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Release Number	SEC Issue Date	File Number	Details
33-8238	June 5, 2003	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 *Comments Due:* Comments should be received on or before October 31, 2005 See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
33-8238	June 5, 2003	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 View Received Comments See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
33-8238	June 5, 2003	S7-33-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 View Received Comments See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
33-8238	June 5, 2003	S7-06-03	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 *Comments Due:* January 23, 2007 View Received Comments See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
33-8238	June 5, 2003	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 *Comments Due:* Comments should be received on or before October 31, 2005 See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
33-8238	June 5, 2003	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
33-8238	June 5, 2003	S7-40-02	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports File Nos.: S7-40-02, S7-06-03 See Also - Rel. Nos. 33-8212, and comments, Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 36635)
34-47890	May 20, 2003	S7-39-02	Improper Influence on Conduct of Audits View Received Comments See Also - Proposed Rule Rel. No. 34-46685, and comments Federal Register version (68 FR 31819)
33-8230	May 7, 2003	S7-52-02	Mandated Electronic Filing and Web Site Posting for Forms 3, 4 and 5 View Received Comments See Also - Proposed Rule Rel. No. 33-8170, and comments, Summary of Comments Federal Register version (68 FR 37044)
33-8224	April 30, 2003		Adoption of Updated EDGAR Filer Manual Federal Register version (68 FR 24345)
34-47752	April 29, 2003	S7-25-02	Customer Identification Programs for Broker-Dealers View Received Comments See Also - Proposed Rule Rel. No. 34-46192, and comments Federal Register version (68 FR 25113)
IC-26031, IC-25657	April 29, 2003	S7-26-02	Customer Identification Programs for Mutual Funds View Received Comments See Also - Proposed Rule Rel. No. IC-25667, comments, and Questions and Answers Regarding the Mutual Fund Customer Identification Program Rule Federal Register version (68 FR 25131)
IC-26031, IC-25657	April 29, 2003	S7-26-02	Customer Identification Programs for Mutual Funds View Received Comments See Also - Proposed Rule Rel. No. IC-25667, comments, and Questions and Answers Regarding the Mutual Fund Customer Identification Program Rule Federal Register version (68 FR 25131)
33-8220	April 9, 2003	S7-02-03	Standards Relating to Listed Company Audit Committees View Received Comments See Also - Proposed Rule Rel. No. 33-8173, and comments Federal Register version (68 FR 18787)
33-8128A	April 8, 2003	S7-08-02	Acceleration of Periodic Report Filing Dates and Disclosure Concerning Web Site Access to Reports; Correction View Received Comments See Also - Proposed Rule Rel. No. 33-8089, and comments Federal Register version (68 FR 17880)
33-8216	March 27, 2003	S7-44-02	Filing Guidance Related to: Conditions for Use of Non-GAAP Financial Measures; and Insider Trades During Pension Fund Blackout Periods File Nos.: S7-44-02, S7-43-02 View Received Comments See Also - Proposed Rule Rel. No. 34-46778, and comments, Proposed Rule Rel. No. 33-8145, and comments Federal Register version (68 FR 15939)
33-8216	March 27, 2003	S7-43-02	Filing Guidance Related to: Conditions for Use of Non-GAAP Financial Measures; and Insider Trades During Pension Fund Blackout Periods File Nos.: S7-44-02, S7-43-02 See Also - Proposed Rule Rel. No. 34-46778, and comments, Proposed Rule Rel. No. 33-8145, and comments Federal Register version (68 FR 15939)
33-8177A	March 26, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 15353)
33-8177A	March 26, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 15353)
33-8177A	March 26, 2003	S7-33-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 15353)
