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Release Number	SEC Issue Date	File Number	Details
33-8528, 34-51128, 35-27943, 39-2431, IC-26746	Feb. 3, 2005		Adoption of Updated EDGAR Filer Manual See Also - 2005 Federal Register PDF Federal Register version (70 FR 6573)
33-8529, 34-51129, 35-27944, 39-2432, IC-26747	Feb. 3, 2005	S7-35-04	XBRL Voluntary Financial Reporting Program on the EDGAR System See Also - 2005 Federal Register PDF, Rel. No. 33-8496, comments Federal Register version (70 FR 6556)
34-50979	Jan. 6, 2005	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers See Also - 2005 Federal Register PDF, Rel. No. 34-42099, Release No. 34-50213, Release No. 34-50980, comments Federal Register version (70 FR 2711)
34-50979	Jan. 6, 2005	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers See Also - 2005 Federal Register PDF, Rel. No. 34-42099, Release No. 34-50213, Release No. 34-50980, comments Federal Register version (70 FR 2711)
34-50979	Jan. 6, 2005	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers See Also - 2005 Federal Register PDF, Rel. No. 34-42099, Release No. 34-50213, Release No. 34-50980, comments Federal Register version (70 FR 2711)
33-8518	Dec. 22, 2004	S7-21-04	Asset-Backed Securities *Comments Due:* Comments should be received on or before March 8, 2005 See Also - 2005. Federal Register PDF, Rel. No. 33-8419, comments Federal Register version (70 FR 3108)
34-50758A	Dec. 7, 2004	S7-24-04	Issuer Restrictions or Prohibitions on Ownership by Securities Intermediaries See Also - 2005 Federal Register PDF, Rel. No. 34-49804, correction, and comments Note: Corrected to conform to Federal Register version File No.: S7-24-04 Effective Date: March 7, 2005 Federal Register PDF See also Proposed Rule, Rel. No. 34-49804 ; correction ; and comments
34-50781	Dec. 2, 2004	S7-33-04	Disposal of Consumer Report Information See Also - see release Federal Register PDF, Rel. No. 34-50361, comments Federal Register version (69 FR 71321)
IA-2333	Dec. 2, 2004	S7-30-04	Registration Under the Advisers Act of Certain Hedge Fund Advisers See Also - Federal Register PDF, Rel. No. IA-2266, Comments Federal Register version (69 FR 72053)
33-8507, 34-50684	Nov. 17, 2004	S7-32-04	Temporary Postponement of the Final Phase-In Period for Acceleration of Periodic Report Filing Dates See Also - 2004 Federal Register PDF, Rel. No. 33-8477, comments, Summary of Comments Federal Register version (69 FR 68231)
33-8507, 34-50684	Nov. 17, 2004	S7-32-04	Temporary Postponement of the Final Phase-In Period for Acceleration of Periodic Report Filing Dates See Also - 2004 Federal Register PDF, Rel. No. 33-8477, comments, Summary of Comments Federal Register version (69 FR 68231)
34-50486	Oct. 4, 2004	S7-18-04	Proposed Rule Changes of Self-Regulatory Organizations See Also - 2005 Federal Register PDF, Rel. No. 34-49505, comments Federal Register version (69 FR 60287)
IC-26591	Sept. 2, 2004	S7-09-04	Prohibition on the Use of Brokerage Commissions To Finance Distribution See Also - 2004 Federal Register PDF, Rel. No. IC-26356, comments Federal Register version (69 FR 54727)
34-50295	Aug. 31, 2004	S7-34-02	Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products See Also - See Section II.I. of this release. Federal Register PDF, Rel. No. 34-46492, comments Federal Register version (69 FR 54181)
33-8458, 34-50227, IC-26533	Aug. 23, 2004	S7-12-04	Disclosure Regarding Portfolio Managers of Registered Management Investment Companies *Comments Due:* Comments should be received on or before October 1, 2004 See Also - 2004 Federal Register PDF, Rel. No. 33-8396, comments, Notice of OMB Approval of Collection of Information Federal Register version (69 FR 52787)
33-8458, 34-50227, IC-26533	Aug. 23, 2004	S7-12-04	Disclosure Regarding Portfolio Managers of Registered Management Investment Companies *Comments Due:* Comments should be received on or before October 1, 2004 See Also - 2004 Federal Register PDF, Rel. No. 33-8396, comments, Notice of OMB Approval of Collection of Information Federal Register version (69 FR 52787)
