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Comments on Proposed Rule: Issuer Restrictions or Prohibitions on Ownership by Securities Intermediaries

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Date Sort descending	Letter Type	Commenter Name
Oct. 31, 2004	Public Comment	Dave Patch
Aug. 19, 2004	Public Comment	Larry E. Thompson, Managing Director and Senior Deputy General Counsel, Depository Trust Company
Aug. 3, 2004	Public Comment	David Patch
July 28, 2004	Public Comment	Ernest A. Pittarelli, Chairman, Operations Committee, Securities Industry Association
July 27, 2004	Public Comment	D. Stuart Bowers, Senior Vice President, Legg Mason Wood Walker, Incorporated
July 19, 2004	Public Comment	Cleary, Gottlieb, Steen & Hamilton
July 16, 2004	Public Comment	Thomas L. Montrone, President and Chief Executive Officer, Registrar and Transfer Company
July 12, 2004	Public Comment	H. Glenn Bagwell, Jr., Esq., Raleigh, North Carolina
July 12, 2004	Public Comment	Marc Castonguay, Vice President and CEO, Pacific Corporate Trust Company
July 9, 2004	Public Comment	Robert L. Stevens, Chairman, X-Clearing Corporation, Denver, Colorado
July 8, 2004	Public Comment	Larry E. Thompson, Managing Director and Senior Deputy General Counsel, Depository Trust and Clearing Corporation
June 10, 2004	Public Comment	Frederick D. Lipman, Esq., Blank Rome LLP, Philadelphia, Pennsylvania
June 7, 2004	Public Comment	Dave Patch
June 5, 2004	Public Comment	Glenda King, Cleveland, Georgia
May 29, 2004	Public Comment	Dave Patch, Topsfield, Massachusetts

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-24-04

Release Number

34-49804

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