National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-100202 | SEC Issue Date:May 21, 2024 | File Number:SR-CboeBYX-2024-015 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies Comments Due: June 18, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2024-015
|
| Release Number:34-100195 | SEC Issue Date:May 21, 2024 | File Number:SR-BX-2024-017 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW Comments Due: June 18, 2024 See Also - Exhibit 5 |
| Release Number:34-100193 | SEC Issue Date:May 21, 2024 | File Number:SR-CboeBZX-2024-039 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: June 18, 2024 See Also - Exhibit 5 |
| Release Number:34-100188 | SEC Issue Date:May 21, 2024 | File Number:SR-NASDAQ-2024-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Products if Members Meet a Mini Comments Due: June 18, 2024. Rebuttal comments should be submitted by July 2, 2024. |
| Release Number: 34-100187 | SEC Issue Date:May 21, 2024 | File Number:SR-NYSECHX-2024-18 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules Concerning Supervision to Adopt Rules Based on NYSE American Rules 3110 - Equities and 3120 - Equities Comments Due: June 18, 2024 |
| Release Number:34-100182 | SEC Issue Date:May 20, 2024 | File Number:SR-CboeEDGX-2024-026 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Connectivity Offering Through Dedicated Cores Comments Due: June 14, 2024 |
| Release Number:34-100168 | SEC Issue Date:May 17, 2024 | File Number:SR-NYSE-2024-28 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 4530 Comments Due: June 13, 2024 See Also - Exhibit 5 |
| Release Number:34-100160 | SEC Issue Date:May 16, 2024 | File Number:SR-PHLX-2024-15 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders Comments Due: June 12, 2024. Rebuttal comments should be submitted by June 26, 2024. View Received Comments Submit a Comment on Submit Comments on SR-PHLX-2024-15 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders |
| Release Number:34-100156 | SEC Issue Date:May 15, 2024 | File Number:SR-BOX-2023-20 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor Comments Due: June 11, 2024 See Also - Exhibit 5 Amendment 3 |
| Release Number:34-100143 | SEC Issue Date:May 14, 2024 | File Number:SR-NYSEAMER-2024-28 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: June 10, 2024 See Also - Exhibit 5 |