33-8458, 34-50227, IC-26533	Aug. 23, 2004	S7-12-04	Disclosure Regarding Portfolio Managers of Registered Management Investment Companies *Comments Due:* Comments should be received on or before October 1, 2004 See Also - 2004 Federal Register PDF, Rel. No. 33-8396, comments, Notice of OMB Approval of Collection of Information Federal Register version (69 FR 52787)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8393A, 34-49333A, IC-26372A, 33-8164	Aug. 9, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies; Technical Amendment View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 49805)
33-8454, 34-50160, 35-27881, 39-2424, IC-26525	Aug. 6, 2004		Adoption of Updated EDGAR Filer Manual See Also - 2004 Federal Register PDF Federal Register version (69 FR 49803)
33-8454, 34-50160, 35-27881, 39-2424, IC-26525	Aug. 6, 2004		Adoption of Updated EDGAR Filer Manual See Also - 2004 Federal Register PDF Federal Register version (69 FR 49803)
33-8454, 34-50160, 35-27881, 39-2424, IC-26525	Aug. 6, 2004		Adoption of Updated EDGAR Filer Manual See Also - 2004 Federal Register PDF Federal Register version (69 FR 49803)
33-8454, 34-50160, 35-27881, 39-2424, IC-26525	Aug. 6, 2004		Adoption of Updated EDGAR Filer Manual See Also - 2004 Federal Register PDF Federal Register version (69 FR 49803)
33-8454, 34-50160, 35-27881, 39-2424, IC-26525	Aug. 6, 2004		Adoption of Updated EDGAR Filer Manual See Also - 2004 Federal Register PDF Federal Register version (69 FR 49803)
33-8400A, 34-49424A	Aug. 4, 2004	S7-22-02	Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date; Correction See Also - 2004 Federal Register PDF Federal Register version (69 FR 48370)
33-8400A, 34-49424A	Aug. 4, 2004	S7-22-02	Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date; Correction See Also - 2004 Federal Register PDF Federal Register version (69 FR 48370)
34-50103	July 28, 2004	S7-23-03	Short Sales View Received Comments See Also - see release Federal Register PDF, Rel. No. 34-48709, comments, Pilot Order, Additional Pilot Order, Order Extending Pilot Term Federal Register version (69 FR 48007)
IC-26520	July 27, 2004	S7-03-04	Investment Company Governance See Also - Federal Register PDF, Rel. No. IC-26323, comments, Response to Request for Stay, The Independent Chair Condition, Letter from Commissioners Glassman and Atkins, Letters in Response to Court Decision, Federal Register PDF, Concurring Views of Chairman Donaldson, Concurring Views of Commissioner Goldschmid, Concurring Views of Commissioner Campos, Dissent of Commissioner Glassman, Dissent of Commissioner Atkins, Commission Order on Stay Request Federal Register version (69 FR 46377)
IC-26520	July 27, 2004	S7-03-04	Investment Company Governance View Received Comments See Also - Federal Register PDF, Rel. No. IC-26323, comments, Response to Request for Stay, The Independent Chair Condition, Letter from Commissioners Glassman and Atkins, Letters in Response to Court Decision, Federal Register PDF, Concurring Views of Chairman Donaldson, Concurring Views of Commissioner Goldschmid, Concurring Views of Commissioner Campos, Dissent of Commissioner Glassman, Dissent of Commissioner Atkins, Commission Order on Stay Request Federal Register version (69 FR 46377)
33-8442	July 14, 2004	S7-17-04	Covered Securities Pursuant to Section 18 of the Securities Act of 1933 See Also - 2004 Federal Register PDF Federal Register version (69 FR 43295)
34-49973, IC-26493	July 7, 2004		Delegations of Authority to the Director of the Division of Market Regulation, the Director of the Division of Investment Management and the Director of the Office of Compliance Inspections and Examinations See Also - 2004 Federal Register PDF Federal Register version (69 FR 41936)
34-49973, IC-26493	July 7, 2004		Delegations of Authority to the Director of the Division of Market Regulation, the Director of the Division of Investment Management and the Director of the Office of Compliance Inspections and Examinations See Also - 2004 Federal Register PDF Federal Register version (69 FR 41936)
