National Securities Exchanges
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National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-49728 | SEC Issue Date:May 19, 2004 | File Number:SR-CHX-2004-15 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The Chicago Stock Exchange, Inc. To Set Fees for Member Firms for Computer Hardware Stored on the Exchange Premises and for the Connection of that Hardware to the CHX System |
| Release Number:34-49721 | SEC Issue Date:May 18, 2004 | File Number:SR-CHX-2004-10 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Co-Specialist Assignments and Evaluations See Also - Rel. No. 34-50024 |
| Release Number:34-49658 | SEC Issue Date:May 6, 2004 | File Number:SR-CHX-2004-13 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. To Set Fees for Member Firms' Use of Enhanced Electronic Communications Retention System |
| Release Number:34-49567 | SEC Issue Date:Apr 15, 2004 | File Number:SR-CHX-2004-12 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to the Implementation of a Fully-Automated Functionality for the Handling of Particular Orders Called CHXpress See Also - Rel. No. 34-50481 |
| Release Number:34-49530 | SEC Issue Date:Apr 6, 2004 | File Number:SR-CHX-2003-21 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc., Relating to the Price Improvement of Orders Executed Automatically on the Exchange See Also - Rel. No. 34-49736 |
| Release Number:34-49529 | SEC Issue Date:Apr 6, 2004 | File Number:SR-CHX-2004-04 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule by the Chicago Stock Exchange, Incorporated, To Revise Its Article VI, Rule 5 To Correct a Reference to the Form Used for the Registration of New Branch Offices See Also - Rel. No. 34-50089 |
| Release Number:34-49496 | SEC Issue Date:Mar 29, 2004 | File Number:SR-CHX-2003-25 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Handling Rules |
| Release Number:34-49437 | SEC Issue Date:Mar 17, 2004 | File Number:SR-CHX-2003-24 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Incorporated Relating to the Definition of Primary Market See Also - Rel. No. 34-49774 |