33-8177A	March 26, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction *Comments Due:* Comments should be received on or before October 31, 2005 See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 15353)
33-8177A	March 26, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 15353)
33-8177A	March 26, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 15353)
33-8177A	March 26, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 15353)
33-8183A	March 26, 2003	S7-49-02	Strengthening the Commission's Requirements Regarding Auditor Independence See Also - Proposed Rule Rel. No. 33-8154, and comments Federal Register version (68 FR 15354)
33-8183A	March 26, 2003	S7-49-02	Strengthening the Commission's Requirements Regarding Auditor Independence View Received Comments See Also - Proposed Rule Rel. No. 33-8154, and comments Federal Register version (68 FR 15354)
34-44992A	March 26, 2003	S7-26-98	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 View Received Comments See Also - 2003 Notice of OMB Approval of Collections of Information, Proposed Rule Rel. No. 34-40518, and comments Federal Register version (68 FR 15354)
34-47480	March 11, 2003	S7-20-02	Customer Protection-Reserves and Custody of Securities; Delegation of Authority to the Director of the Division of Market Regulation See Also - Proposed Rule Rel. No. 34-46019, and comments Federal Register version (68 FR 12779)
33-8193	Feb. 20, 2003	S7-30-02	Regulation Analyst Certification See Also - 2003 Notice of OMB Approval of Collections of Information, Proposed Rule Rel. No. 33-8119, and comments, 2003 Notice of OMB Approval of Collections of Information Federal Register version (68 FR 9481)
34-47364	Feb. 14, 2003	S7-41-02	Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934 See Also - Order Extending Temporary Exemption, Proposed Rule Rel. No. 34-46745, and comments, Bank Dealer Compliance Guide Federal Register version (68 FR 8685)
IC-25934	Feb. 13, 2003	S7-22-01	Custody of Investment Company Assets With a Securities Depository See Also - Proposed Rule Rel. No. IC-25266, and comments Federal Register version (68 FR 8437)
33-8188	Jan. 31, 2003	S7-36-02	Disclosure of Proxy Voting Policies and Proxy Voting Records by Registered Management Investment Companies *Comments Due:* March 14, 2003 See Also - Proposed Rule Rel. No. 33-8131, and comments Federal Register version (68 FR 6563)
IA-2106	Jan. 31, 2003	S7-38-02	Proxy Voting by Investment Advisers See Also - Proposed Rule Rel. No. IA-2059, and comments Federal Register version (68 FR 6585)
33-8185	Jan. 29, 2003	S7-45-02	Implementation of Standards of Professional Conduct for Attorneys See Also - 33-8186, and comments Federal Register version (68 FR 6295)
33-8182	Jan. 28, 2003	S7-42-02	Disclosure in Management's Discussion and Analysis About Off-Balance Sheet Arrangements and Aggregate Contractual Obligations See Also - Proposed Rule Rel. No. 33-8144, and comments Federal Register version (68 FR 5981)
33-8183	Jan. 28, 2003	S7-49-02	Strengthening the Commission's Requirements Regarding Auditor Independence View Received Comments See Also - See text of Release. Notice of OMB Approval of Collections of Information, Proposed Rule Rel. No. 33-8154, and comments Federal Register version (68 FR 6005)
33-8183	Jan. 28, 2003	S7-49-02	Strengthening the Commission's Requirements Regarding Auditor Independence See Also - See text of Release. Notice of OMB Approval of Collections of Information, Proposed Rule Rel. No. 33-8154, and comments Federal Register version (68 FR 6005)
34-47262	Jan. 27, 2003	S7-40-02	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 File Nos.: S7-33-02, S7-40-02 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments, IC-25723, and comments Federal Register version (68 FR 5347)
34-47262	Jan. 27, 2003	S7-40-02	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 File Nos.: S7-33-02, S7-40-02 See Also - Proposed Rule Rel. No. 33-8138, and comments, IC-25723, and comments Federal Register version (68 FR 5347)