IA-2256	July 2, 2004	S7-04-04	Investment Adviser Codes of Ethics View Received Comments See Also - Federal Register PDF, Rel. No. IA-2209, Comments Federal Register version (69 FR 41695)
34-49928	June 28, 2004	S7-05-04	Collection Practices Under Section 31 of the Exchange Act *Comments Due:* Comments should be received on or before August 6, 2004 View Received Comments See Also - see release Federal Register PDF, Rel. No. 34-49104, and comments, Notice of OMB Approval of Collection of Information Federal Register version (69 FR 41059)
33-8433, 34-49909, IC-26486	June 23, 2004	S7-08-04	Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies See Also - see release Federal Register PDF, Rel. No. 33-8364, and comments Federal Register version (69 FR 39797)
33-8433, 34-49909, IC-26486	June 23, 2004	S7-08-04	Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies See Also - see release Federal Register PDF, Rel. No. 33-8364, and comments Federal Register version (69 FR 39797)
33-8433, 34-49909, IC-26486	June 23, 2004	S7-08-04	Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies See Also - see release Federal Register PDF, Rel. No. 33-8364, and comments Federal Register version (69 FR 39797)
34-49830	June 8, 2004	S7-21-03	Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities View Received Comments See Also - 2004. Federal Register PDF, Rel. No. 34-48690, and comments Federal Register version (69 FR 34427)
34-49831	June 8, 2004	S7-22-03	Supervised Investment Bank Holding Companies View Received Comments See Also - 2004. Federal Register PDF, Rel. No. 34-48694, and comments Federal Register version (69 FR 34472) Note: Supervised Investment Bank Holding Companies File No.: S7-22-03 Effective Date: August 20, 2004. Federal Register PDF See also Proposed Rule, Rel. No. 34-48694 ; and comments Note: Correct version posted June 14, 2004.
33-8427, 34-49817, IC-26464	June 7, 2004	S7-28-03	Disclosure of Breakpoint Discounts by Mutual Funds View Received Comments See Also - Federal Register PDF, Rel. No. 33-8347, and comments, Notice of OMB Approval of Collections of Information Federal Register version (69 FR 33261)
33-8427, 34-49817, IC-26464	June 7, 2004	S7-28-03	Disclosure of Breakpoint Discounts by Mutual Funds View Received Comments See Also - Federal Register PDF, Rel. No. 33-8347, and comments, Notice of OMB Approval of Collections of Information Federal Register version (69 FR 33261)
33-8427, 34-49817, IC-26464	June 7, 2004	S7-28-03	Disclosure of Breakpoint Discounts by Mutual Funds View Received Comments See Also - Federal Register PDF, Rel. No. 33-8347, and comments, Notice of OMB Approval of Collections of Information Federal Register version (69 FR 33261)
34-49616	April 26, 2004	S7-15-03	Foreign Bank Exemption from the Insider Lending Prohibition of Exchange Act Section 13(k) View Received Comments See Also - 2004 Federal Register PDF, Rel. No. 34-48481, and comments Federal Register version (69 FR 24015)
34-49616	April 26, 2004	S7-15-03	Foreign Bank Exemption from the Insider Lending Prohibition of Exchange Act Section 13(k) View Received Comments See Also - 2004 Federal Register PDF, Rel. No. 34-48481, and comments Federal Register version (69 FR 24015)
33-8410	April 21, 2004	S7-14-04	Mandated Electronic Filing for Form ID View Received Comments See Also - 2004 Federal Register PDF, Correction, Rel. No. 33-8399, and comments Federal Register version (69 FR 22703)
33-8408, 33-8343	April 19, 2004	S7-26-03	Disclosure Regarding Market Timing and Selective Disclosure of Portfolio Holdings View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 22299)
33-8408, 33-8343	April 19, 2004	S7-26-03	Disclosure Regarding Market Timing and Selective Disclosure of Portfolio Holdings View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 22299)
33-8408, 33-8343	April 19, 2004	S7-26-03	Disclosure Regarding Market Timing and Selective Disclosure of Portfolio Holdings View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 22299)
33-8408, 33-8343	April 19, 2004	S7-26-03	Disclosure Regarding Market Timing and Selective Disclosure of Portfolio Holdings View Received Comments See Also - 2004 Federal Register PDF Federal Register version (69 FR 22299)
