Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies

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Date Received
Date Letter Type Commenter Name
Public Comment John R.Powers
Public Comment John Sacksteder
Public Comment Joseph E. Booth
Public Comment Kenneth E. Vitek
Public Comment Lester M. Smith
Public Comment Martin Cohen
Public Comment Richard G. Spaunburgh
Public Comment Richard Leonetti
Public Comment Robert E. Branch
Public Comment Roy Lawrence
Public Comment Selwyn Kent
Public Comment Shirley T. Campbell
Public Comment William F. Lentz
Public Comment Axel G. Lohrisch, The Partnering Group
Public Comment Barbara C. Strickland
Public Comment Boris Tarpell
Public Comment Charles McMillen
Public Comment Corinne Galloway
Public Comment Daniel Kensler
Public Comment Donald Stoltz
Public Comment Francis Grillot
Public Comment George E. Beck
Public Comment J. Gross
Public Comment Jack D. Dowdall
Public Comment James F. Froning
Public Comment James R. Ross, Diplomate of the American Board of Periodontology
Public Comment John G. Black
Public Comment Linton Erdmann
Public Comment Lynne T. McCants
Public Comment Richard M. Gulbrandsen

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-032
Release Number
34-52009
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