We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-95742 SEC Issue Date:Sep 12, 2022 File Number:SR-NYSENAT-2022-17 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95696 SEC Issue Date:Sep 7, 2022 File Number:SR-NYSENAT-2022-16 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95579 SEC Issue Date:Aug 23, 2022 File Number:SR-NYSENAT-2022-15 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule To Change the Name of Its Business Conduct Committee
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95476 SEC Issue Date:Aug 11, 2022 File Number:SR-NYSENAT-2022-14 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments Due: 21 days after publication in the Federal Register
Release Number:34-95426 SEC Issue Date:Aug 4, 2022 File Number:SR-NYSENAT-2022-06 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE National Rule 7.31
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95362 SEC Issue Date:Jul 25, 2022 File Number:SR-NYSENAT-2022-12 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95341 SEC Issue Date:Jul 20, 2022 File Number:SR-NYSENAT-2022-10 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related to Colocation
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95333 SEC Issue Date:Jul 20, 2022 File Number:SR-NYSENAT-2022-11 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95306 SEC Issue Date:Jul 18, 2022 File Number:SR-NYSENAT-2022-13 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 (Clearly Erroneous Executions)
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95206 SEC Issue Date:Jul 7, 2022 File Number:SR-NYSENAT-2022-09 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5