34-47262	Jan. 27, 2003	S7-40-02	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 File Nos.: S7-33-02, S7-40-02 See Also - Proposed Rule Rel. No. 33-8138, and comments, IC-25723, and comments Federal Register version (68 FR 5347)
34-47262	Jan. 27, 2003	S7-33-02	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 File Nos.: S7-33-02, S7-40-02 View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments, IC-25723, and comments Federal Register version (68 FR 5347)
34-47262	Jan. 27, 2003	S7-40-02	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 File Nos.: S7-33-02, S7-40-02 *Comments Due:* Comments should be received on or before October 31, 2005 See Also - Proposed Rule Rel. No. 33-8138, and comments, IC-25723, and comments Federal Register version (68 FR 5347)
34-47262	Jan. 27, 2003	S7-40-02	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 File Nos.: S7-33-02, S7-40-02 View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments, IC-25723, and comments Federal Register version (68 FR 5347)
34-47262	Jan. 27, 2003	S7-40-02	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 File Nos.: S7-33-02, S7-40-02 See Also - Proposed Rule Rel. No. 33-8138, and comments, IC-25723, and comments Federal Register version (68 FR 5347)
33-8180	Jan. 24, 2003	S7-46-02	Retention of Records Relevant to Audits and Reviews See Also - Proposed Rule Rel. No. 33-8151, and comments Federal Register version (68 FR 4861)
33-8177	Jan. 23, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 5109) Note: Text of release corrected January 24, 2003, 9:35 am) See also: Correction to Final Regulations, Rel. No. 33-8177A ; Final Rule Rule Rel. No. 34-47262 ; Proposed Rule Rel. No. 33-8138 and comments
33-8177	Jan. 23, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 5109) Note: Text of release corrected January 24, 2003, 9:35 am) See also: Correction to Final Regulations, Rel. No. 33-8177A ; Final Rule Rule Rel. No. 34-47262 ; Proposed Rule Rel. No. 33-8138 and comments
33-8177	Jan. 23, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 5109) Note: Text of release corrected January 24, 2003, 9:35 am) See also: Correction to Final Regulations, Rel. No. 33-8177A ; Final Rule Rule Rel. No. 34-47262 ; Proposed Rule Rel. No. 33-8138 and comments
33-8177	Jan. 23, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 5109) Note: Text of release corrected January 24, 2003, 9:35 am) See also: Correction to Final Regulations, Rel. No. 33-8177A ; Final Rule Rule Rel. No. 34-47262 ; Proposed Rule Rel. No. 33-8138 and comments
33-8177	Jan. 23, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 5109) Note: Text of release corrected January 24, 2003, 9:35 am) See also: Correction to Final Regulations, Rel. No. 33-8177A ; Final Rule Rule Rel. No. 34-47262 ; Proposed Rule Rel. No. 33-8138 and comments
33-8177	Jan. 23, 2003	S7-40-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 5109) Note: Text of release corrected January 24, 2003, 9:35 am) See also: Correction to Final Regulations, Rel. No. 33-8177A ; Final Rule Rule Rel. No. 34-47262 ; Proposed Rule Rel. No. 33-8138 and comments
33-8177	Jan. 23, 2003	S7-33-02	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 *Comments Due:* February 18, 2003; see text for details Compliance Date: See text of release View Received Comments See Also - Proposed Rule Rel. No. 33-8138, and comments Federal Register version (68 FR 5109) Note: Text of release corrected January 24, 2003, 9:35 am) See also: Correction to Final Regulations, Rel. No. 33-8177A ; Final Rule Rule Rel. No. 34-47262 ; Proposed Rule Rel. No. 33-8138 and comments
33-8176	Jan. 22, 2003	S7-44-02	Conditions for Use of Non-GAAP Financial Measures View Received Comments See Also - Proposed Rule Rel. No. 33-8145, and comments Federal Register version (68 FR 4819)
33-8176	Jan. 22, 2003	S7-43-02	Conditions for Use of Non-GAAP Financial Measures See Also - Proposed Rule Rel. No. 33-8145, and comments Federal Register version (68 FR 4819)
34-47225	Jan. 22, 2003	S7-44-02	Insider Trades During Pension Fund Blackout Periods View Received Comments See Also - Proposed Rule Rel. No. 34-46778, and comments Federal Register version (68 FR 4337)
