National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-100224 | SEC Issue Date:May 23, 2024 | File Number:SR-NYSEARCA-2023-70, SR-NYSEARCA-2024-31, SR-NASDAQ-2023-045, SR-CboeBZX-2023-069, SR-CboeBZX-2023-070, SR-CboeBZX-2023-087, SR-CboeBZX-2023-095, SR-CboeBZX-2024-018 | SRO Organization:NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Shares of Ether-Based Exchange-Traded Products |
| Release Number:34-100219 | SEC Issue Date:May 22, 2024 | File Number:SR-CboeBZX-2023-087 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. View Received Comments Submit a Comment on SR-CboeBZX-2023-087
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| Release Number:34-100218 | SEC Issue Date:May 22, 2024 | File Number:SR-CboeBZX-2024-018 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| Release Number:34-100216 | SEC Issue Date:May 22, 2024 | File Number:SR-CboeBZX-2023-070 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after publication in the Federal Register. View Received Comments |
| Release Number:34-100215 | SEC Issue Date:May 22, 2024 | File Number:SR-CboeBZX-2023-095 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| Release Number:34-100214 | SEC Issue Date:May 22, 2024 | File Number:SR-CboeBZX-2023-069 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. |
| Release Number:34-100203 | SEC Issue Date:May 21, 2024 | File Number:SR-CboeBZX-2024-037 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-100193 | SEC Issue Date:May 21, 2024 | File Number:SR-CboeBZX-2024-039 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-100129 | SEC Issue Date:May 14, 2024 | File Number:SR-CboeBZX-2024-032 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Add Four Additional Market-on-Close Cut-off Times to Cboe Market Close See Also - Exhibit 5 |
| Release Number:34-100115 | SEC Issue Date:May 13, 2024 | File Number:SR-CboeBZX-2024-007 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs |