Comments on Proposed Rule:
Investment Adviser Codes of Ethics

[Release Nos. IA-2209; IC-26337; File No. S7-04-04]

• Kevin P. Ellis, Kyle Financial Services, May 26, 2004, (File name: kellis052604.htm)
   
• Michael R. Butowsky, Mayer, Brown, Rowe & Maw LLP, on behalf of Capri Capital Advisors, LLC, May 7, 2004 (File name: mrbutowsky050704.pdf)
   
• Stuart C. Gilman, Ph.D. of Ethics Resource Center and Edward L. Pittman, Esq. of Thelen Reid & Priest LLP, April 6, 2004 (File name: s70404-44.pdf)
   
• Joel H. Framson, CPA/PFS, CFP, Chair, Personal Financial Planning Executive Cotnmittee, American Institute of Certified Public Accountants, April 5, 2004 (File name: s70404-40.pdf)
   
• Donald M. Rembert, President & CEO, Rembert D'Orazio & Fox and Knut A. Rostad, Knut A. Rostad Associates, March 31, 2004 (File name: krostad040104.pdf)
   
• Lee N. Price, Ph.D., CFA, Chair, Standards of Practice Council, and Raymond DeAngelo, Executive Vice President, Association for Investment Management and Research, March 26, 2004 (File name: aimr03262004.pdf)
   
• Ralph A. Lambiase, President, North American Securities Administrators Association, Inc., March 16, 2004 (File name: nasaa031604.htm)
   
• Evelyn L. Brust, CAE, Executive Director, Investment Management Consultants Association, March 15, 2004 (File name: s70404-22.pdf)
   
• Amy B.R. Lancellotta, Acting General Counsel, Investment Company Institute, March 15, 2004 (File name: s70404-20.pdf)
   
• Michele Y. Yang, Vice President and Senior Counsel, Fund Business and Management Group, Capital Research and Management, March 15, 2004 (File name: s70404-19.pdf)
   
• William L. Livingston, P.E., March 15, 2004 (File name: wlivingston031504.htm)
   
• Kevin Maas, PrimeVest Financial Services, Inc., March 15, 2004 (File name: primevest031504.htm)
   
• Christopher A. Cokinos, Vice President and Chief Compliance Officer, ING Financial Partners, Inc., March 15, 2004 (File name: ingfpi031504.htm)
   
• Sander Ressler, Chief Compliance Officer, Multi-Financial Securities Coporation, March 15, 2004 (File name: sressler031504.htm)
   
• Neil A. Simon, Esq., Director of Government Relations, Financial Planning Association, March 15, 2004 (File name: fpa031504.htm)
   
• Michael C. Herndon, Director, Public & Government Affairs, Certified Financial Planner Board of Standards, Inc., Arlington, Virginia, March 15, 2004 (File name: cfp031504.htm)
   
• Robert M. Berger, Executive Vice President and General Counsel, Capri Capital Advisors, LLC, Chicago, Illinois, March 15, 2004 (File name: capri031504.htm)
   
• Eileen Ryan, Chair, Investment Adviser Committee, Securities Industry Association, March 15, 2004 (File name: sia031504.htm)
   
• John S. Simmers, CEO, ING Advisors Network, March 15, 2004 (File name: ing031504.htm)
   
• Stephen A. Batman, CEO, 1st Global Advisors, Inc., March 15, 2004 (File name: global031504.htm)
   
• Amy R. Doberman, Managing Director & General Counsel, of UBS Global Asset Management, March 16, 2004 (File name: ardoberman03162004.htm)
   
• Charles D. Meyer, MBA, CFP, Meyer Advisory Services, Hampton, N.Y., March 15, 2004 (File name: cmeyer03152004.htm)
   
• Investment Company Institute, March 15, 2004 (File name: ici031504.htm)
   
• Pickard and Djinis LLP, March 15, 2004 (File name: pickard031504.htm)
   
• Business Law Section of the Maryland State Bar Association, March 15, 2004 (File name: mdbar031504.htm)
   
• National Society of Compliance Professionals, Inc., March 12, 2004 (File name: s70404-21.pdf)
   
• James Investment Research, Inc., March 12, 2004 (File name: s70404-18.pdf)
   
• National Society of Compliance Professionals, March 12, 2004 (File name: nscp031204.htm)
   
• Richard S. Cortese, of National Regulatory Services, March 12, 2004 (File name: rcortese03122004.htm)
   
• Donald M. Rembert, President & CEO, of Rembert D'Orazio & Fox and Knut A. Rostad of Knut A. Rostad Associates, March 10, 2004 (File name: drembertkrostad03102004.htm)
   
• Investment Counsel Association of America, March 11, 2004 (File name: icaa031104.htm)
   
• William Michael Cunningham, MBA, MA, social investment adviser, Washington, D.C., March 6, 2004 (File name: wcunningham030604.htm)
   
• Los Angeles County Employee's Retirement Association, February 27, 2004 (File name: s70404-17.pdf)
   
• Thomas J. Westgard, Esq., Attorney at Law, Chicago, Illinois, February 23, 2004 (File name: tjwestgard2680.htm)
   
• Ronald M. Ames, CEO Autonomics International, Parker, Colorado, February 16, 2004 (File name: rmames1172.htm)
   
• William Livingston, February 16, 2004 (File name: wlivingston021604.txt)
   
• Samuel E. Hessrity, Rochester, New York, February 13, 2004 (File name: s70404-9.pdf)
   
• William L. Armstrong, Denver, Colorado, February 4, 2004 (File name: s70404-16.pdf)
   
• Kirk Calabrese, Geneva, New York, January 28, 2004 (File name: kcalabrese012804.txt)
   
• Henry J. Gwiazda, January 27, 2004 (File name: hjgwiazda012704.txt)
   
• Paul J. Siddens, January 25, 2004 (File name: pjsiddens012504.txt)
   
• Mike Montgomery, January 25, 2004 (File name: mmontgomery012504.txt)
   
• Lee Nepple, January 25, 2004 (File name: lnepple012504.txt)
   
• Terry Murtaugh, Burke, Virginia, January 24, 2004 (File name: tmurtaugh012404.txt)
   
• Thomas E. Adams, Lawrenceville, New Jersey, January 23, 2004 (File name: teadams012304.txt)
   
• Ragu Raghuraman, January 23, 2004 (File name: rraghuraman012304.txt)
   
• Congressman Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, U.S. House of Representative, January 14, 2004 (File name: s70404-1.pdf)