33-8409	April 19, 2004		Adoption of Updated EDGAR Filer Manual See Also - 2004 Federal Register PDF Federal Register version (69 FR 21954)
34-49562	April 14, 2004		Revision of Rule Concerning Holding Period and Disclosure Requirements for Members' and Employees' Investment Company Transactions See Also - 2004 Federal Register PDF Federal Register version (69 FR 21057)
34-49562	April 14, 2004		Revision of Rule Concerning Holding Period and Disclosure Requirements for Members' and Employees' Investment Company Transactions See Also - 2004 Federal Register PDF Federal Register version (69 FR 21057)
33-8400	March 16, 2004	S7-22-02	Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date View Received Comments See Also - 2004 Federal Register PDF, Rel. No. 33-8106, and comments Federal Register version (69 FR 15593)
34-49412	March 12, 2004	S7-25-03	Adoption of Amendments to the Rules of Practice and Delegations of Authority of the Commission View Received Comments See Also - 2004 Federal Register PDF, Rel. No. 34-48832, and comments Federal Register version (69 FR 13165)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies View Received Comments See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies View Received Comments See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies View Received Comments See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies View Received Comments See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies View Received Comments See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8393, 33-8393A, 33-8164	Feb. 27, 2004	S7-51-02	Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies View Received Comments See Also - See release Federal Register PDF, Rel. No. IC-25870, comments, and summary of comments Federal Register version (69 FR 11243)
33-8392	Feb. 24, 2004	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 *Comments Due:* Comments should be received on or before October 31, 2005 See Also - See release Federal Register PDF, Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (69 FR 9721)
33-8392	Feb. 24, 2004	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 View Received Comments See Also - See release Federal Register PDF, Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (69 FR 9721)
33-8392	Feb. 24, 2004	S7-06-03	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 View Received Comments See Also - See release Federal Register PDF, Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (69 FR 9721)
33-8392	Feb. 24, 2004	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 See Also - See release Federal Register PDF, Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (69 FR 9721)
34-49259	Feb. 17, 2004		Delegation of Authority to the Director of the Division of Market Regulation See Also - 2004 Federal Register PDF Federal Register version (69 FR 8329)
34-48949	Dec. 18, 2003	S7-13-03	Recordkeeping Requirements for Registered Transfer Agents View Received Comments See Also - 2004 Federal Register PDF, Rel. No. 34-48036, and comments Federal Register version (68 FR 75049)
IA-2204	Dec. 17, 2003	S7-03-03	Compliance Programs of Investment Companies and Investment Advisers See Also - Federal Register PDF, Rel. No. IC-25925, comments, and Summary of Comments, Notice of OMB Approval of Collections of Information Federal Register version (68 FR 74713)
34-48931, 34-43401	Dec. 16, 2003	S7-18-00	Processing Requirements for Cancelled Security Certificates View Received Comments See Also - 2004 Federal Register PDF, Proposed Rule, and comments Federal Register version (68 FR 74389)
34-48931, 34-43401	Dec. 16, 2003	S7-18-00	Processing Requirements for Cancelled Security Certificates View Received Comments See Also - 2004 Federal Register PDF, Proposed Rule, and comments Federal Register version (68 FR 74389)
33-8340	Nov. 24, 2003	S7-14-03	Disclosure Regarding Nominating Committee Functions and Communications Between Security Holders and Boards of Directors; Republication View Received Comments See Also - Federal Register PDF, Rel. No. 34-48301, and comments Federal Register version (68 FR 69203)
