Final Rule

Amendments To Form ADV; Extension of Compliance Date

Overview

The Securities and Exchange Commission is extending the compliance date for Part 2B of Form ADV, the brochure supplement, and for certain rule provisions that relate to the delivery of brochure supplements. The Commission is extending the compliance date generally for four months to provide certain investment advisers additional time to design, test and implement systems and controls to satisfy their obligations to prepare and deliver brochure supplements.

Prior Actions

Title
Electronic Filing by Investment Advisers; Amendments to Form ADV; Technical Amendments
Release Number
IA-1916
34-43758
SEC Issue Date
Federal Register Publish Date
Document Citation

65 FR 81737

RIN
3235-AI04

Last Reviewed or Updated: April 7, 2023

Details

File Number
S7-10-00
Rule Type
Final
Release Number
IA-1897
SEC Issue Date
Effective Date

Oct. 10, 2000

Federal Register Publish Date
Document Citation

65 FR 57437

RIN
3235-AD21