IC-25888	Jan. 14, 2003	S7-13-02	Transactions of Investment Companies With Portfolio and Subadviser Affiliates See Also - Proposed Rule Rel. No. IC-25557, and comments Federal Register version (68 FR 3141)
33-8171	Dec. 23, 2002	S7-29-02	Exemption for Standardized Options From Provisions of the Securities Act of 1933 and From the Registration Requirements of the Securities Exchange Act of 1934 See Also - Proposed Rule Rel. No. 33-8114, and comments Federal Register version (68 FR 187)
34-47013	Dec. 17, 2002	S7-18-02	Repeal of the Trade-Through Disclosure Rules for Options See Also - Proposed Rule Rel. No. 34-46002, and comments Federal Register version (67 FR 79453)
IA-2091	Dec. 12, 2002	S7-10-02	Exemption for Certain Investment Advisers Operating Through the Internet See Also - Proposed Rule Rel. No. IA-2028, and comments Federal Register version (67 FR 77619)
33-8147	Nov. 13, 2002	S7-07-02	Disclosure of Costs and Expenses by Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Annuity Contracts See Also - Proposed Rule Rel. No. 33-8087, and comments Federal Register version (67 FR 69973)
34-46667	Oct. 16, 2002		Delegation of Authority to the Director of the Division of Market Regulation Federal Register version (67 FR 65037)
34-46473	Sept. 9, 2002	S7-17-01	Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products See Also - Rel. Nos. 34-44996, 34-44854, and comments Federal Register version (67 FR 67445)
34-46471	Sept. 6, 2002	S7-19-02	Confirmation Requirements for Transactions of Security Futures Products Effected in Futures Accounts See Also - Proposed Rule Rel. No. 34-46014, and comments Federal Register version (67 FR 58301)
33-8128	Sept. 5, 2002	S7-08-02	Acceleration of Periodic Report Filing Dates and Disclosure Concerning Web Site Access to Reports See Also - Proposed Rule Rel. No. 33-8089, and comments Federal Register version (67 FR 58479)
33-8128	Sept. 5, 2002	S7-08-02	Acceleration of Periodic Report Filing Dates and Disclosure Concerning Web Site Access to Reports View Received Comments See Also - Proposed Rule Rel. No. 33-8089, and comments Federal Register version (67 FR 58479)
33-8128	Sept. 5, 2002	S7-08-02	Acceleration of Periodic Report Filing Dates and Disclosure Concerning Web Site Access to Reports See Also - Proposed Rule Rel. No. 33-8089, and comments Federal Register version (67 FR 58479)
33-8124	Aug. 29, 2002	S7-40-02	Certification of Disclosure in Companies' Quarterly and Annual Reports *Comments Due:* Comments should be received on or before October 31, 2005 See Also - Revised statement by the Division of Corporation Finance, IC-25723, Rel. Nos. 33-8109, 34-46079, and comments Federal Register version (67 FR 57275)
33-8124	Aug. 29, 2002	S7-21-02	Certification of Disclosure in Companies' Quarterly and Annual Reports See Also - Revised statement by the Division of Corporation Finance, IC-25723, Rel. Nos. 33-8109, 34-46079, and comments Federal Register version (67 FR 57275)
33-8124	Aug. 29, 2002	S7-40-02	Certification of Disclosure in Companies' Quarterly and Annual Reports See Also - Revised statement by the Division of Corporation Finance, IC-25723, Rel. Nos. 33-8109, 34-46079, and comments Federal Register version (67 FR 57275)
34-46418	Aug. 27, 2002		Delegation of Authority to the General Counsel of the Commission Federal Register version (67 FR 56219)
34-46421	Aug. 27, 2002	S7-31-02	Ownership Reports and Trading by Officers, Directors and Principal Security Holders See Also - Release. No. 34-46313, and comments Federal Register version (67 FR 56461)
34-46421	Aug. 27, 2002	S7-31-02	Ownership Reports and Trading by Officers, Directors and Principal Security Holders See Also - Release. No. 34-46313, and comments Federal Register version (67 FR 56461)
34-46292	Aug. 1, 2002	S7-16-01	Customer Margin Rules Relating to Security Futures See Also - Rel. Nos. 34-44996, 34-44853, and comments Federal Register version (67 FR 53145)
IC-25666	July 18, 2002	S7-21-01	Investment Company Mergers See Also - Proposed Rule Rel. No. IC-25259, and comments Federal Register version (67 FR 48511)