33-8335	Nov. 10, 2003	S7-50-02	Purchases of Certain Equity Securities by the Issuer and Others View Received Comments See Also - Federal Register PDF, Rel. No. 33-8160, comments, and comment summary Federal Register version (68 FR 64951)
33-8294	Sept. 29, 2003	S7-17-02	Amendments to Investment Company Advertising Rules View Received Comments See Also - Federal Register PDF, 33-8101, comments, and comment summary Federal Register version (68 FR 57759)
IA-2176	Sept. 25, 2003	S7-28-02	Custody of Funds or Securities of Clients by Investment Advisers See Also - Custody of Funds or Securities of Clients by Investment Advisers, Staff Responses to Questions About Amended Custody Rule Federal Register version (68 FR 61555)
IA-2176	Sept. 25, 2003	S7-28-02	Custody of Funds or Securities of Clients by Investment Advisers See Also - Custody of Funds or Securities of Clients by Investment Advisers, Staff Responses to Questions About Amended Custody Rule Federal Register version (68 FR 61555)
33-8255A	Sept. 4, 2003		Adoption of Updated EDGAR Filer Manual See Also - IC-26103A Federal Register PDF Federal Register version (68 FR 53289)
33-8267	Aug. 19, 2003		Adoption of Filing Fee Account Rule See Also - 2003 Federal Register PDF Federal Register version (68 FR 50953)
34-48272, 34-46920	Aug. 1, 2003	S7-48-02	Broker-Dealer Exemption From Sending Certain Financial Information to Customers View Received Comments See Also - 2003 Federal Register PDF Federal Register version (68 FR 46446)
34-48272, 34-46920	Aug. 1, 2003	S7-48-02	Broker-Dealer Exemption From Sending Certain Financial Information to Customers View Received Comments See Also - 2003 Federal Register PDF Federal Register version (68 FR 46446)
34-48272, 34-46920	Aug. 1, 2003	S7-48-02	Broker-Dealer Exemption From Sending Certain Financial Information to Customers View Received Comments See Also - 2003 Federal Register PDF Federal Register version (68 FR 46446)
34-48272, 34-46920	Aug. 1, 2003	S7-48-02	Broker-Dealer Exemption From Sending Certain Financial Information to Customers View Received Comments See Also - 2003 Federal Register PDF Federal Register version (68 FR 46446)
33-8255	July 22, 2003		Adoption of Updated EDGAR Filer Manual See Also - 2003 Federal Register PDF Federal Register version (68 FR 44876)
33-8255	July 22, 2003		Adoption of Updated EDGAR Filer Manual See Also - 2003 Federal Register PDF Federal Register version (68 FR 44876)
34-48167	July 11, 2003	S7-10-00	Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments See Also - 2003 Federal Register PDF, Rel. No. 34-42620, and comments Federal Register version (68 FR 42247)
34-48167	July 11, 2003	S7-10-00	Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments See Also - 2003 Federal Register PDF, Rel. No. 34-42620, and comments Federal Register version (68 FR 42247)
34-48167	July 11, 2003	S7-10-00	Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments See Also - 2003 Federal Register PDF, Rel. No. 34-42620, and comments Federal Register version (68 FR 42247)
34-48167	July 11, 2003	S7-10-00	Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments View Received Comments See Also - 2003 Federal Register PDF, Rel. No. 34-42620, and comments Federal Register version (68 FR 42247)
IC-26077, IC-28535	June 16, 2003	S7-47-02	Certain Research and Development Companies View Received Comments See Also - Rel. No. IC-25835, and comments Federal Register version (68 FR 37045)
IC-26077, IC-28535	June 16, 2003	S7-47-02	Certain Research and Development Companies View Received Comments See Also - Rel. No. IC-25835, and comments Federal Register version (68 FR 37045)
33-8240	June 11, 2003	S7-04-03	Rules of Practice View Received Comments See Also - Rel. No. 33-8190, and comments Federal Register version (68 FR 35787)
33-8238	June 5, 2003	S7-06-03	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
33-8238	June 5, 2003	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 *Comments Due:* Comments should be received on or before October 31, 2005 See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)