Comments on Proposed Rule:
Issuer Restrictions or Prohibitions on Ownership by Securities Intermediaries

[Release No. 34-49804; File No. S7-24-04]

• Dave Patch, October 31, 2004 (File name: dpatch5341.htm)
   
• Larry E. Thompson, Managing Director and Senior Deputy General Counsel, Depository Trust Company, August 19, 2004 (File name: s72404-14.pdf)
   
• David Patch, August 3, 2004 (File name: dpatch5008.htm)
   
• Ernest A. Pittarelli, Chairman, Operations Committee, Securities Industry Association, July 28, 2004 (File name: eapittarelli072804.pdf)
   
• D. Stuart Bowers, Senior Vice President, Legg Mason Wood Walker, Incorporated, July 27, 2004 (File name: leggmason072704.pdf)
   
• Cleary, Gottlieb, Steen & Hamilton, July 19, 2004 (File name: cgsh071904.pdf)
   
• Thomas L. Montrone, President and Chief Executive Officer, Registrar and Transfer Company, July 16, 2004 (File name: s72404-8.pdf)
   
• H. Glenn Bagwell, Jr., Esq., Raleigh, North Carolina, July 12, 2004 (File name: hbagwell071204.htm)
   
• Marc Castonguay, Vice President and CEO, Pacific Corporate Trust Company, July 12, 2004 (File name: mcastonguay071204..htm)
   
• Robert L. Stevens, Chairman, X-Clearing Corporation, Denver, Colorado, July 9, 2004, (File name: rlstevens6930.htm)
   
• Larry E. Thompson, Managing Director and Senior Deputy General Counsel, Depository Trust and Clearing Corporation, July 8, 2004 (File name: s72404-5.pdf)
   
• Comments of Frederick D. Lipman, Esq., Blank Rome LLP, Philadelphia, Pennsylvania, June 10, 2004, (File name: fdlipman6126.htm)
   
• Glenda King, Cleveland, Georgia, June 5, 2004, (File name: gking2450.htm)
   
• Dave Patch, June 7, 2004, (File name: dpatch2193.htm)
   
• Dave Patch, Topsfield, Massachusetts, May 29, 2004 (File name: dpatch052904.txt)
   

http://www.sec.gov/rules/proposed/s72404.shtml