Comments on Request for Comments on Fund Names

[Release No. IC–33809; File No. S7-04-20]

Submitted Comments

(Click here for meetings with SEC officials)
Apr. 14, 2021 Andreas Johansson and Riccardo Sabbatucci, Rutgers Business School, and Andrea Tamoni, Stockholm School of Economics
Aug. 31, 2020 Susan M. Olson, General Counsel, lnvestment Company Institute
Jul. 22, 2020 Peter Germain, Chief Legal Officer, Federated Hermes, Inc.
May 27, 2020 Angela Borreggine, Director and Senior Counsel, Chief Legal Officer, AllianzGI
May 21, 2020 Elizabeth Lance, Vice President and Legal Counsel, T. Rowe Price and Brian R. Poole, Vice President and Senior Legal Counsel, T. Rowe Price
May 12, 2020 Micah Hauptman, Financial Services Counsel, and Barbara Roper, Director of Investor Protection, Consumer Federation of America
May 7, 2020 Silent Majority, Investor
May 6, 2020 Peter Germain, Chief Legal Officer, Federated Hermes, Inc.
May 5, 2020 Katherine S. McKinley, Senior Vice President and General Counsel, State Street Global Advisors
May 5, 2020 Susan Olson, General Counsel, Investment Company Institute
May 5, 2020 Fiona Reynolds, Chief Executive Officer, Principles for Responsible Investment
May 5, 2020 Amy M. O’Brien, Senior Managing Director, Head of Responsible Investing, Teachers Insurance and Annuity Association of America and Yves P. Denizé, Senior Managing Director, Division General Counsel, Teachers Insurance and Annuity Association of America
May 5, 2020 Aaron Cantrell, Head of Economic Research, Record Management and Isabel Estevez, PhD Candidate, University of Cambridge
May 5, 2020 Jeff P. Mahoney, General Counsel, Council of Institutional Investors
May 5, 2020 Roger Machlis, General Counsel, Credit Suisse Asset Management
May 5, 2020 Michael Cosack, Principal, ImpactWise and Henry Shilling, Director of Research, Sustainable Research and Analysis LLC
May 5, 2020 Richard P. Pasquier, Practus
May 5, 2020 Max M. Schanzenbach, Seigle Family Professor of Law, Northwestern Pritzker School of Law and Robert H. Sitkoff, John L. Gray Professor of Law, Harvard Law School
May 5, 2020 Jeffrey Kupor, Head of Legal, Americas, Invesco Ltd.
May 5, 2020 James Allen, Head, Capital Markets Policy, CFA Institute and Matt Orsagh, Senior Director, Capital Markets Policy, CFA Institute
May 5, 2020 Walter R. Burkley, Senior Vice President & Senior Counsel, Capital Research and Management Company and Erik Vayntrub, Vice President & Associate Counsel, Capital Research and Management Company
May 5, 2020 Kaitlyn Alle, President & CEO, Global Affairs Associates, LLC and Amanda Hsieh, COO, Global Affairs Associates, LLC
May 5, 2020 Deepa Damre Smith, Managing Director, Legal & Compliance, BlackRock, Inc. and Kate Fulton, Managing Director, Global Public Policy Group, BlackRock, Inc.
May 5, 2020 Stephen E. Roth, Eversheds Sutherland (US) LLP Counsel to the Committee of Annuity Insurers
May 5, 2020 Jeffrey R. Stern, Managing Director, Legal and Compliance, MSCI Inc.
May 5, 2020 Chad E. Spitler, CEO, Third Economy LLC and R. Paul Herman, CEO, HIP Investor Ratings LLC
May 5, 2020 Aron Szapiro, Head of Policy Research, Morningstar, Inc. and Jasmin Sethi, Associate Director of Policy Research, Morningstar, Inc.
May 5, 2020 Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management Research Company LLC
May 5, 2020 Anne Robinson, Managing Director and General Counsel, The Vanguard Group, Inc.
May 5, 2020 Timothy W. Cameron, Esq., Asset Management Group – Head, Securities Industry and Financial Markets Association and Lindsey Weber Keljo, Esq., Asset Management Group – Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
May 5, 2020 Jim Coburn, Esq., Senior Manager, Disclosure, Ceres, Inc.
May 4, 2020 Scott L. Silver, Silver Law Group
May 4, 2020 Kristin Hull
May 4, 2020 Kristien Smedts
May 1, 2020 Declan McFee, Investor, Academic
Apr. 27, 2020 Cole Baldecchi, Student Legal Intern and Savannah Padgett, Student Legal Intern
Apr. 26, 2020 Lori Nuckolls
Apr. 15, 2020 Samuel B. Edwards, President, Public Investors Advocate Bar Association
Mar. 31, 2020 Janet Beirbaum
Mar. 23, 2020 Sam Janain
Mar. 17, 2020 Tom Williams
Mar. 15, 2020 Sean Xing
Mar. 10, 2020 John Crowley, Esq.
Mar. 9, 2020 Chris Barnard
Mar. 7, 2020 Jason K.
Mar. 7, 2020 Meaghan Duffy, Investor
Mar. 7, 2020 Wadad Abdullah
Mar. 6, 2020 Trish Hoerth
Mar. 4, 2020 Carolyn Noble
Mar. 3, 2020 Jake Lorton

Meetings with SEC Officials

Jul. 30, 2021 Memorandum from the Division of Trading and Markets regarding a July 28, 2021 meeting with representatives of Morgan Stanley
Jun. 29, 2021 Memorandum from the Office of Chairman Gary Gensler regarding a June 29, 2021 meeting with Mercer E. Bullard
Nov. 30, 2020 Memorandum from the Division of Investment Management regarding a November 20, 2020 with representatives of the SIFMA, Asset Management Group
Nov. 5, 2020 Memorandum from the Division of Investment Management regarding an October 27, 2020 meeting with representatives of MSCI
Mar. 11, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 11, 2020 meeting with representatives of BlackRock