34-46169	July 8, 2002	S7-14-02	Assessments on Security Futures Transactions and Fees on Sales of Securities Resulting from Physical Settlement of Security Futures Pursuant to Section 31 of the Exchange Act See Also - Rel. No. 34-45854, and comments Federal Register version (67 FR 46104)
34-46106	June 24, 2002		Technical Amendments to Rules and Forms Due to the National Securities Markets Improvement Act of 1996 and the Gramm-Leach-Bliley Act Federal Register version (67 FR 43534)
34-45956	May 17, 2002	S7-15-01	Cash Settlement and Regulatory Halt Requirements for Security Futures Products See Also - Rel. No. 34-44743, and comments Federal Register version (67 FR 36739)
33-8099	May 14, 2002	S7-18-01	Mandated EDGAR Filing For Foreign Issuers *Comments Due:* Comments are due on or before June 24, 2002 See Also - Rel. No. 33-8016, and comments Federal Register version (67 FR 36677)
34-45848, 34-36824	April 30, 2002		Delegation of Authority to the Secretary of the Commission Federal Register version (67 FR 30326)
34-45848, 34-36824	April 30, 2002		Delegation of Authority to the Secretary of the Commission Federal Register version (67 FR 30326)
34-45848, 34-36824	April 30, 2002		Delegation of Authority to the Secretary of the Commission Federal Register version (67 FR 30326)
34-45848, 34-36824	April 30, 2002		Delegation of Authority to the Secretary of the Commission Federal Register version (67 FR 30326)
IC-25560	April 30, 2002	S7-20-00	Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate View Received Comments See Also - Rel. No. IC-24775, and comments Federal Register version (67 FR 31075)
33-8091	April 17, 2002	S7-11-02	Amendment to Definition of "Equity Security" Federal Register version (67 FR 19671)
33-8088, IC-25522, 33-7514	April 12, 2002	S7-9-98	Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Life Insurance Policies Federal Register version (67 FR 19847)
33-8088, IC-25522, 33-7514	April 12, 2002	S7-9-98	Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Life Insurance Policies Federal Register version (67 FR 19847)
33-8088, IC-25522, 33-7514	April 12, 2002	S7-9-98	Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Life Insurance Policies Federal Register version (67 FR 19847)
33-8088, IC-25522, 33-7514	April 12, 2002	S7-9-98	Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Life Insurance Policies Federal Register version (67 FR 19847)
33-8088, IC-25522, 33-7514	April 12, 2002	S7-9-98	Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Life Insurance Policies Federal Register version (67 FR 19847)
33-8088, IC-25522, 33-7514	April 12, 2002	S7-9-98	Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Life Insurance Policies Federal Register version (67 FR 19847)
33-8071	March 20, 2002		Approved Information Collections Federal Register version (67 FR 14634)
33-8070	March 18, 2002	S7-03-02	Requirements for Arthur Andersen LLP Auditing Clients Federal Register version (67 FR 13517)
34-45371	Jan. 31, 2002		Exemption of Transactions in Certain Options and Futures on Security Indexes From Section 31 of the Exchange Act Federal Register version (67 FR 5199)
34-45291	Jan. 16, 2002	S7-02-02	Amendments to Rule 31-1, Securities Transactions Exempt From Transaction Fees Federal Register version (67 FR 3057)
33-8049, 33-7550	Dec. 21, 2001	S7-19-98	Options Disclosure Document Federal Register version (67 FR 227)
33-8048	Dec. 21, 2001	S7-04-01	Disclosure of Equity Compensation Plan Information See Also - Rel. No. 33-7944, and comments Federal Register version (67 FR 231)
33-8049, 33-7550	Dec. 21, 2001	S7-19-98	Options Disclosure Document Federal Register version (67 FR 227)
34-44992	Oct. 26, 2001	S7-26-98	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 Federal Register version (66 FR 55817)
34-44992	Oct. 26, 2001	S7-26-98	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 View Received Comments Federal Register version (66 FR 55817)
34-44965	Oct. 22, 2001	SR-NSCC-2001-14	Certifications and Exemptions Under the International Regulations for Preventing Collisions at Sea, 1972; Amendment File Nos.: SR-NSCC-2001-14, SR-NYSE-2001-42 Federal Register version (66 FR 56383)