National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
File Number
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SRO Organization
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Details
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Release Number:34-93678 | SEC Issue Date:Nov 30, 2021 | File Number:SR-NSCC-2021-014 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Transparency of the Calculation of the Backtesting Charge Comments Due: December 27, 2021 See Also - Exhibit 5 Submit a Comment on SR-NSCC-2021-014
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Release Number:34-93671 | SEC Issue Date:Nov 24, 2021 | File Number:SR-NSCC-2021-012 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: December 21, 2021 See Also - Exhibit 5 |
Release Number:34-93532 | SEC Issue Date:Nov 5, 2021 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: December 3, 2021 Rebuttal comments due: December 17, 2021 View Received Comments |
Release Number:34-93278 | SEC Issue Date:Oct 8, 2021 | File Number:SR-NSCC-2021-007 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 |
Release Number:34-93070 | SEC Issue Date:Sep 20, 2021 | File Number:SR-NSCC-2021-011 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 To Remove ID Net Transactions From the Required Fund Deposit Calculations and Make Other Changes to the Rules Comments Due: October 15, 2021 View Received Comments |
Release Number:34-92860 | SEC Issue Date:Sep 2, 2021 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments |
Release Number:34-92750 | SEC Issue Date:Aug 25, 2021 | File Number:SR-NSCC-2021-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: August 3, 2021 |
Release Number:34-92682 | SEC Issue Date:Aug 17, 2021 | File Number:SR-NSCC-2021-009 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving a Proposed Rule Change To Modify the Rules & Procedures of National Securities Clearing Corporation in Connection With the Implementation of Section 1446(f) of the Internal Revenue Code of 1986 Comments Due: August 13, 2021 |
Release Number:34-92640 | SEC Issue Date:Aug 11, 2021 | File Number:SR-NSCC-2021-005 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: September 7, 2021 View Received Comments |
Release Number:34-92570 | SEC Issue Date:Aug 5, 2021 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments See Also - Exhibit 5 |