National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-98456 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-020 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent |
| Release Number:34-98455 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-019 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-Russell 2000 Index ("MRUT") Options Seri |
| Release Number:34-98454 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-005 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Operation of the Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options ("SPX") Series View Received Comments |
| Release Number:34-98406 | SEC Issue Date:Sep 15, 2023 | File Number:SR-CBOE-2023-047 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: October 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2023-047
|
| Release Number:34-98400 | SEC Issue Date:Sep 14, 2023 | File Number:SR-CBOE-2023-045 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98304 | SEC Issue Date:Sep 6, 2023 | File Number:SR-CBOE-2023-044 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of a Proposed Rule Change to Adopt a Quote Protection Timer Comments Due: October 3, 2023 See Also - Exhibit 5 |
| Release Number:34-98288 | SEC Issue Date:Sep 5, 2023 | File Number:SR-CBOE-2023-042 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01. Comments Due: October 2, 2023 |
| Release Number:34-98277 | SEC Issue Date:Sep 1, 2023 | File Number: | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 25, 2023 |
| Release Number:34-98216 | SEC Issue Date:Aug 24, 2023 | File Number:SR-CBOE-2023-041 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules in Connection with the Number of Legs of a Complex Order that may be Entered on a Single Order Ticket at the Time of Systemization Comments Due: September 20, 2023 See Also - Exhibit 5 |
| Release Number:34-98187 | SEC Issue Date:Aug 21, 2023 | File Number:SR-CBOE-2023-040 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Select Customer Options Reduction Program, Livevol Fees, and Routing Fee Codes Comments Due: September 15, 2023 See Also - Exhibit 5 |