Comments on SRO Rulemaking

Self-Regulatory Organizations; New York Stock Exchange, Inc. and National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Changes (SR-NYSE-2002-33 and SR-NASD-2002-141) and Amendments No. 1 thereto; Order Approving Proposed Rule Changes (SR-NASD-2002-77, SR-NASD-2002-80, SR-NASD-2002-138 and SR-NASD-2002-139) and Amendments No. 1 to SR-NASD-2002-80 and SR-NASD-2002-139; and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to SR-NYSE-2002-33, Amendment Nos. 2, 3, 4 and 5 to SR-NASD-2002-141, Amendment Nos. 2 and 3 to SR-NASD-2002-80, Amendment Nos. 1, 2, and 3 to SR-NASD-2002-138, and Amendment No. 2 to SR-NASD-2002-139, Relating to Corporate Governance

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Dorothy M. Donohue, Associate Counsel, Investment Company Institute
Public Comment Joseph S. Schwertz Jr., Whitney Holding Corporation
Public Comment Sarah A.B. Teslik, Executive Director, Council of Institutional Investors

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2002-33
SR-NASD-2002-80
SR-NASD-2002-138
SR-NASD-2002-139
SR-NASD-2002-141
How to submit comments