial Services Counsel, and Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Silent Majority, Investor
Public Comment Peter Germain, Chief Legal Officer, Federated Hermes, Inc.
Public Comment Aaron Cantrell, Head of Economic Research, Record Management and Isabel Estevez, PhD Candidate, University of Cambridge
Public Comment Amy M. O'Brien, Senior Managing Director, Head of Responsible Investing, Teachers Insurance and Annuity Association of America and Yves P. Denizé, Senior Managing Director, Division General Counsel, Teachers Insurance and Annuity Association of America
Public Comment Anne Robinson, Managing Director and General Counsel, The Vanguard Group, Inc.
Public Comment Aron Szapiro, Head of Policy Research, Morningstar, Inc. and Jasmin Sethi, Associate Director of Policy Research, Morningstar, Inc.
Public Comment Chad E. Spitler, CEO, Third Economy LLC and R. Paul Herman, CEO, HIP Investor Ratings LLC
Public Comment Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management Research Company LLC
Public Comment Deepa Damre Smith, Managing Director, Legal & Compliance, BlackRock, Inc. and Kate Fulton, Managing Director, Global Public Policy Group, BlackRock, Inc.
Public Comment Fiona Reynolds, Chief Executive Officer, Principles for Responsible Investment
Public Comment James Allen, Head, Capital Markets Policy, CFA Institute and Matt Orsagh, Senior Director, Capital Markets Policy, CFA Institute
Public Comment Jeff P. Mahoney, General Counsel, Council of Institutional Investors
Public Comment Jeffrey Kupor, Head of Legal, Americas, Invesco Ltd.
Public Comment Jeffrey R. Stern, Managing Director, Legal and Compliance, MSCI Inc.
Public Comment Jim Coburn, Esq., Senior Manager, Disclosure, Ceres, Inc.
Public Comment Kaitlyn Alle, President & CEO, Global Affairs Associates, LLC and Amanda Hsieh, COO, Global Affairs Associates, LLC
Public Comment Katherine S. McKinley, Senior Vice President and General Counsel, State Street Global Advisors
Public Comment Max M. Schanzenbach, Seigle Family Professor of Law, Northwestern Pritzker School of Law and Robert H. Sitkoff, John L. Gray Professor of Law, Harvard Law School
Public Comment Michael Cosack, Principal, ImpactWise and Henry Shilling, Director of Research, Sustainable Research and Analysis LLC
Public Comment Richard P. Pasquier, Practus
Public Comment Roger Machlis, General Counsel, Credit Suisse Asset Management

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-20
Release Number
IC-33809
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